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Est. 2026The front page of wealth managementNew York

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4K 55ip Expands Unified Managed Accounts with BlackRockRB Schwab trumpeted Anthropic's Claude for all 16,000 of its RIAs, but a 20-seat enterprise minimum suddenly sidelines 11,000-plus small firms -- right before IMPACT 20264K Social Security Database Cleanup Corrects 50 Million RecordsFP Do smaller RIAs really need to own their data?RB Bank of America analyst 'double' slams Ameriprise not least because RIA 'structural' advantage triggered proactive in-house retention bonuses that take a bite out of margins and may not retain big teams long-termIN Trump to ease 50% Canada tariffs on farm equipment, packaging goodsWM The New Rules of Record Keeper SelectionWM SEC Examiners' 2027 Focus Includes Firms' Protections Against AI Phishing, DeepfakesIN People moves: RBC taps Raymond James veteran for Texas complexWM Lido CEO Signals Openness to International Expansion
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Free from Atlas · SEC filings as of October 1, 2026

The RIA database

Firms we coverAtlas screenerWealth Manager databaseThis month’s moversCustodian profilesRIA statistics

Registered RIAs
17,210
Regulatory AUM
$177.9T
Use more than one custodian
4,024
Hybrid
3,733

Where their clients’ assets sit. Select a custodian to filter the list.

Filters1

4,024 firms manage $77.5 trillionmore than one custodian

Open in the Atlas screener

Atlas The basics here are free. Atlas adds ten years of growth, owners, broker-dealer affiliation, contacts on file and signals for every firm, with alerts and exports. See Atlas

  1. 7283
    Capital Markets IQ, LLC884 clientsWealth managerHybrid
    SEI 58%Schwab 42%
    $571M
  2. 7288
    Loom Capital Management LLCNew York, NY · 27 clientsAsset manager
    Bank J. Safra Sarasin (bahamas) LTD. 67%
    $571M
  3. 7302
    ACT Wealth Management, LLCAllen, TX · 264 clientsWealth manager
    Schwab 92%
    $569M
  4. 7303
    Generational Wealth AdvisorsRichardson, TX · 184 clientsWealth managerHybridGenerational Capital Markets Inc.
    Schwab 92%
    $569M
  5. 7305
    Inveris US LLCCoral Gables, FL · 369 clientsAsset manager
    Pershing 48%J.P. Morgan 24%
    $568M
  6. 7306
    RIA Advisory Group, LLCDes Moines, IA · 1,996 clientsWealth manager
    Schwab 78%Fidelity 22%
    $568M
  7. 7310
    S.E.E.D. Planning Group, LLCBinghamton, NY · 763 clientsWealth manager
    Fidelity 80%
    $568M
  8. 7324
    Rhino Investment Partners, Inc.West Conshohocken, PA · 2 clientsAsset manager
    Goldman Sachs 68%BNY 32%
    $566M
  9. 7329
    Adams Wealth AdvisorsLogan, UT · 703 clientsWealth manager
    Fidelity 68%
    $566M
  10. 7330
    Googins Advisors, Inc.Middleton, WI · 796 clientsBroker-dealer firm
    Pershing 58%Schwab 42%
    $566M
  11. 7331
    First Fiduciary Investment Counsel IncCleveland, OH · 276 clientsWealth manager
    Schwab 68%
    $566M
  12. 7334
    Friedlander & Co IncMilwaukee, WI · 31 clientsWealth manager
    Robert W. Baird & Co. Incorporated 93%
    $565M
  13. 7335
    Reedmark Advisors, LLCSomerville, NJ · 77 clientsAsset managerHybrid
    T.rowe Price Retirement Plan Services 69%
    $565M
  14. 7346
    Paradigm Wealth Management, LLCWestlake, OH · 416 clientsWealth manager
    Fidelity 80%
    $563M
  15. 7370
    Wedgewood Partners, Inc.St Louis, MO · 389 clientsWealth manager
    UBS 42%Morgan Stanley 24%
    $561M
  16. 7375
    Empirical Asset Management, LLCWellesley, MA · 474 clientsWealth manager
    Schwab 51%Fidelity 49%
    $560M
  17. 7377
    QP ConsultingTakoma Park, MD · 74 clientsAsset manager
    Empower Retirement 37%Ascensus Trust 24%
    $560M
  18. 7384
    PHD Retirement ConsultingOverland Park, KS · 66 clientsAsset manager
    Alerus Financial 64%Transamerica 36%
    $559M
  19. 7389
    Wealth Science Advisors LLCAlpharetta, GA · 273 clientsWealth manager
    Pershing 88%
    $559M
  20. 7394
    Prairie Wealth Advisors, Inc.Omaha, NE · 389 clientsWealth manager
    Fidelity 64%Schwab 36%
    $558M
  21. 7397
    Quantum Financial Advisors IncRockville, MD · 363 clientsAsset manager
    Fidelity 59%Schwab 41%
    $558M
  22. 7412
    Kooman & AssociatesAltoona, PA · 331 clientsWealth manager
    Raymond James 85%
    $556M
  23. 7416
    Premier Wealth Advisors, LLCNew York, NY · 643 clientsWealth manager
    Schwab 87%
    $555M
  24. 7419
    Sarasin Asset Management LimitedLondon, United Kingdom · 140 clientsWealth managerBank-affiliated
    Bank J Safra Sarasin 44%RBC 34%BNY 22%
    $555M
  25. 7422
    Prairie Advisory, LLCLeawood, KS · 625 clientsAsset manager
    LPL Financial 58%Schwab 42%
    $554M
  26. 7431
    SC Asesores EN Inversiones Independientes SA De CVMexico City, Mexico · 385 clientsAsset manager
    Pershing 38%Grupo Financiero Scotiabank Inverlat 23%
    $553M
  27. 7436
    Tolsma Investments, LLC215 clientsWealth manager
    Fidelity 92%
    $553M
  28. 7438
    Omega Financial Group, LLCSanta Barbara, CA · 324 clientsWealth manager
    Schwab 85%
    $552M
  29. 7445
    Veridian Capital PartnersFrederick, MD · 822 clientsWealth managerWrap sponsorHybrid
    Fidelity 81%
    $551M
  30. 7450
    Pinnacle Wealth AdvisorsClackamas, OR · 832 clientsWealth manager
    SEI 56%Schwab 44%
    $550M
  31. 7459
    Cable CAR Capital, LPSan Francisco, CA · 4 clientsPrivate fund adviser
    Schwab 90%
    $548M
  32. 7465
    Rays Capital Partners LimitedCentral, Hong Kong · 5 clientsPrivate fund adviser
    UOB KAY Hian (hong Kong) Limited 47%Citi 42%
    $547M
  33. 7466
    Adaptive Financial Consulting, LLCBeachwood, OH · 261 clientsWealth manager
    Fidelity 79%
    $547M
  34. 7470
    Mach-1 Financial Group, LLCRogers, AR · 1,566 clientsWealth managerWrap sponsorHybrid
    Schwab 87%
    $546M
  35. 7476
    Stewardship Advisors, LLCMount Joy, PA · 687 clientsWealth manager
    TradePMR / Robinhood 79%
    $545M
  36. 7477
    25 FinancialSaint Louis, MO · 505 clientsWealth managerHybrid
    Schwab 86%
    $545M
  37. 7480
    Trillium Wealth LLCWinter Park, FL · 629 clientsWealth manager
    Schwab 55%Fidelity 45%
    $545M
  38. 7482
    Penobscot Financial AdvisorsPortland, ME · 562 clientsWealth managerWrap sponsor
    Schwab 90%
    $545M
  39. 7487
    Goodreid Investment Counsel Corp.Toronto, Canada · 404 clientsWealth manager
    Fidelity Clearing Canada ULC 68%Scotia Itrade 32%
    $544M
  40. 7489
    Andrews, Lucia Wealth Management LLCDanville, CA · 197 clientsWealth manager
    Schwab 71%Fidelity 29%
    $543M

RIAs by state