Private fund adviser · Dallas, TX
Tolleson Private Wealth Management
Tolleson Private Wealth Management, LLC · SEC-registered investment adviser · CRD 111838 · SEC 801-57641
At a glance
Tolleson Private Wealth Management is an SEC-registered investment adviser based in Dallas, Texas, with $9.3 billion in regulatory assets under management as of its Form ADV filed September 10, 2026. Its largest client group by assets is pooled investment vehicles, and it reports 201 individual clients. By Form ADV it is a private fund adviser, ranked 651st of 4,686 private fund advisers and 1,441st of 17,210 SEC-registered advisers by assets.
Main office 214-252-3250tollesonwealth.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $9.3B
- Rank among private fund advisers
- #651 of 4,686
- Rank among all SEC RIAs
- #1,441 of 17,210
- Rank in Texas
- #58 of 1,081
- Individual clients
- 201
- High-net-worth clients
- 201
- Accounts
- 3,931
- Discretionary
- 98% of AUM
- Employees
- 93
- Advisory staff
- 73
- Offices
- 2
Owners and executives on its Form ADV
- John C. TollesonExecutive Chairman
- Gregory S. HallSenior Managing Director
- Michael R HeldManaging Director
- John C. Tolleson Jr.Chief Executive Officer
- Andrea C. HulcyChief Financial Officer
- Jeffrey K. DunnManaging Director
- Joshua J. CourySenior Managing Director
- Owen A. SmithChief Operating Officer & Chief Technology Officer
- Timothy M. StobaughManaging Director
- Aleta A. StampleyManaging Director
- Courtney P. PreglerChief Compliance Officer
- Peter C ChilianPresident, Tolleson Wealth Management & Chief Investment Officer
Custody and brokerage
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Pooled investment vehicles | 21 | $5.1B | 55% |
| High-net-worth individuals | 201 | $3.5B | 38% |
| Banking or thrift institutions | 1 | $469M | 5% |
| Charitable organizations | 1 | $168M | 2% |
Private funds
Tolleson Private Wealth Management reports 21 private funds with $5.1B in gross assets: hedge funds, private equity funds, other private funds (Form ADV Item 7.B).
Disciplinary disclosures
Tolleson Private Wealth Management reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Portfolio management for pooled investment vehicles
- Selecting other advisers
- Other services
How it’s paid
- A percentage of assets under management
- Hourly charges
- Fixed fees
Form ADV and brochures on the SEC’s adviser search ↗tollesonwealth.com ↗
AtlasMembers
The full record on Tolleson Private Wealth Management
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
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- Growth over one, three and five years
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- Rank against 1,020 peers of its type and size
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- Owners and executives, with titles and stakes
- 21 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
- 6Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Tolleson Private Wealth Management manage?
Tolleson Private Wealth Management reports $9.3 billion in regulatory assets under management across 3,931 accounts, 98% of it on a discretionary basis, on its Form ADV filed September 10, 2026.
What kind of firm is Tolleson Private Wealth Management?
Tolleson Private Wealth Management is a private fund adviser by its Form ADV answers. Private funds are at least half of its business by assets. It reports a bank or thrift among its related persons.
Who are Tolleson Private Wealth Management’s clients?
By assets, its largest client types are pooled investment vehicles ($5.1 billion, 21 clients); high-net-worth individuals ($3.5 billion, 201 clients); banking or thrift institutions ($469 million, 1 clients).
Does Tolleson Private Wealth Management manage private funds?
Yes. It reports 21 private funds with $5.1 billion in gross assets, including hedge funds, private equity funds, other private funds.
Does Tolleson Private Wealth Management have any disciplinary history?
Tolleson Private Wealth Management reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Tolleson Private Wealth Management’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-09-10), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →