Chief Compliance Officer · RMR Wealth Builders, Inc.
Steven F. Sergio
CRD 6116424 · Named on Form ADV at one SEC-registered adviser
At a glance
RMR Wealth Builders, Inc., an SEC-registered wealth manager based in Montclair, NJ with $2.9 billion in regulatory assets, lists Steven F. Sergio on its Form ADV as Chief Compliance Officer, a control person.
Firms and roles
- RMR Wealth Builders, Inc.Chief Compliance OfficerWealth manager · Montclair, NJ · $2.9B in regulatory assets
AtlasMembers
Steven’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
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- Search and export owners by title, state and firm size
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Colleagues named on the same filings
- Ryan P. DegrauChief Executive Officer, RMR Wealth Builders, Inc.
- Joseph J. RussoCo-Chairman, RMR Wealth Builders, Inc.
- Douglas R. RothCo-Chairman, RMR Wealth Builders, Inc.
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Steven’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.