Asset manager · New York, NY
Goehring & Rozencwajg Associates, LLC
SEC-registered investment adviser · CRD 283394 · SEC 801-107891
At a glance
Goehring & Rozencwajg Associates, LLC is an SEC-registered investment adviser based in New York, New York, with $1.5 billion in regulatory assets under management as of its Form ADV filed May 4, 2026. Its largest client group by assets is investment companies. By Form ADV it is a asset manager, ranked 1,161st of 3,218 asset managers and 4,241st of 17,210 SEC-registered advisers by assets.
Main office 646-216-9777LinkedInAs filed on Form ADV
- Regulatory AUM
- $1.5B
- Rank among asset managers
- #1,161 of 3,218
- Rank among all SEC RIAs
- #4,241 of 17,210
- Rank in New York
- #976 of 2,591
- Clients
- 4
- Accounts
- 13
- Discretionary
- 100% of AUM
- Employees
- 6
- Advisory staff
- 2
- Offices
- 1
Owners and executives on its Form ADV
- Adam A. RozencwajgManaging Member
- Leigh R. GoehringManaging Member
- Kevin J. OfrielChief Compliance Officer
Custody and brokerage
Broker-dealer
Hybrid RIA
Goehring & Rozencwajg Associates, LLC is a hybrid RIA: 2 of its employees are also registered representatives of a broker-dealer.
Its Form ADV brochure (filed March 2026) names Alps Distributors as the broker-dealer its advisers are registered with.
Certain personnel of GRA serve as registered representatives of ALPS Distributors Inc ., a broker -dealer registered with Financial Industry Regulatory Authority (FINRA).
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Investment companies | 1 | $764M | 50% |
| Other | – | $444M | 29% |
| Sovereign wealth funds and foreign official institutions | – | $161M | 11% |
| Corporations or other businesses | – | $127M | 8% |
| Pension and profit sharing plans | – | $14M | <1% |
| Pooled investment vehicles | 3 | $5M | <1% |
Private funds
Goehring & Rozencwajg Associates, LLC reports 3 private funds with $5M in gross assets: venture capital funds, other private funds (Form ADV Item 7.B).
Disciplinary disclosures
Goehring & Rozencwajg Associates, LLC reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for individuals and small businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses and institutions
- Educational seminars and workshops
How it’s paid
- A percentage of assets under management
- Performance-based fees
- Other
Form ADV and brochures on the SEC’s adviser search ↗
AtlasMembers
The full record on Goehring & Rozencwajg Associates, LLC
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, 9 years of filings
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- Growth over one, three and five years
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- Rank against 953 peers of its type and size
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- Owners and executives, with titles and stakes
- 3 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
- 1Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Goehring & Rozencwajg Associates, LLC manage?
Goehring & Rozencwajg Associates, LLC reports $1.5 billion in regulatory assets under management across 13 accounts, 100% of it on a discretionary basis, on its Form ADV filed May 4, 2026.
What kind of firm is Goehring & Rozencwajg Associates, LLC?
Goehring & Rozencwajg Associates, LLC is a asset manager by its Form ADV answers. Most of its assets are managed for funds, institutions or other businesses rather than individuals.
Who are Goehring & Rozencwajg Associates, LLC’s clients?
By assets, its largest client types are investment companies ($764 million, 1 clients); other ($444 million); sovereign wealth funds and foreign official institutions ($161 million).
Does Goehring & Rozencwajg Associates, LLC manage private funds?
Yes. It reports 3 private funds with $5 million in gross assets, including venture capital funds, other private funds.
Does Goehring & Rozencwajg Associates, LLC have any disciplinary history?
Goehring & Rozencwajg Associates, LLC reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Goehring & Rozencwajg Associates, LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-05-04), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →