Asset manager · Mexico City, Mexico
SC Asesores EN Inversiones Independientes SA De CV
SC Asset Management Asesores EN Inversiones Independientes, S.A. · SEC-registered investment adviser · CRD 339845 · SEC 801-135381
At a glance
SC Asesores EN Inversiones Independientes SA De CV is an SEC-registered investment adviser based in Mexico City, Mexico, with $553 million in regulatory assets under management as of its Form ADV filed June 2, 2026. Its largest client group by assets is high-net-worth individuals, and it reports 357 individual clients. By Form ADV it is a asset manager, ranked 1,635th of 3,218 asset managers and 7,431st of 17,210 SEC-registered advisers by assets.
Main office 555-251-9309summa-corporation.comAs filed on Form ADV
- Regulatory AUM
- $553M
- Rank among asset managers
- #1,635 of 3,218
- Rank among all SEC RIAs
- #7,431 of 17,210
- Individual clients
- 357
- High-net-worth clients
- 85
- Accounts
- 515
- Discretionary
- 100% of AUM
- Employees
- 6
- Advisory staff
- 2
- Offices
- 1
Owners and executives on its Form ADV
- Alejandro Gonzalez Luna MalletShareholder
- Maria A. Guillermo LaraShareholder
- Laura E. Palomar GutierrezChief Compliance Officer
Custody and brokerage
4 custodians
- BNY Pershing$114M38%
- Grupo Financiero Scotiabank Inverlat$68M23%
- Grupo Financiero Banorte$62M21%
- Allianz Mexico, S.A.$57M19%
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| High-net-worth individuals | 85 | $187M | 34% |
| Pooled investment vehicles | 2 | $140M | 25% |
| Insurance companies | – | $88M | 16% |
| Individuals | 272 | $76M | 14% |
| Banking or thrift institutions | 6 | $21M | 4% |
| Corporations or other businesses | 20 | $19M | 3% |
| Charitable organizations | – | $12M | 2% |
| Pension and profit sharing plans | – | $11M | 2% |
Disciplinary disclosures
SC Asesores EN Inversiones Independientes SA De CV answers yes to 1 disclosure item in Item 11 of Form ADV (criminal, regulatory or civil matters involving the firm or its advisory affiliates). Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for individuals and small businesses
- Portfolio management for businesses and institutions
- Other services
How it’s paid
- A percentage of assets under management
- Fixed fees
Form ADV and brochures on the SEC’s adviser search ↗summa-corporation.com ↗
AtlasMembers
The full record on SC Asesores EN Inversiones Independientes SA De CV
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, 1 years of filings
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- Growth over one, three and five years
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- 3 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
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Background
Questions
How much does SC Asesores EN Inversiones Independientes SA De CV manage?
SC Asesores EN Inversiones Independientes SA De CV reports $553 million in regulatory assets under management across 515 accounts, 100% of it on a discretionary basis, on its Form ADV filed June 2, 2026.
What kind of firm is SC Asesores EN Inversiones Independientes SA De CV?
SC Asesores EN Inversiones Independientes SA De CV is a asset manager by its Form ADV answers. Most of its assets are managed for funds, institutions or other businesses rather than individuals.
Who are SC Asesores EN Inversiones Independientes SA De CV’s clients?
By assets, its largest client types are high-net-worth individuals ($187 million, 85 clients); pooled investment vehicles ($140 million, 2 clients); insurance companies ($88 million).
Does SC Asesores EN Inversiones Independientes SA De CV have any disciplinary history?
SC Asesores EN Inversiones Independientes SA De CV answers yes to 1 disclosure item in Item 11 of Form ADV, which covers criminal, regulatory and civil matters involving the firm or its advisory affiliates. The details are on the SEC’s adviser search.
Where these numbers come from
Every figure is SC Asesores EN Inversiones Independientes SA De CV’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-06-02), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →