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The RIA database

Firms we coverAtlas screenerWealth Manager databaseThis month’s moversCustodian profilesRIA statistics

Registered RIAs
17,210
Regulatory AUM
$177.9T
Use more than one custodian
4,024
Hybrid
3,733

Where their clients’ assets sit. Select a custodian to filter the list.

Filters

17,210 firms manage $177.9 trillion

Open in the Atlas screener

Atlas The basics here are free. Atlas adds ten years of growth, owners, broker-dealer affiliation, contacts on file and signals for every firm, with alerts and exports. See Atlas

  1. 8681
    Heffernan Advisory, Inc.Flagstaff, AZ · 357 clientsWealth managerHybrid
    Schwab 100%
    $410M
  2. 8682
    Broadlake Financial ManagementSouth Burlington, VT · 463 clientsWealth manager
    Fidelity 86%
    $410M
  3. 8683
    Hilton Head Capital Partners, LLCHilton Head Island, SC · 671 clientsWealth manager
    Raymond James 100%
    $410M
  4. 8684
    Peloton Equity LLCGreenwich, CT · 7 clientsPrivate fund adviser
    No custodian reported
    $410M
  5. 8685
    Friday FinancialDubuque, IA · 289 clientsWealth manager
    Schwab 100%
    $409M
  6. 8686
    Marks Wealth ManagementEllicott City, MD · 283 clientsWealth manager
    Schwab 100%
    $409M
  7. 8687
    Sterling Investment Management, LLCTucson, AZ · 151 clientsWealth manager
    Schwab 100%
    $409M
  8. 8688
    Code Waechter LLCTampa, FL · 324 clientsWealth manager
    Schwab 100%
    $409M
  9. 8689
    True Financial GroupCedar Park, TX · 667 clientsWealth managerWrap sponsor
    Schwab 100%
    $409M
  10. 8690
    Rooted Wealth AdvisorsBourbonnais, IL · 1,652 clientsWealth manager
    Schwab 100%
    $409M
  11. 8691
    Greenridge Growth PartnersAustin, TX · 4 clientsPrivate fund adviser
    No custodian reported
    $409M
  12. 8692
    Wasserstein Management, LPNew York, NY · 5 clientsPrivate fund adviser
    Northern Trust 51%BNY 48%
    $409M
  13. 8693
    Capstone Capital Wealth AdvisorsHenderson, NV · 200 clientsWealth manager
    Schwab 100%
    $408M
  14. 8694
    New Leaf Venture PartnersNew York, NY · 9 clientsPrivate fund adviser
    No custodian reported
    $408M
  15. 8695
    Advisory Solutions GroupPlymouth, MN · 807 clientsWealth managerHybridWealth Enhancement Brokerage Services, LLC, clears through National Financial Services (Fidelity)
    No custodian reported
    $408M
  16. 8696
    Range Financial Group, LLCTigard, OR · 405 clientsWealth manager
    Schwab 100%
    $408M
  17. 8697
    Heritage Financial LLCGainesville, VA · 350 clientsWealth manager
    Schwab 89%
    $408M
  18. 8698
    Quad City Investment CenterMoline, IL · 746 clientsWealth managerBank-affiliatedHybrid
    LPL Financial 100%
    $408M
  19. 8699
    Revere AssetAllen, TX · 501 clientsWealth manager
    Schwab 100%
    $408M
  20. 8700
    Nexus338Cabin John, MD · 465 clientsAsset manager
    Schwab 100%
    $408M
  21. 8701
    KOM Wealth Management Group, LLCAppleton, WI · 575 clientsWealth manager
    Fidelity 100%
    $408M
  22. 8702
    Navigoe, LLCRedondo Beach, CA · 156 clientsWealth manager
    Schwab 100%
    $408M
  23. 8703
    Maxq Asset Management LLCGreenwood Village, CO · 1 clientsAsset managerHybrid
    Principal Custody Solutions 100%
    $408M
  24. 8704
    Compass Financial ServicesWest Des Moines, IA · 1,105 clientsWealth managerWrap sponsorHybrid
    LPL Financial 100%
    $407M
  25. 8705
    Wealthcare Capital Partners, LLCWest Chester, PA · 717 clientsWealth managerHybridSammons Financial Network, LLC
    Schwab 100%
    $407M
  26. 8706
    J.R. Prunier Capital Management LLCHolden, MA · 135 clientsWealth manager
    Schwab 100%
    $407M
  27. 8707
    Bridge Growth Partners, LLCNew York, NY · 4 clientsPrivate fund adviser
    No custodian reported
    $407M
  28. 8708
    Fifth Force ManagementDallas, TXWealth manager
    J.P. Morgan 54%UBS 24%Morgan Stanley 22%
    $407M
  29. 8709
    Keystone Financial Planning, IncWestlake, OH · 117 clientsWealth manager
    Schwab 87%
    $407M
  30. 8710
    Womack Wealth Management, Inc.Manhattan Beach, CA · 198 clientsWealth manager
    Schwab 61%Fidelity 39%
    $407M
  31. 8711
    Greenberg Financial GroupTucson, AZ · 804 clientsWealth manager
    RBC 100%
    $407M
  32. 8712
    Henderson Brothers Financial Partners LLCPittsburgh, PA · 1,044 clientsWealth managerHybrid
    LPL Financial 100%
    $407M
  33. 8713
    United Wealth Management, LLC257 clientsWealth manager
    Schwab 100%
    $407M
  34. 8714
    Tumwater Wealth Management, LLCBoise, ID · 310 clientsWealth manager
    Schwab 100%
    $407M
  35. 8715
    Hurley Financial Group, Inc.Corvallis, OR · 481 clientsWealth managerHybrid
    No custodian reported
    $407M
  36. 8716
    Kingsmark Private Financial Advisors, LLCAlbany, GA · 430 clientsWealth manager
    Schwab 100%
    $406M
  37. 8717
    Clarity Capital Advisors, LLCLakewood Ranch, FL · 74 clientsWealth manager
    Schwab 100%
    $406M
  38. 8718
    Guerra Wealth AdvisorsMiami, FL · 3,007 clientsWealth managerWrap sponsor
    Fidelity 100%
    $406M
  39. 8719
    Ballast Rock Private WealthCharleston, SC · 251 clientsWealth managerHybridBallast Rock Capital LLC
    Fidelity 53%Schwab 47%
    $406M
  40. 8720
    Bontempo Ohly Capital Management, LLCBethesda, MD · 158 clientsWealth managerWrap sponsor
    Schwab 100%
    $406M

RIAs by state