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Est. 2026The front page of wealth managementNew York

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RB Schwab trumpeted Anthropic's Claude for all 16,000 of its RIAs, but a 20-seat enterprise minimum suddenly sidelines 11,000-plus small firms -- right before IMPACT 20264K Social Security Database Cleanup Corrects 50 Million RecordsFP Do smaller RIAs really need to own their data?RB Bank of America analyst 'double' slams Ameriprise not least because RIA 'structural' advantage triggered proactive in-house retention bonuses that take a bite out of margins and may not retain big teams long-termIN Trump to ease 50% Canada tariffs on farm equipment, packaging goodsWM The New Rules of Record Keeper SelectionWM SEC Examiners' 2027 Focus Includes Firms' Protections Against AI Phishing, DeepfakesIN People moves: RBC taps Raymond James veteran for Texas complexWM Lido CEO Signals Openness to International Expansion4K SEC Targets Private Markets, AI and Fiduciary Risks Among 2027 Exam Priorities
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Free from Atlas · SEC filings as of October 1, 2026

The RIA database

Firms we coverAtlas screenerWealth Manager databaseThis month’s moversCustodian profilesRIA statistics

Registered RIAs
17,210
Regulatory AUM
$177.9T
Use more than one custodian
4,024
Hybrid
3,733

Where their clients’ assets sit. Select a custodian to filter the list.

Filters1

4,024 firms manage $77.5 trillionmore than one custodian

Open in the Atlas screener

Atlas The basics here are free. Atlas adds ten years of growth, owners, broker-dealer affiliation, contacts on file and signals for every firm, with alerts and exports. See Atlas

  1. 2351
    Baxter Capital Management IncIndianapolis, IN · 13 clientsAsset manager
    Keybank 86%
    $4.2B
  2. 2352
    Clear Investment Research, LLCAlpharetta, GA · 132 clientsAsset manager
    Fidelity Management Trust 75%State Street 25%
    $4.2B
  3. 2354
    Texas Capital Bank Private Wealth AdvisorsDallas, TX · 735 clientsWealth managerBank-affiliatedHybridTcbi Securities, Inc.
    Pershing 94%
    $4.2B
  4. 2359
    Crossingbridge Advisors, LLCPleasantville, NY · 49 clientsAsset manager
    Northern Trust 60%U.S. Bank 40%
    $4.2B
  5. 2360
    Sound Income Strategies, LLCFort Lauderdale, FL · 24,757 clientsWealth managerHybridSound Income Wealth, LLC
    Schwab 84%
    $4.2B
  6. 2361
    Martingale Asset ManagementBoston, MA · 12 clientsAsset manager
    J.P. Morgan 71%Northern Trust 29%
    $4.2B
  7. 2363
    Boston Common Asset Management, LLCBoston, MA · 343 clientsAsset managerAffiliated broker-dealerAMG Distributors, Inc.
    U.S. Bank 55%Schwab 45%
    $4.2B
  8. 2364
    Essex Financial Services, Inc.Essex, CT · 2,963 clientsWealth managerBank-affiliatedHybrid
    Fidelity 94%
    $4.2B
  9. 2367
    Cetera Planning PartnersLeawood, KS · 4,849 clientsWealth managerBank-affiliatedAffiliated broker-dealerAvantax Investment Services, Inc., Cetera Advisors LLC, clears through Pershing
    Schwab 91%
    $4.2B
  10. 2369
    Wescott Financial Advisory Group LLCPhiladelphia, PA · 787 clientsWealth manager
    Schwab 61%Fidelity Distributors Company 39%
    $4.2B
  11. 2370
    Aprio Wealth Management, LLCAtlanta, GA · 1,699 clientsWealth manager
    Schwab 82%
    $4.2B
  12. 2371
    Flaherty & Crumrine IncorporatedPasadena, CA · 16 clientsAsset manager
    BNY 54%J.P. Morgan 30%
    $4.1B
  13. 2375
    IPG Investment Advisors, LLCSan Diego, CA · 1,282 clientsAsset managerHybridInvestment Placement Group, clears through Pershing
    Pershing 73%Pictet 27%
    $4.1B
  14. 2377
    Archpoint InvestorsCoral Gables, FL · 38 clientsWealth manager
    J.P. Morgan 37%Fidelity 34%Schwab 28%
    $4.1B
  15. 2378
    Northwest Asset ManagementMercer Island, WA · 2,776 clientsWealth manager
    Fidelity 63%Schwab 37%
    $4.1B
  16. 2380
    Parkway Advisors, L.P.Abilene, TX · 58 clientsAsset manager
    Raymond James 87%
    $4.1B
  17. 2386
    Finaccess Advisors LLCMiami, FL · 101 clientsPrivate fund adviser
    Banco Santander International 78%
    $4.1B
  18. 2388
    Diversify Wealth Management, LLCSouth Jordan, UT · 4,857 clientsWealth managerHybridDfpg Investments, LLC
    Schwab 57%Fidelity 43%
    $4.1B
  19. 2395
    Keel Point, LLCHuntsville, AL · 1,613 clientsBroker-dealer firmHybridKeel Point Capital, LLC, clears through National Financial Services (Fidelity)
    Fidelity 89%
    $4.1B
  20. 2396
    Peregrine Capital Management, LLCMinneapolis, MN · 30 clientsAsset manager
    BNY 50%State Street 25%Northern Trust 25%
    $4.1B
  21. 2397
    Money Concepts Advisory ServicePalm Beach Gardens, FL · 17,032 clientsBroker-dealer firmHybridAbacus Investments, Inc., GWN Securities Inc., clears through Hilltop Securities
    Pershing 98%
    $4.1B
  22. 2398
    AQS Asset Management, L.L.C.Austin, TX · 11 clientsAsset manager
    Northwest Bank 81%
    $4.1B
  23. 2399
    Copeland Capital Management, LLCConshohocken, PA · 1,983 clientsAsset managerHybrid
    Northern Trust 33%J.P. Morgan 32%
    $4.1B
  24. 2401
    NZS Capital LLCDenver, CO · 6 clientsPrivate fund adviser
    Citi 76%BNY 24%
    $4.1B
  25. 2405
    Cardinal Capital Management, Inc.Winnipeg, Canada · 3,444 clientsWealth manager
    Nbin 77%State Street 23%
    $4.0B
  26. 2407
    Permcap Investment OfficeCharleston, SC · 65 clientsWealth manager
    Schwab 63%Pershing 37%
    $4.0B
  27. 2409
    Valor Advisors LLCMiami, FL · 66 clientsWealth manager
    J.P. Morgan 80%
    $4.0B
  28. 2410
    BT Family Office, LLCAtlanta, GA · 10 clientsWealth manager
    BNY 63%J.P. Morgan 37%
    $4.0B
  29. 2413
    Intermede Investment Partners LimitedLondon, United Kingdom · 15 clientsAsset manager
    BNP Paribas 37%Northern Trust 36%J.P. Morgan 27%
    $4.0B
  30. 2414
    Azimuth Capital ManagementBloomfield Hills, MI · 404 clientsWealth managerAffiliated broker-dealer
    Schwab 55%RBC 33%
    $4.0B
  31. 2415
    New Frontier Advisors, LLCBoston, MA · 122 clientsAsset manager
    Schwab 84%
    $4.0B
  32. 2416
    Argent Capital Management LLCClayton, MO · 1,160 clientsWealth manager
    Schwab 50%Commerce Bancshares 50%
    $4.0B
  33. 2417
    Corecap AdvisorsSouthfield, MI · 9,677 clientsWealth managerHybridCorecap Investments, LLC, The Leaders Group, Inc.
    Schwab 99%
    $4.0B
  34. 2420
    Winthrop Capital ManagementCarmel, IN · 529 clientsAsset manager
    State Street 84%
    $4.0B
  35. 2422
    Advus Financial Partners, LLCWinter Park, FL · 528 clientsAsset manager
    Fidelity Management Trust 37%Fidelity 32%Empower Trust Co 30%
    $4.0B
  36. 2424
    Nordwand AdvisorsRadnor, PA · 67 clientsWealth manager
    Fidelity 83%
    $4.0B
  37. 2425
    Team Hewins, LLCFoster City, CA · 576 clientsWealth manager
    Schwab 85%
    $4.0B
  38. 2427
    Inspire Investing, LLCMeridian, ID · 455 clientsAsset managerHybrid
    Goldman Sachs 58%Schwab 42%
    $4.0B
  39. 2429
    Stenham Asset Management LimitedSt. Peter Port, Guernsey · 158 clientsPrivate fund adviser
    Northern Trust 69%J.P. Morgan 31%
    $4.0B
  40. 2433
    Vernal Point Advisors, LLCSan Francisco, CA · 20 clientsWealth managerHybrid
    J.P. Morgan 44%Fidelity 23%
    $3.9B

RIAs by state