Asset manager · RYE, NY
Phoenix Merchant Partners, LP
SEC-registered investment adviser · CRD 324381 · SEC 801-128676
At a glance
Phoenix Merchant Partners, LP is an SEC-registered investment adviser based in RYE, New York, with $2.1 billion in regulatory assets under management as of its Form ADV filed March 31, 2026. Its largest client group by assets is other. By Form ADV it is a asset manager, ranked 1,040th of 3,218 asset managers and 3,554th of 17,210 SEC-registered advisers by assets.
Main office 212-804-9990phoenix-merchant.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $2.1B
- Rank among asset managers
- #1,040 of 3,218
- Rank among all SEC RIAs
- #3,554 of 17,210
- Rank in New York
- #847 of 2,591
- Clients
- 7
- Accounts
- 8
- Discretionary
- 49% of AUM
- Employees
- 29
- Advisory staff
- 12
- Offices
- 2
Owners and executives on its Form ADV
- Arthur U. MbanefoChief Executive Officer & Chief Investment Officer
- Timothy J. ThrosbyManaging Partner & Chairman
- Rafael A. ColoradoGeneral Counsel & President
- Thomas L. ParryChief Compliance Officer & Controller
Custody and brokerage
2 custodians
- U.S. Bancorp Investments$191M50%
- Pinnacle Bank$189M50%
Other RIAs using U.S. Bancorp InvestmentsOther multi-custodian RIAs
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Other | 5 | $1.3B | 64% |
| Pooled investment vehicles | 2 | $752M | 36% |
Private funds
Phoenix Merchant Partners, LP reports 2 private funds with $752M in gross assets: other private funds (Form ADV Item 7.B).
Disciplinary disclosures
Phoenix Merchant Partners, LP reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses and institutions
How it’s paid
- A percentage of assets under management
- Performance-based fees
Form ADV and brochures on the SEC’s adviser search ↗phoenix-merchant.com ↗
AtlasMembers
The full record on Phoenix Merchant Partners, LP
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, 2 years of filings
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- Growth over one, three and five years
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- Rank against 926 peers of its type and size
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- Owners and executives, with titles and stakes
- 4 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
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Background
Questions
How much does Phoenix Merchant Partners, LP manage?
Phoenix Merchant Partners, LP reports $2.1 billion in regulatory assets under management across 8 accounts, 49% of it on a discretionary basis, on its Form ADV filed March 31, 2026.
What kind of firm is Phoenix Merchant Partners, LP?
Phoenix Merchant Partners, LP is a asset manager by its Form ADV answers. Most of its assets are managed for funds, institutions or other businesses rather than individuals.
Who are Phoenix Merchant Partners, LP’s clients?
By assets, its largest client types are other ($1.3 billion, 5 clients); pooled investment vehicles ($752 million, 2 clients).
Does Phoenix Merchant Partners, LP manage private funds?
Yes. It reports 2 private funds with $752 million in gross assets, including other private funds.
Does Phoenix Merchant Partners, LP have any disciplinary history?
Phoenix Merchant Partners, LP reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Phoenix Merchant Partners, LP’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-03-31), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →