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Est. 2026The front page of wealth managementNew York

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4K Social Security Database Cleanup Corrects 50 Million RecordsRB Schwab trumpeted Anthropic's Claude for all 16,000 of its RIAs, but a 20-seat enterprise minimum suddenly sidelines 11,000-plus small firms -- right before IMPACT 2026FP Do smaller RIAs really need to own their data?RB Bank of America analyst 'double' slams Ameriprise not least because RIA 'structural' advantage triggered proactive in-house retention bonuses that take a bite out of margins and may not retain big teams long-termIN Trump to ease 50% Canada tariffs on farm equipment, packaging goodsWM The New Rules of Record Keeper SelectionWM SEC Examiners' 2027 Focus Includes Firms' Protections Against AI Phishing, DeepfakesIN People moves: RBC taps Raymond James veteran for Texas complexWM Lido CEO Signals Openness to International Expansion4K SEC Targets Private Markets, AI and Fiduciary Risks Among 2027 Exam Priorities
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Free from Atlas · SEC filings as of October 1, 2026

The RIA database

Firms we coverAtlas screenerWealth Manager databaseThis month’s moversCustodian profilesRIA statistics

Registered RIAs
17,210
Regulatory AUM
$177.9T
Use more than one custodian
4,024
Hybrid
3,733

Where their clients’ assets sit. Select a custodian to filter the list.

Filters1

4,024 firms manage $77.5 trillionmore than one custodian

Open in the Atlas screener

Atlas The basics here are free. Atlas adds ten years of growth, owners, broker-dealer affiliation, contacts on file and signals for every firm, with alerts and exports. See Atlas

  1. 1396
    F L Putnam Investment Management Co.Lynnfield, MA · 3,054 clientsWealth manager
    Schwab 50%Fidelity 38%
    $9.7B
  2. 1400
    Redtree Investment GroupCincinnati, OH · 373 clientsAsset manager
    U.S. Bancorp Investments 87%
    $9.7B
  3. 1401
    Signaturefd, LLCAtlanta, GA · 1,913 clientsWealth manager
    Schwab 72%Fidelity 28%
    $9.7B
  4. 1402
    H.a.m.lBrisbane, QLD, Australia · 50 clientsAsset manager
    State Street 39%J.P. Morgan 39%
    $9.7B
  5. 1403
    The Ameriflex GroupLas Vegas, NV · 16,203 clientsWealth managerHybridAmeriflex Group Securities, Inc.
    Assetmark Brokerage 73%
    $9.7B
  6. 1410
    Seven Post Investment Office LPSan Francisco, CA · 53 clientsAsset manager
    Pershing 86%
    $9.6B
  7. 1412
    Frontier Capital Management Co LLCBoston, MA · 34 clientsAsset managerAffiliated broker-dealer
    Northern Trust 61%BNY 26%
    $9.6B
  8. 1415
    Cornerstone Advisors Asset Management, LLCBethlehem, PA · 764 clientsAsset managerHybrid
    Tiaa-Cref Individual & Institutional Services 44%Schwab 31%M&t Bank 25%
    $9.6B
  9. 1416
    Mariner Advisor NetworkOverland Park, KS · 16,241 clientsWealth managerHybrid
    LPL Financial 77%Schwab 23%
    $9.6B
  10. 1418
    Stephens Investment Management Group, LLCLittle Rock, AR · 277 clientsAsset managerHybridStephens Europe Limited, Stephens Inc.
    BNY 71%State Street 29%
    $9.5B
  11. 1422
    Composition Wealth, LLCLos Angeles, CA · 3,986 clientsWealth manager
    Schwab 58%Fidelity 42%
    $9.5B
  12. 1425
    Mutual Advisors, LLCOmaha, NE · 9,960 clientsWealth managerWrap sponsorHybridMutual Securities, Inc.
    Fidelity 57%Schwab 43%
    $9.4B
  13. 1427
    Ritholtz Wealth ManagementNew York, NY · 4,221 clientsWealth manager
    Schwab 72%Fidelity 28%
    $9.4B
  14. 1428
    SLR Capital Partners, LLCNew York, NY · 19 clientsPrivate fund adviser
    Citi 99%
    $9.4B
  15. 1430
    GAM London LimitedLondon, United Kingdom · 278 clientsPrivate fund adviser
    Multrees Investor Services Limited 52%Rothschild & Co Bank AG 32%
    $9.4B
  16. 1440
    Itau USA Asset ManagementNew York, NY · 63 clientsPrivate fund adviserHybridItau BBA USA Securities, Inc., Itau International Securities Inc.
    Citi 80%
    $9.3B
  17. 1441
    Tolleson Private Wealth ManagementDallas, TX · 224 clientsPrivate fund adviser
    Pershing 88%
    $9.3B
  18. 1447
    Geneos Wealth Management, Inc.Englewood, CO · 21,668 clientsBroker-dealer firmHybrid
    Pershing 88%
    $9.2B
  19. 1449
    ProcyonShelton, CT · 3,048 clientsAsset managerHybrid
    Fidelity 41%Schwab 39%
    $9.2B
  20. 1451
    Ellington Global Asset Management, LLCOld Greenwich, CT · 44 clientsAsset managerHybridArmstrong Securities LLC
    U.S. Bank 69%BNY 31%
    $9.2B
  21. 1452
    Aviva Investors Canada Inc.Toronto, Ontario, Canada · 18 clientsAsset manager
    RBC 92%
    $9.2B
  22. 1453
    Value Aligned Research Advisors, LLC4 clientsPrivate fund adviser
    Citi 76%Fidelity 24%
    $9.1B
  23. 1454
    Crawford Investment Counsel IncAtlanta, GA · 2,039 clientsWealth manager
    Fidelity 63%Schwab 37%
    $9.1B
  24. 1464
    400 Capital Management LLCNew York, NY · 23 clientsPrivate fund adviser
    J.P. Morgan 71%BNY 29%
    $9.0B
  25. 1465
    Deerpath Capital Management, LPFort Lauderdale, FL · 42 clientsPrivate fund adviser
    J.P. Morgan 97%
    $9.0B
  26. 1467
    Hornor, Townsend & Kent, LLCConshohocken, PA · 28,369 clientsBroker-dealer firmHybrid
    Pershing 66%
    $9.0B
  27. 1470
    Simon Quick Advisors, LLCMorristown, NJ · 1,042 clientsWealth manager
    Fidelity 74%Schwab 26%
    $9.0B
  28. 1472
    Crossmark Global Investments, Inc.Houston, TX · 7,902 clientsAsset managerHybridCrossmark Distributors, Inc.
    U.S. Bank 31%Wells Fargo 29%State Street 22%
    $9.0B
  29. 1475
    Kingsview Wealth Management, LLCGrants Pass, OR · 12,309 clientsWealth managerHybrid
    Raymond James 73%Schwab 27%
    $9.0B
  30. 1479
    Impax Asset Management LLCPortsmouth, NH · 27 clientsAsset managerHybrid
    State Street 77%
    $8.9B
  31. 1480
    Tortoise Capital Advisors, L.L.C.Overland Park, KS · 344 clientsAsset manager
    Northern Trust 51%BNY 34%
    $8.9B
  32. 1484
    Axxcess Wealth Management, LLCCarlsbad, CA · 10,357 clientsWealth managerHybrid
    LPL Financial 39%Schwab 36%Wells Fargo 25%
    $8.9B
  33. 1488
    Advent Capital Management, LLCNew York, NY · 421 clientsAsset manager
    State Street 49%BNY 26%Northern Trust 25%
    $8.8B
  34. 1489
    Arkadios Wealth AdvisorsAtlanta, GA · 14,886 clientsWealth managerHybridArkadios Capital, LLC, Arkap Markets, LLC
    Fidelity 84%
    $8.8B
  35. 1491
    Hardman Johnston Global Advisors LLCStamford, CT · 263 clientsPrivate fund adviser
    J.P. Morgan 42%Schwab 34%BNY 25%
    $8.8B
  36. 1492
    Robertson StephensSan Francisco, CA · 2,295 clientsWealth managerHybridRobertson Stephens Capital Markets, LLC
    Schwab 53%Fidelity 47%
    $8.8B
  37. 1494
    Hamlin Capital Management, LLCNew York, NY · 1,924 clientsAsset manager
    National Financial Services 32%Schwab 27%Deutsche Bank 23%
    $8.7B
  38. 1498
    Forum Financial Management, LPLombard, IL · 5,841 clientsWealth managerHybrid
    Schwab 99%
    $8.7B
  39. 1501
    Marcuard Family Office LTDZurich, Switzerland · 139 clientsWealth manager
    Zurcher Kantonalbank 74%Bank Julius Baer & Co. AG, Zurich 26%
    $8.7B
  40. 1511
    Vise AI AdvisorsNew York City, NY · 16,405 clientsWealth manager
    Schwab 54%Fidelity 35%
    $8.5B

RIAs by state