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Est. 2026The front page of wealth managementNew York

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RB Schwab trumpeted Anthropic's Claude for all 16,000 of its RIAs, but a 20-seat enterprise minimum suddenly sidelines 11,000-plus small firms -- right before IMPACT 20264K Social Security Database Cleanup Corrects 50 Million RecordsFP Do smaller RIAs really need to own their data?RB Bank of America analyst 'double' slams Ameriprise not least because RIA 'structural' advantage triggered proactive in-house retention bonuses that take a bite out of margins and may not retain big teams long-termIN Trump to ease 50% Canada tariffs on farm equipment, packaging goodsWM The New Rules of Record Keeper SelectionWM SEC Examiners' 2027 Focus Includes Firms' Protections Against AI Phishing, DeepfakesIN People moves: RBC taps Raymond James veteran for Texas complexWM Lido CEO Signals Openness to International Expansion4K SEC Targets Private Markets, AI and Fiduciary Risks Among 2027 Exam Priorities
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Free from Atlas · SEC filings as of October 1, 2026

The RIA database

Firms we coverAtlas screenerWealth Manager databaseThis month’s moversCustodian profilesRIA statistics

Registered RIAs
17,210
Regulatory AUM
$177.9T
Use more than one custodian
4,024
Hybrid
3,733

Where their clients’ assets sit. Select a custodian to filter the list.

Filters1

2,591 firms manage $37.7 trillionNew York

Open in the Atlas screener

Atlas The basics here are free. Atlas adds ten years of growth, owners, broker-dealer affiliation, contacts on file and signals for every firm, with alerts and exports. See Atlas

  1. 3540
    Aris Management, LLCNew York, NY · 2 clientsPrivate fund adviserHybridApollo Global Securities, LLC, Athene Securities, LLC, clears through Pershing
    No custodian reported
    $2.1B
  2. 3547
    Basis Management Group LLCNew York, NY · 4 clientsPrivate fund adviser
    No custodian reported
    $2.1B
  3. 3549
    Newtyn Management, LLCNew York, NY · 3 clientsPrivate fund adviser
    No custodian reported
    $2.1B
  4. 3551
    Tortoise Investment Management, LLCWhite Plains, NY · 504 clientsWealth manager
    Fidelity 100%
    $2.1B
  5. 3552
    Avestar Capital, LLCNew York, NY · 187 clientsWealth manager
    Schwab 60%Pershing 40%
    $2.1B
  6. 3553
    Elequin Capital, LPNew York, NY · 4 clientsPrivate fund adviserHybridElequin Execution Services, LLC, Elequin Securities LLC
    No custodian reported
    $2.1B
  7. 3554
    Phoenix Merchant Partners, LPRye, NY · 7 clientsAsset manager
    U.S. Bancorp Investments 50%Pinnacle Bank 50%
    $2.1B
  8. 3555
    M.D. Sass, LLCNew York, NY · 83 clientsAsset managerHybridM.D. Sass Securities, L.L.C.
    State Street 51%Northern Trust 49%
    $2.1B
  9. 3567
    Quent Capital, LLCNew York, NY · 384 clientsWealth manager
    Pershing 54%Fidelity 40%
    $2.1B
  10. 3568
    Churchill DLC Advisor LLCNew York, NY · 1 clientsAsset managerHybridNuveen Securities, LLC
    No custodian reported
    $2.1B
  11. 3584
    Blue Road Management, L.P.New York, NY · 10 clientsPrivate fund adviser
    No custodian reported
    $2.0B
  12. 3588
    JLC InfrastructureNew York, NY · 6 clientsPrivate fund adviserHybridLoop Capital Markets LLC
    No custodian reported
    $2.0B
  13. 3601
    Halyard Asset Management LLCWhite Plains, NY · 23 clientsPrivate fund adviser
    Principal Securities 69%Pershing 31%
    $2.0B
  14. 3608
    NCH Capital Inc.New York, NY · 10 clientsPrivate fund adviser
    No custodian reported
    $2.0B
  15. 3614
    Rush Island Management, LPNew York, NY · 4 clientsPrivate fund adviser
    Morgan Stanley 60%Goldman Sachs 40%
    $2.0B
  16. 3620
    Infinity Q Capital Management, LLCNew York, NY · 3 clientsAsset manager
    No custodian reported
    $2.0B
  17. 3621
    Declaration Partners LPNew York, NY · 64 clientsPrivate fund adviser
    No custodian reported
    $2.0B
  18. 3631
    Neville, Rodie & Shaw IncNew York, NY · 355 clientsWealth manager
    Fidelity Distributors Company 65%
    $2.0B
  19. 3633
    Rose Smart Growth Investment Advisors, LLCNew York, NY · 7 clientsPrivate fund adviser
    No custodian reported
    $2.0B
  20. 3643
    TIG Advisors LLCNew York, NY · 12 clientsPrivate fund adviserAffiliated broker-dealerAlti Strategic Advisory (UK) Limited
    No custodian reported
    $2.0B
  21. 3649
    MAK CapitalNew York, NY · 6 clientsPrivate fund adviser
    No custodian reported
    $2.0B
  22. 3653
    Mount Logan ManagementNew York, NY · 12 clientsAsset managerHybridBC Partners Securities LLC
    State Street 60%BNY 27%
    $2.0B
  23. 3654
    Resolution Capital (US) LimitedRye Brook, NY · 18 clientsPrivate fund adviser
    No custodian reported
    $2.0B
  24. 3657
    Graycliff Partners LPNew York, NY · 15 clientsPrivate fund adviser
    HSBC Bank 100%
    $2.0B
  25. 3661
    Long Pond Capital, LPNew York, NY · 7 clientsPrivate fund adviser
    No custodian reported
    $2.0B
  26. 3665
    Lingotto US LLCNew York, NY · 9 clientsPrivate fund adviser
    Northern Trust 100%
    $2.0B
  27. 3666
    Maridea Wealth ManagementBrooklyn, NY · 2,100 clientsWealth managerHybrid
    Schwab 61%Fidelity 39%
    $2.0B
  28. 3678
    Kora Management LPBrooklyn, NY · 14 clientsPrivate fund adviser
    No custodian reported
    $2.0B
  29. 3684
    Qsemble Capital Management, LPNew York City, NY · 4 clientsPrivate fund adviser
    No custodian reported
    $2.0B
  30. 3687
    New State Capital PartnersNew Rochelle, NY · 19 clientsPrivate fund adviser
    No custodian reported
    $2.0B
  31. 3689
    Behrman Brothers Management Company L.P.New York, NY · 3 clientsPrivate fund adviser
    No custodian reported
    $1.9B
  32. 3702
    Radian Capital LLCNew York, NY · 7 clientsPrivate fund adviser
    No custodian reported
    $1.9B
  33. 3704
    Parabellum Capital LLCNew York, NY · 12 clientsPrivate fund adviser
    No custodian reported
    $1.9B
  34. 3708
    Lument Investment Management, LLCNew York, NY · 1 clientsPrivate fund adviserHybridHilco Corporate Finance, LLC, Lument Securities, LLC, clears through Pershing
    No custodian reported
    $1.9B
  35. 3714
    Hein Park Capital Management LPNew York, NY · 4 clientsPrivate fund adviser
    No custodian reported
    $1.9B
  36. 3722
    Tspi, LPNew York, NY · 4 clientsPrivate fund adviserAffiliated broker-dealerTwo Sigma Execution Services, LLC, Two Sigma Securities UK Limited
    No custodian reported
    $1.9B
  37. 3730
    Skybridge Capital II, LLCNew York, NY · 18 clientsAsset managerHybridHastings Capital Group, LLC
    No custodian reported
    $1.9B
  38. 3734
    Artemis Wealth Advisors, LLCPort Washington, NY · 34 clientsAsset manager
    Schwab 46%Morgan Stanley 44%
    $1.9B
  39. 3751
    Saratoga Management Company LLCNew York, NY · 2 clientsAsset manager
    No custodian reported
    $1.9B
  40. 3752
    Saratoga Investment Advisors, LLCNew York, NY · 2 clientsAsset manager
    No custodian reported
    $1.9B

RIAs by state