Wealth manager, independent · Montclair, NJ
RMR Wealth Builders, Inc.
SEC-registered investment adviser · CRD 169005 · SEC 801-80404
At a glance
RMR Wealth Builders, Inc. is an SEC-registered investment adviser based in Montclair, New Jersey, with $2.9B in regulatory assets under management as of its Form ADV filed April 15, 2026. It reports 1,907 individual clients, 464 of them high-net-worth, holding an average of about $0.9 million each, and 64 employees. That ranks it 381st among the nation’s 5,657 independent wealth management RIAs and 9th of 157 in New Jersey. It reports 2 custodians for its clients’ separately managed accounts: Fidelity and Charles Schwab.
Main office 201-836-2460rmrwealthbuilders.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $2.9B
- Rank among independent wealth managers
- #381 of 5,657
- Rank among all SEC RIAs
- #2,896 of 17,210
- Rank in New Jersey
- #9 of 157
- Individual clients
- 1,907
- High-net-worth clients
- 464
- Accounts
- 5,069
- Discretionary
- 82% of AUM
- Employees
- 64
- Advisory staff
- 49
- Offices
- 24
Owners and executives on its Form ADV
- Steven F. SergioChief Compliance Officer
- Ryan P. DegrauChief Executive Officer
- Joseph J. RussoCo-Chairman
- Douglas R. RothCo-Chairman
Custody and brokerage
Broker-dealer
No broker-dealer ties
RMR Wealth Builders, Inc. reports no employees registered with a broker-dealer and no affiliated broker-dealer.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| High-net-worth individuals | 464 | $1.3B | 46% |
| Corporations or other businesses | 189 | $856M | 30% |
| Individuals | 1,443 | $459M | 16% |
| Charitable organizations | 1 | $177M | 6% |
| Investment companies | 1 | $51M | 2% |
| Pension and profit sharing plans | 1 | $3M | <1% |
Disciplinary disclosures
RMR Wealth Builders, Inc. answers yes to 2 disclosure items in Item 11 of Form ADV (criminal, regulatory or civil matters involving the firm or its advisory affiliates). Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Portfolio management for investment companies
- Portfolio management for businesses and institutions
- Pension consulting
- Selecting other advisers
- Educational seminars and workshops
- Other services
How it’s paid
- A percentage of assets under management
- Hourly charges
- Fixed fees
- Other
Form ADV and brochures on the SEC’s adviser search ↗rmrwealthbuilders.com ↗
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Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
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- Growth over one, three and five years
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- 4 namedLocked
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Similar-size RIAs in New Jersey
All of New Jersey →| Firm | Regulatory AUM | Clients |
|---|---|---|
| Simon Quick Advisors, LLCMorristown | $9.0B | 994 |
| SAX Wealth Advisors, LLCParsippany | $3.6B | 1,596 |
| LEO Wealth, LLCEdison | $3.2B | 1,714 |
| CFS Investment Advisory Services LLCTotowa | $2.7B | 1,139 |
| Valley Wealth Managers, Inc.Paramus | $2.7B | 854 |
| Pine Valley InvestmentsMarlton | $2.7B | 2,070 |
Background
Questions
How much does RMR Wealth Builders, Inc. manage?
RMR Wealth Builders, Inc. reports $2.9B in regulatory assets under management across 5,069 accounts, 82% of it on a discretionary basis, on its Form ADV filed April 15, 2026.
How many clients does RMR Wealth Builders, Inc. have?
It reports 1,907 individual clients: 464 high-net-worth individuals and 1,443 other individuals. Individuals account for about 62% of its regulatory assets.
Where is RMR Wealth Builders, Inc. headquartered?
Its main office is in Montclair, New Jersey. It reports 24 offices in total and 64 employees, 49 of whom perform investment advisory functions.
How does RMR Wealth Builders, Inc. charge clients?
On Form ADV it lists these forms of compensation: a percentage of assets under management; hourly charges; fixed fees; other. Fees and minimums are set out in its Form ADV Part 2A brochure, available on the SEC’s adviser search.
What custodian does RMR Wealth Builders, Inc. use?
It reports 2 custodians for its clients’ separately managed accounts: Fidelity and Charles Schwab. On Schedule D of its Form ADV filed April 15, 2026, it reports these amounts held: Fidelity ($1.7B); Charles Schwab ($255M). Form ADV lists only custodians holding 10% or more of separately managed account assets.
Is RMR Wealth Builders, Inc. a hybrid RIA with a broker-dealer?
RMR Wealth Builders, Inc. reports no employees registered with a broker-dealer and no affiliated broker-dealer.
Is RMR Wealth Builders, Inc. a fiduciary?
As an SEC-registered investment adviser, RMR Wealth Builders, Inc. owes its advisory clients a fiduciary duty under the Investment Advisers Act of 1940, which includes duties of care and loyalty. It reports no employees who are registered representatives of a broker-dealer.
Where these numbers come from
Every figure is RMR Wealth Builders, Inc.’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-04-15), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Its national rank compares it with every US-based independent wealth management RIA, the same field as The Largest RIAs. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →