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Est. 2026The front page of wealth managementNew York

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4K 55ip Expands Unified Managed Accounts with BlackRockRB Schwab trumpeted Anthropic's Claude for all 16,000 of its RIAs, but a 20-seat enterprise minimum suddenly sidelines 11,000-plus small firms -- right before IMPACT 20264K Social Security Database Cleanup Corrects 50 Million RecordsFP Do smaller RIAs really need to own their data?RB Bank of America analyst 'double' slams Ameriprise not least because RIA 'structural' advantage triggered proactive in-house retention bonuses that take a bite out of margins and may not retain big teams long-termIN Trump to ease 50% Canada tariffs on farm equipment, packaging goodsWM The New Rules of Record Keeper SelectionWM SEC Examiners' 2027 Focus Includes Firms' Protections Against AI Phishing, DeepfakesIN People moves: RBC taps Raymond James veteran for Texas complexWM Lido CEO Signals Openness to International Expansion
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Free from Atlas · SEC filings as of October 1, 2026

The RIA database

Firms we coverAtlas screenerWealth Manager databaseThis month’s moversCustodian profilesRIA statistics

Registered RIAs
17,210
Regulatory AUM
$177.9T
Use more than one custodian
4,024
Hybrid
3,733

Where their clients’ assets sit. Select a custodian to filter the list.

Filters1

6,418 firms manage $13.6 trillionCharles Schwab

Open in the Atlas screener

Atlas The basics here are free. Atlas adds ten years of growth, owners, broker-dealer affiliation, contacts on file and signals for every firm, with alerts and exports. See Atlas

  1. 7042
    Financial Plans & Strategies, Inc.Greenwood, IN · 1,081 clientsWealth manager
    Altruist 55%Schwab 45%
    $611M
  2. 7044
    Weinand Financial, Inc.Lacey, WA · 438 clientsWealth manager
    Capital Client Group 76%Schwab 24%
    $610M
  3. 7046
    Wise Planning, Inc.203 clientsWealth manager
    Schwab 100%
    $610M
  4. 7049
    Keeler & Nadler Family WealthDublin, OH · 506 clientsWealth manager
    Schwab 100%
    $610M
  5. 7050
    Stonemark Wealth ManagementPasadena, CA · 411 clientsWealth managerHybrid
    Fidelity Distributors Company 57%Schwab 43%
    $610M
  6. 7053
    Cornerstone Wealth Advisors, Inc.Edina, MN · 337 clientsWealth manager
    Schwab 100%
    $609M
  7. 7056
    Beacon Harbor Wealth AdvisorsVirginia Beach, VA · 572 clientsWealth managerWrap sponsor
    Wells Fargo 77%Schwab 23%
    $608M
  8. 7059
    Gradient Wealth ManagementArden Hills, MN · 4,553 clientsBroker-dealer firmHybrid
    SEI 46%
    $608M
  9. 7060
    Ironwood Wealth Management, LLCChandler, AZ · 459 clientsWealth manager
    Schwab 68%Fidelity 32%
    $608M
  10. 7062
    Drake & Associates, LLCWaukesha, WI · 3,401 clientsWealth manager
    Schwab 100%
    $607M
  11. 7063
    The Enterprise Investment CompanyFarmington Hills, MI · 841 clientsWealth managerHybridThe Enterprise Securities Company
    Schwab 70%Fidelity 29%
    $607M
  12. 7066
    Shah Wealth AdvisorsChino Hills, CA · 142 clientsWealth managerHybrid
    Schwab 100%
    $606M
  13. 7068
    Caldwell Sutter Capital, Inc.Sausalito, CA · 546 clientsBroker-dealer firmHybrid
    Wedbush Securities 52%Schwab 48%
    $606M
  14. 7069
    Prostatis Financial Advisors GroupHanover, MD · 1,568 clientsWealth managerHybrid
    Schwab 62%Fidelity 38%
    $605M
  15. 7071
    MFA Wealth Advisors, LLCPittsburgh, PA · 801 clientsWealth managerWrap sponsor
    Schwab 100%
    $605M
  16. 7076
    Destiny Family OfficeTavares, FL · 62 clientsWealth manager
    Goldman Sachs 48%Folio 28%Schwab 24%
    $605M
  17. 7077
    Institutional Capital Management, Inc.10 clientsAsset manager
    Schwab 100%
    $605M
  18. 7082
    Atlantic Edge Private Wealth Management287 clientsWealth manager
    Schwab 100%
    $604M
  19. 7083
    Ackerman Capital ManagementDallas, TX · 192 clientsWealth manager
    Schwab 100%
    $604M
  20. 7086
    Tucker Asset Management LLCLittleton, CO · 2,960 clientsWealth manager
    Schwab 100%
    $604M
  21. 7093
    Intergy Private Wealth, LLCColorado Springs, CO · 590 clientsWealth manager
    Schwab 100%
    $603M
  22. 7094
    Owl Creek Wealth PartnersGreenwood Village, CO · 100 clientsWealth manager
    Schwab 100%
    $602M
  23. 7098
    Dunhill FinancialLondon, United Kingdom · 996 clientsWealth manager
    Interactive Brokers 41%Fidelity 39%
    $602M
  24. 7099
    Lunt Capital Management Inc.Holladay, UT · 232 clientsAsset manager
    Schwab 59%Pershing 23%
    $601M
  25. 7101
    Alliance Wealth Advisors, LLCScranton, PA · 677 clientsWealth manager
    Raymond James 51%Schwab 49%
    $601M
  26. 7102
    Modus Advisors, LLCExcelsior, MN · 347 clientsWealth manager
    Schwab 100%
    $601M
  27. 7103
    Aton Financial LLCSan Juan, PR · 274 clientsWealth manager
    Schwab 88%
    $601M
  28. 7104
    Olio Financial PlanningMcLean, VA · 387 clientsWealth manager
    Schwab 100%
    $601M
  29. 7105
    CHJ Wealth ManagementThe Woodlands, TX · 309 clientsWealth managerHybrid
    Schwab 100%
    $600M
  30. 7108
    Giverny Capital Asset ManagementNew York, NY · 346 clientsWealth manager
    Schwab 86%
    $599M
  31. 7109
    Wealth Advisory Solutions, LLCZionsville, IN · 684 clientsWealth manager
    Wells Fargo 71%Schwab 29%
    $599M
  32. 7111
    Mainsail Asset Management, LLCBirmingham, AL · 188 clientsWealth manager
    Fidelity 57%Schwab 43%
    $599M
  33. 7115
    Whitener Capital Management, IncRocky Mount, NC · 851 clientsWealth manager
    Schwab 100%
    $598M
  34. 7116
    Lone Peak Global Investors, LLCAlpine, UT · 152 clientsAsset managerHybrid
    Northern Trust 29%Schwab 29%Fifth Third Securities 24%
    $598M
  35. 7117
    Concorde Asset Management, LLCAnn Arbor, MI · 3,705 clientsWealth managerHybridConcorde Investment Services, LLC, clears through Pershing, RBC Capital Markets
    Schwab 80%
    $598M
  36. 7123
    Measured Risk PortfoliosSan Diego, CA · 812 clientsWealth manager
    Schwab 100%
    $597M
  37. 7124
    Treehouse Wealth AdvisorsWalnut Creek, CA · 290 clientsWealth manager
    Schwab 100%
    $597M
  38. 7130
    Hedeker Wealth LLCLincolnshire, IL · 264 clientsWealth managerAffiliated broker-dealerKestra Investment Services, LLC
    Schwab 100%
    $595M
  39. 7131
    Affinity Investment Group, LLCExeter, NH · 471 clientsWealth manager
    Schwab 100%
    $595M
  40. 7132
    Perspective Wealth ManagementHunt Valley, MD · 264 clientsWealth managerWrap sponsor
    Schwab 100%
    $595M

RIAs by state