Wealth manager, independent · Edison, NJ
LEO Wealth, LLC
SEC-registered investment adviser · CRD 283891 · SEC 801-108435
At a glance
LEO Wealth, LLC is an SEC-registered investment adviser based in Edison, New Jersey, with $3.2B in regulatory assets under management as of its Form ADV filed September 2, 2026. It reports 1,714 individual clients, 453 of them high-net-worth, holding an average of about $1.9 million each, and 40 employees. That ranks it 335th among the nation’s 5,657 independent wealth management RIAs and 8th of 157 in New Jersey. It reports 2 custodians for its clients’ separately managed accounts: Fidelity and Charles Schwab.
Main office 732-903-2600leowealth.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $3.2B
- Rank among independent wealth managers
- #335 of 5,657
- Rank among all SEC RIAs
- #2,726 of 17,210
- Rank in New Jersey
- #8 of 157
- Individual clients
- 1,714
- High-net-worth clients
- 453
- Accounts
- 5,195
- Discretionary
- 87% of AUM
- Employees
- 40
- Advisory staff
- 31
- Offices
- 3
Owners and executives on its Form ADV
- Matthew J. AllainCeo/cco
- Jon D RustinCFO
- Jessica C. PapadopoulosPresident
Custody and brokerage
Broker-dealer
Hybrid RIA
LEO Wealth, LLC is a hybrid RIA: 13 of its employees are also registered representatives of a broker-dealer. It names an affiliated broker-dealer: LEO Brokerage, LLC.
- LEO Brokerage, LLC ↗CRD 109121
Its Form ADV brochure (filed June 2026) names LEO Brokerage as the broker-dealer its advisers are registered with.
behalf of our firm are registered representatives with Leo Wealth's affiliate, Leo Brokerage, LLC, a securities broker-dealer, and a member of the Financial Industry Regulatory Authority and the Securities Investor Protection Corporation.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| High-net-worth individuals | 453 | $2.6B | 82% |
| Individuals | 1,261 | $564M | 18% |
Disciplinary disclosures
LEO Wealth, LLC reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Portfolio management for businesses and institutions
- Selecting other advisers
How it’s paid
- A percentage of assets under management
- Hourly charges
- Fixed fees
- Other
Form ADV and brochures on the SEC’s adviser search ↗leowealth.com ↗
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The full record on LEO Wealth, LLC
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, 9 years of filings
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- Growth over one, three and five years
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- Rank against 1,275 peers of its type and size
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- Owners and executives, with titles and stakes
- 3 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Similar-size RIAs in New Jersey
All of New Jersey →| Firm | Regulatory AUM | Clients |
|---|---|---|
| Advisors Capital Management, LLCRidgewood | $12B | 17,842 |
| Simon Quick Advisors, LLCMorristown | $9.0B | 994 |
| SAX Wealth Advisors, LLCParsippany | $3.6B | 1,596 |
| RMR Wealth Builders, Inc.Montclair | $2.9B | 1,907 |
| CFS Investment Advisory Services LLCTotowa | $2.7B | 1,139 |
| Valley Wealth Managers, Inc.Paramus | $2.7B | 854 |
Background
Questions
How much does LEO Wealth, LLC manage?
LEO Wealth, LLC reports $3.2B in regulatory assets under management across 5,195 accounts, 87% of it on a discretionary basis, on its Form ADV filed September 2, 2026.
How many clients does LEO Wealth, LLC have?
It reports 1,714 individual clients: 453 high-net-worth individuals and 1,261 other individuals. Individuals account for about 100% of its regulatory assets.
Where is LEO Wealth, LLC headquartered?
Its main office is in Edison, New Jersey. It reports 3 offices in total and 40 employees, 31 of whom perform investment advisory functions.
How does LEO Wealth, LLC charge clients?
On Form ADV it lists these forms of compensation: a percentage of assets under management; hourly charges; fixed fees; other. Fees and minimums are set out in its Form ADV Part 2A brochure, available on the SEC’s adviser search.
What custodian does LEO Wealth, LLC use?
It reports 2 custodians for its clients’ separately managed accounts: Fidelity and Charles Schwab. On Schedule D of its Form ADV filed September 2, 2026, it reports these amounts held: Fidelity ($1.6B); Charles Schwab ($731M). Form ADV lists only custodians holding 10% or more of separately managed account assets.
Is LEO Wealth, LLC a hybrid RIA with a broker-dealer?
LEO Wealth, LLC is a hybrid RIA: 13 of its employees are also registered representatives of a broker-dealer. It names an affiliated broker-dealer: LEO Brokerage, LLC. Those representatives can also earn commissions on brokerage business through the broker-dealer, where different rules apply than for advisory accounts.
Is LEO Wealth, LLC a fiduciary?
As an SEC-registered investment adviser, LEO Wealth, LLC owes its advisory clients a fiduciary duty under the Investment Advisers Act of 1940, which includes duties of care and loyalty. 13 of its employees are also registered representatives of a broker-dealer, where different rules apply to brokerage recommendations.
Where these numbers come from
Every figure is LEO Wealth, LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-09-02), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Its national rank compares it with every US-based independent wealth management RIA, the same field as The Largest RIAs. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →