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Est. 2026The front page of wealth managementNew York

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RB Schwab trumpeted Anthropic's Claude for all 16,000 of its RIAs, but a 20-seat enterprise minimum suddenly sidelines 11,000-plus small firms -- right before IMPACT 20264K Social Security Database Cleanup Corrects 50 Million RecordsFP Do smaller RIAs really need to own their data?RB Bank of America analyst 'double' slams Ameriprise not least because RIA 'structural' advantage triggered proactive in-house retention bonuses that take a bite out of margins and may not retain big teams long-termIN Trump to ease 50% Canada tariffs on farm equipment, packaging goodsWM The New Rules of Record Keeper SelectionWM SEC Examiners' 2027 Focus Includes Firms' Protections Against AI Phishing, DeepfakesIN People moves: RBC taps Raymond James veteran for Texas complexWM Lido CEO Signals Openness to International Expansion4K SEC Targets Private Markets, AI and Fiduciary Risks Among 2027 Exam Priorities
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Free from Atlas · SEC filings as of October 1, 2026

The RIA database

Firms we coverAtlas screenerWealth Manager databaseThis month’s moversCustodian profilesRIA statistics

Registered RIAs
17,210
Regulatory AUM
$177.9T
Use more than one custodian
4,024
Hybrid
3,733

Where their clients’ assets sit. Select a custodian to filter the list.

Filters1

1,873 firms manage $23.7 trillionCalifornia

Open in the Atlas screener

Atlas The basics here are free. Atlas adds ten years of growth, owners, broker-dealer affiliation, contacts on file and signals for every firm, with alerts and exports. See Atlas

  1. 3544
    True Wind Capital Management, L.P.San Francisco, CA · 12 clientsPrivate fund adviser
    No custodian reported
    $2.1B
  2. 3561
    APC Asset Development II, LPNewport Beach, CA · 6 clientsPrivate fund adviserHybrid
    No custodian reported
    $2.1B
  3. 3577
    Sofi Wealth LLCSan Francisco, CA · 254,020 clientsWealth managerBank-affiliatedHybridSofi Securities (hong Kong) Limited, Sofi Securities LLC, clears through Apex Clearing
    Apex Fintech 100%
    $2.0B
  4. 3587
    L Squared Capital PartnersNewport Beach, CA · 6 clientsPrivate fund adviser
    No custodian reported
    $2.0B
  5. 3592
    Bristol Group IncSan Francisco, CA · 20 clientsAsset manager
    No custodian reported
    $2.0B
  6. 3594
    Resmark Equity Partners, LLCLos Angeles, CA · 18 clientsPrivate fund adviser
    No custodian reported
    $2.0B
  7. 3604
    Fairview CapitalGreenbrae, CA · 241 clientsWealth manager
    Schwab 85%
    $2.0B
  8. 3605
    Nipun Capital, L.P.Foster City, CA · 13 clientsPrivate fund adviser
    J.P. Morgan 71%State Street 29%
    $2.0B
  9. 3612
    Madison Avenue Securities, LLCSan Diego, CA · 14,099 clientsBroker-dealer firmHybridAE Financial Services, LLC, clears through National Financial Services (Fidelity)
    Pershing 100%
    $2.0B
  10. 3615
    Western Technology Investment (WTI)Portola Valley, CA · 12 clientsPrivate fund adviser
    No custodian reported
    $2.0B
  11. 3617
    Spyglass Capital Management, LLCGreenbrae, CA · 71 clientsAsset managerHybrid
    Schwab 56%Northern Trust 30%
    $2.0B
  12. 3627
    Lane42Santa Monica, CA · 3 clientsPrivate fund adviser
    No custodian reported
    $2.0B
  13. 3639
    Arc70 Advisers LPBurlingame, CA · 8 clientsPrivate fund adviser
    No custodian reported
    $2.0B
  14. 3662
    JSF Financial, LLCLos Angeles, CA · 821 clientsWealth managerHybrid
    Fidelity 100%
    $2.0B
  15. 3674
    Ocean Avenue Capital Partners, L.P.Santa Monica, CA · 18 clientsPrivate fund adviser
    No custodian reported
    $2.0B
  16. 3675
    C.M. Capital Advisors, LLCPalo Alto, CA · 2 clientsPrivate fund adviser
    No custodian reported
    $2.0B
  17. 3679
    HCR Wealth AdvisorsLos Angeles, CA · 938 clientsWealth managerHybrid
    Schwab 100%
    $2.0B
  18. 3682
    Falcon Wealth Planning, LLCOntario, CA · 1,611 clientsWealth manager
    Fidelity 59%Schwab 41%
    $2.0B
  19. 3690
    Ascendant Capital Partners LPLos Angeles, CA · 22 clientsPrivate fund adviser
    No custodian reported
    $1.9B
  20. 3692
    Soma Equity Partners, LPSan Francisco, CA · 4 clientsPrivate fund adviser
    No custodian reported
    $1.9B
  21. 3706
    RVW Wealth LLCLos Angeles, CA · 1,378 clientsWealth managerHybrid
    Schwab 95%
    $1.9B
  22. 3715
    Rebalance LLCPalo Alto, CA · 656 clientsWealth manager
    Schwab 59%Fidelity 41%
    $1.9B
  23. 3720
    AMI Asset Management CorpLos Angeles, CA · 1,221 clientsWealth manager
    Schwab 100%
    $1.9B
  24. 3725
    Private Wealth Partners, LLCMill Valley, CA · 258 clientsWealth manager
    Schwab 100%
    $1.9B
  25. 3732
    LegalistSan Francisco, CA · 17 clientsPrivate fund adviser
    No custodian reported
    $1.9B
  26. 3740
    Resolute Partners GroupSan Francisco, CA · 35 clientsWealth manager
    Pershing 51%Schwab 35%
    $1.9B
  27. 3746
    Main Management, LLCSan Francisco, CA · 253 clientsWealth manager
    Schwab 100%
    $1.9B
  28. 3747
    NumeraiSan Francisco, CA · 11 clientsPrivate fund adviser
    UBS 100%
    $1.9B
  29. 3756
    SP Asset Management LLCCupertino, CA · 211 clientsWealth manager
    Fidelity 85%
    $1.9B
  30. 3758
    Whittier Advisors, LLCNewport Beach, CA · 30 clientsAsset managerHybrid
    Fidelity 50%Schwab 50%
    $1.9B
  31. 3766
    True Link Financial AdvisorsSan Francisco, CA · 1,461 clientsAsset manager
    Schwab 100%
    $1.9B
  32. 3774
    Triguard Management LLCNewport Beach, CA · 7 clientsPrivate fund adviser
    No custodian reported
    $1.9B
  33. 3781
    Sovran Advisors, LLCSan Diego, CA · 4,018 clientsWealth managerHybrid
    Cetera Investment Services 100%
    $1.9B
  34. 3796
    Windward Capital Management CoLos Angeles, CA · 169 clientsWealth managerHybridS.L. Reed & Company, clears through National Financial Services (Fidelity)
    Fidelity 70%Schwab 30%
    $1.9B
  35. 3798
    Varsity Healthcare PartnersLos Angeles, CA · 11 clientsPrivate fund adviser
    No custodian reported
    $1.9B
  36. 3802
    McDonald Capital Investors IncOrinda, CA · 90 clientsWealth manager
    RBC 61%
    $1.9B
  37. 3806
    IGP Industries, LLCSan Francisco, CA · 4 clientsPrivate fund adviser
    No custodian reported
    $1.9B
  38. 3813
    Granite Investment Partners, LLCEl Segundo, CA · 489 clientsWealth manager
    Schwab 42%Northern Trust 41%
    $1.8B
  39. 3820
    Lightbay CapitalLos Angeles, CA · 6 clientsPrivate fund adviser
    No custodian reported
    $1.8B
  40. 3844
    Crescent Cap Advisors, LLCLos Angeles, CA · 1 clientsAsset managerAffiliated broker-dealerAdvisors Asset Management, Inc., BGO Capital (canada) Inc.
    No custodian reported
    $1.8B

RIAs by state