Wealth manager, independent · Summit, NJ
Circle Wealth Management, LLC
SEC-registered investment adviser · CRD 142878 · SEC 801-67841
At a glance
Circle Wealth Management, LLC is an SEC-registered investment adviser based in Summit, New Jersey, with $14B in regulatory assets under management as of its Form ADV filed April 8, 2026. It reports 349 individual clients, 349 of them high-net-worth, holding an average of about $37 million each, and 23 employees. That ranks it 67th among the nation’s 5,657 independent wealth management RIAs and 4th of 157 in New Jersey. It reports 2 custodians for its clients’ separately managed accounts: Charles Schwab and J.P. Morgan.
Main office 908-206-1306circlewm.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $14B
- Rank among independent wealth managers
- #67 of 5,657
- Rank among all SEC RIAs
- #1,087 of 17,210
- Rank in New Jersey
- #4 of 157
- Individual clients
- 349
- High-net-worth clients
- 349
- Accounts
- 1,138
- Discretionary
- 67% of AUM
- Employees
- 23
- Advisory staff
- 11
- Offices
- 2
Owners and executives on its Form ADV
- Maria L. Kattan-ChrinCeo/managing Partner
- Kristen A. BreaultChief Compliance Officer, Partner
- John R. ChrinMember
Custody and brokerage
Broker-dealer
No broker-dealer ties
Circle Wealth Management, LLC reports no employees registered with a broker-dealer and no affiliated broker-dealer.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| High-net-worth individuals | 349 | $13B | 93% |
| Charitable organizations | 31 | $1.0B | 7% |
| Corporations or other businesses | – | $7M | <1% |
Disciplinary disclosures
Circle Wealth Management, LLC reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Selecting other advisers
- Educational seminars and workshops
How it’s paid
- A percentage of assets under management
- Fixed fees
Form ADV and brochures on the SEC’s adviser search ↗circlewm.com ↗
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The full record on Circle Wealth Management, LLC
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
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- Growth over one, three and five years
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- Rank against 307 peers of its type and size
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- Owners and executives, with titles and stakes
- 3 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Similar-size RIAs in New Jersey
All of New Jersey →| Firm | Regulatory AUM | Clients |
|---|---|---|
| PathstoneEnglewood | $110B | 1,979 |
| Private Advisor Group, LLCMorristown | $58B | 166,623 |
| Modera Wealth Management, LLCWestwood | $18B | 5,918 |
| Advisors Capital Management, LLCRidgewood | $12B | 17,842 |
| Simon Quick Advisors, LLCMorristown | $9.0B | 994 |
| SAX Wealth Advisors, LLCParsippany | $3.6B | 1,596 |
Compare Circle Wealth Management, LLC with
- Circle Wealth Management, LLC vs Modera Wealth Management, LLC $18B · Westwood, NJ
- Circle Wealth Management, LLC vs Freestone Capital Management, LLC $15B · Seattle, WA
- Circle Wealth Management, LLC vs Aptus Capital Advisors, LLC $14B · Fairhope, AL
- Circle Wealth Management, LLC vs Coldstream Wealth Management $14B · Bellevue, WA
- Circle Wealth Management, LLC vs Sapient Capital LLC $14B · Indianapolis, IN
- Circle Wealth Management, LLC vs Advisors Capital Management, LLC $12B · Ridgewood, NJ
Background
Questions
How much does Circle Wealth Management, LLC manage?
Circle Wealth Management, LLC reports $14B in regulatory assets under management across 1,138 accounts, 67% of it on a discretionary basis, on its Form ADV filed April 8, 2026.
How many clients does Circle Wealth Management, LLC have?
It reports 349 individual clients: 349 high-net-worth individuals and 0 other individuals. Individuals account for about 93% of its regulatory assets.
Where is Circle Wealth Management, LLC headquartered?
Its main office is in Summit, New Jersey. It reports 2 offices in total and 23 employees, 11 of whom perform investment advisory functions.
How does Circle Wealth Management, LLC charge clients?
On Form ADV it lists these forms of compensation: a percentage of assets under management; fixed fees. Fees and minimums are set out in its Form ADV Part 2A brochure, available on the SEC’s adviser search.
What custodian does Circle Wealth Management, LLC use?
It reports 2 custodians for its clients’ separately managed accounts: Charles Schwab and J.P. Morgan. On Schedule D of its Form ADV filed April 8, 2026, it reports these amounts held: Charles Schwab ($6.7B); J.P. Morgan ($1.8B). Form ADV lists only custodians holding 10% or more of separately managed account assets.
Is Circle Wealth Management, LLC a hybrid RIA with a broker-dealer?
Circle Wealth Management, LLC reports no employees registered with a broker-dealer and no affiliated broker-dealer.
Is Circle Wealth Management, LLC a fiduciary?
As an SEC-registered investment adviser, Circle Wealth Management, LLC owes its advisory clients a fiduciary duty under the Investment Advisers Act of 1940, which includes duties of care and loyalty. It reports no employees who are registered representatives of a broker-dealer.
Where these numbers come from
Every figure is Circle Wealth Management, LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-04-08), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Its national rank compares it with every US-based independent wealth management RIA, the same field as The Largest RIAs. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →