Wealth manager, independent · Palo Alto, CA
Rebalance LLC
SEC-registered investment adviser · CRD 158242 · SEC 801-72723
At a glance
Rebalance LLC is an SEC-registered investment adviser based in Palo Alto, California, with $1.9B in regulatory assets under management as of its Form ADV filed July 30, 2026. It reports 636 individual clients, 197 of them high-net-worth, holding an average of about $2.8 million each, and 18 employees. That ranks it 578th among the nation’s 5,657 independent wealth management RIAs and 72nd of 714 in California. It reports 2 custodians for its clients’ separately managed accounts: Charles Schwab and Fidelity.
Main office 650-396-3900rebalance360.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $1.9B
- Rank among independent wealth managers
- #578 of 5,657
- Rank among all SEC RIAs
- #3,715 of 17,210
- Rank in California
- #72 of 714
- Individual clients
- 636
- High-net-worth clients
- 197
- Accounts
- 1,727
- Discretionary
- 100% of AUM
- Employees
- 18
- Advisory staff
- 7
- Offices
- 11
Owners and executives on its Form ADV
- Mitchell J. TuchmanManaging Director/chief Investment Officer
- Scott D. PuritzManaging Director
- Svetlana A KotChief Compliance Officer
Custody and brokerage
Broker-dealer
No broker-dealer ties
Rebalance LLC reports no employees registered with a broker-dealer and no affiliated broker-dealer.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| High-net-worth individuals | 197 | $1.4B | 72% |
| Individuals | 439 | $404M | 21% |
| Charitable organizations | 3 | $130M | 7% |
| Pension and profit sharing plans | 17 | $14M | <1% |
Disciplinary disclosures
Rebalance LLC reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Pension consulting
How it’s paid
- A percentage of assets under management
- Fixed fees
Form ADV and brochures on the SEC’s adviser search ↗rebalance360.com ↗
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Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
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- Rank against 2,048 peers of its type and size
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- Main office, fax and compliance officer
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Similar-size RIAs in California
All of California →| Firm | Regulatory AUM | Clients |
|---|---|---|
| HCR Wealth AdvisorsLOS Angeles | $2.0B | 937 |
| Falcon Wealth Planning, LLCOntario | $2.0B | 1,581 |
| RVW Wealth LLCLOS Angeles | $1.9B | 1,029 |
| Private Wealth Partners, LLCMill Valley | $1.9B | 253 |
| SP Asset Management LLCCupertino | $1.9B | 207 |
| Sovran Advisors, LLCSAN Diego | $1.9B | 3,918 |
Background
Questions
How much does Rebalance LLC manage?
Rebalance LLC reports $1.9B in regulatory assets under management across 1,727 accounts, 100% of it on a discretionary basis, on its Form ADV filed July 30, 2026.
How many clients does Rebalance LLC have?
It reports 636 individual clients: 197 high-net-worth individuals and 439 other individuals. Individuals account for about 92% of its regulatory assets.
Where is Rebalance LLC headquartered?
Its main office is in Palo Alto, California. It reports 11 offices in total and 18 employees, 7 of whom perform investment advisory functions.
How does Rebalance LLC charge clients?
On Form ADV it lists these forms of compensation: a percentage of assets under management; fixed fees. Fees and minimums are set out in its Form ADV Part 2A brochure, available on the SEC’s adviser search.
What custodian does Rebalance LLC use?
It reports 2 custodians for its clients’ separately managed accounts: Charles Schwab and Fidelity. On Schedule D of its Form ADV filed July 30, 2026, it reports these amounts held: Charles Schwab ($1.1B); Fidelity ($784M). Form ADV lists only custodians holding 10% or more of separately managed account assets.
Is Rebalance LLC a hybrid RIA with a broker-dealer?
Rebalance LLC reports no employees registered with a broker-dealer and no affiliated broker-dealer.
Is Rebalance LLC a fiduciary?
As an SEC-registered investment adviser, Rebalance LLC owes its advisory clients a fiduciary duty under the Investment Advisers Act of 1940, which includes duties of care and loyalty. It reports no employees who are registered representatives of a broker-dealer.
Where these numbers come from
Every figure is Rebalance LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-07-30), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Its national rank compares it with every US-based independent wealth management RIA, the same field as The Largest RIAs. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →