Private fund adviser · New York, NY
Alpha Square Group S, LLC
SEC-registered investment adviser · CRD 308022 · SEC 801-118737
At a glance
Alpha Square Group S, LLC is an SEC-registered investment adviser based in New York, New York, with $1.6 billion in regulatory assets under management as of its Form ADV filed August 13, 2026. Its largest client group by assets is pooled investment vehicles. By Form ADV it is a private fund adviser, ranked 1,870th of 4,686 private fund advisers and 4,121st of 17,210 SEC-registered advisers by assets.
Main office 347-334-0787alphasquaregroup.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $1.6B
- Rank among private fund advisers
- #1,870 of 4,686
- Rank among all SEC RIAs
- #4,121 of 17,210
- Rank in New York
- #961 of 2,591
- Clients
- 35
- Accounts
- 35
- Discretionary
- 100% of AUM
- Employees
- 21
- Advisory staff
- 10
- Offices
- 2
Owners and executives on its Form ADV
- Yao N. ShanManaging Director
- Lei N. LiManager, Managing Member & Chief Executive Officer
- Peter S LinGeneral Counsel & Chief Compliance Officer
- Fangzhou N. SuManaging Director
Custody and brokerage
Custodian
Alpha Square Group S, LLC’s Form ADV lists no custodian for separately managed accounts. Firms report one only when they manage $10 million or more in those accounts.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Pooled investment vehicles | 35 | $1.6B | 100% |
Private funds
Alpha Square Group S, LLC reports 35 private funds with $1.6B in gross assets: private equity funds, venture capital funds, other private funds (Form ADV Item 7.B).
Disciplinary disclosures
Alpha Square Group S, LLC reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for pooled investment vehicles
- Selecting other advisers
How it’s paid
- A percentage of assets under management
- Performance-based fees
- Other
Form ADV and brochures on the SEC’s adviser search ↗alphasquaregroup.com ↗
AtlasMembers
The full record on Alpha Square Group S, LLC
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, 5 years of filings
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- Growth over one, three and five years
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- Rank against 1,947 peers of its type and size
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- Owners and executives, with titles and stakes
- 4 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Alpha Square Group S, LLC manage?
Alpha Square Group S, LLC reports $1.6 billion in regulatory assets under management across 35 accounts, 100% of it on a discretionary basis, on its Form ADV filed August 13, 2026.
What kind of firm is Alpha Square Group S, LLC?
Alpha Square Group S, LLC is a private fund adviser by its Form ADV answers. Private funds are at least half of its business by assets.
Who are Alpha Square Group S, LLC’s clients?
By assets, its largest client types are pooled investment vehicles ($1.6 billion, 35 clients).
Does Alpha Square Group S, LLC manage private funds?
Yes. It reports 35 private funds with $1.6 billion in gross assets, including private equity funds, venture capital funds, other private funds.
Does Alpha Square Group S, LLC have any disciplinary history?
Alpha Square Group S, LLC reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Alpha Square Group S, LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-08-13), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →