Wealth manager, independent · Morristown, NJ
Simon Quick Advisors, LLC
SEC-registered investment adviser · CRD 132330 · SEC 801-63357
At a glance
Simon Quick Advisors, LLC is an SEC-registered investment adviser based in Morristown, New Jersey, with $9.0B in regulatory assets under management as of its Form ADV filed July 28, 2026. It reports 994 individual clients, 666 of them high-net-worth, holding an average of about $7.7 million each, and 97 employees. That ranks it 115th among the nation’s 5,657 independent wealth management RIAs and 6th of 157 in New Jersey. It reports 2 custodians for its clients’ separately managed accounts: Fidelity and Charles Schwab.
Main office 973-525-1000simonquickadvisors.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $9.0B
- Rank among independent wealth managers
- #115 of 5,657
- Rank among all SEC RIAs
- #1,470 of 17,210
- Rank in New Jersey
- #6 of 157
- Individual clients
- 994
- High-net-worth clients
- 666
- Accounts
- 3,057
- Discretionary
- 93% of AUM
- Employees
- 97
- Advisory staff
- 77
- Offices
- 8
Owners and executives on its Form ADV
- Joseph A. BelfattoManaging Partner
- Mark D. DelottoPartner
- Christopher B. MooreManaging Partner
- Steven H. PisanoChief Compliance Officer
- Wayne YiPartner, Chief Investment Officer
- Thomas P. MorrManaging Partner
- Thomas N. SorrentinoChief Financial Officer
Custody and brokerage
Broker-dealer
No broker-dealer ties
Simon Quick Advisors, LLC reports no employees registered with a broker-dealer and no affiliated broker-dealer.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| High-net-worth individuals | 666 | $7.6B | 84% |
| Charitable organizations | 28 | $501M | 6% |
| Pooled investment vehicles | 4 | $418M | 5% |
| Other investment advisers | 1 | $191M | 2% |
| Individuals | 328 | $109M | 1% |
| Corporations or other businesses | 3 | $97M | 1% |
| Insurance companies | 6 | $82M | <1% |
| Pension and profit sharing plans | 6 | $57M | <1% |
Private funds
Simon Quick Advisors, LLC reports 5 private funds with $421M in gross assets: private equity funds, other private funds (Form ADV Item 7.B).
Disciplinary disclosures
Simon Quick Advisors, LLC reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses and institutions
- Pension consulting
- Selecting other advisers
How it’s paid
- A percentage of assets under management
- Hourly charges
- Fixed fees
- Other
Form ADV and brochures on the SEC’s adviser search ↗simonquickadvisors.com ↗
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Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
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- Rank against 446 peers of its type and size
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- 7 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Similar-size RIAs in New Jersey
All of New Jersey →| Firm | Regulatory AUM | Clients |
|---|---|---|
| Modera Wealth Management, LLCWestwood | $18B | 5,918 |
| Circle Wealth Management, LLCSummit | $14B | 349 |
| Advisors Capital Management, LLCRidgewood | $12B | 17,842 |
| SAX Wealth Advisors, LLCParsippany | $3.6B | 1,596 |
| LEO Wealth, LLCEdison | $3.2B | 1,714 |
| RMR Wealth Builders, Inc.Montclair | $2.9B | 1,907 |
Background
Questions
How much does Simon Quick Advisors, LLC manage?
Simon Quick Advisors, LLC reports $9.0B in regulatory assets under management across 3,057 accounts, 93% of it on a discretionary basis, on its Form ADV filed July 28, 2026.
How many clients does Simon Quick Advisors, LLC have?
It reports 994 individual clients: 666 high-net-worth individuals and 328 other individuals. Individuals account for about 85% of its regulatory assets.
Where is Simon Quick Advisors, LLC headquartered?
Its main office is in Morristown, New Jersey. It reports 8 offices in total and 97 employees, 77 of whom perform investment advisory functions.
How does Simon Quick Advisors, LLC charge clients?
On Form ADV it lists these forms of compensation: a percentage of assets under management; hourly charges; fixed fees; other. Fees and minimums are set out in its Form ADV Part 2A brochure, available on the SEC’s adviser search.
What custodian does Simon Quick Advisors, LLC use?
It reports 2 custodians for its clients’ separately managed accounts: Fidelity and Charles Schwab. On Schedule D of its Form ADV filed July 28, 2026, it reports these amounts held: Fidelity ($5.1B); Charles Schwab ($1.8B). Form ADV lists only custodians holding 10% or more of separately managed account assets.
Is Simon Quick Advisors, LLC a hybrid RIA with a broker-dealer?
Simon Quick Advisors, LLC reports no employees registered with a broker-dealer and no affiliated broker-dealer.
Is Simon Quick Advisors, LLC a fiduciary?
As an SEC-registered investment adviser, Simon Quick Advisors, LLC owes its advisory clients a fiduciary duty under the Investment Advisers Act of 1940, which includes duties of care and loyalty. It reports no employees who are registered representatives of a broker-dealer.
Where these numbers come from
Every figure is Simon Quick Advisors, LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-07-28), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Its national rank compares it with every US-based independent wealth management RIA, the same field as The Largest RIAs. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →