Free from Atlas · SEC filings as of October 1, 2026
The RIA database
Firms we coverAtlas screenerWealth Manager databaseThis month’s moversCustodian profilesRIA statistics
- Registered RIAs
- 17,210
- Regulatory AUM
- $177.9T
- Use more than one custodian
- 4,024
- Hybrid
- 3,733
Where their clients’ assets sit. Select a custodian to filter the list.
Filters1
Every investment adviser registered with the SEC, from its latest Form ADV. Advisers registered only with a state aren’t in the SEC’s data. For news on a firm, see Firms we cover; each firm we report on links to its record here.
6,418 firms manage $13.6 trillionCharles Schwab
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- 4191YCG, LLCWealth manager$1.5B
- 4192Planning Alternatives LTDWealth manager$1.5B
- 4201WealthcrossingWealth manager$1.5B
- 4204Independent Solutions Wealth Management, LLCWealth managerHybrid$1.5B
- 4205Strategic Wealth GroupWealth managerHybridLPL Financial LLC$1.5B
- 4210Benefit Financial Services GroupWealth managerAffiliated broker-dealer$1.5B
- 4212Seacrest Wealth Management, LLCWealth managerHybrid$1.5B
- 4216Kings Path Partners LLCAsset manager$1.5B
- 4218Delta Asset Management, LLCWealth managerAffiliated broker-dealerHightower Securities, LLC, clears through National Financial Services (Fidelity), Pershing, J.P. Morgan$1.5B
- 4219Triad Wealth Partners, LLCWealth manager$1.5B
- 4222Triune Financial Partners, LLCWealth manager$1.5B
- 4223Tamar Securities, LLCWealth managerHybrid$1.5B
- 4229Ascent Wealth Partners, LLCWealth manager$1.5B
- 4230Glynn Capital Management, LLCPrivate fund adviser$1.5B
- 4235Legacy Capital Wealth Partners, LLCWealth managerHybrid$1.5B
- 4236Anchor Investment ManagementWealth managerHybrid$1.5B
- 4238Edgemoor Investment Advisors, Inc.Wealth manager$1.5B
- 4240Alden CapitalWealth managerHybridJ. Alden Associates, Inc.$1.5B
- 4243Opus Capital ManagementWealth manager$1.5B
- 4247John G. Ullman & Associates, IncWealth manager$1.5B
- 4250Clough Capital Partners, LPAsset managerHybrid$1.5B
- 4256Allen Capital Group, LLCWealth manager$1.5B
- 4260Class VI Family Office, LLCWealth managerHybridClass VI Securities, LLC$1.5B
- 4262Salem Partners Wealth Management, LLCWealth managerHybridSalem Partners, LLC$1.5B
- 4266Tower Bridge AdvisorsWealth manager$1.5B
- 4270Mill Capital Management, LLCWealth manager$1.5B
- 4274Pine Grove Financial GroupWealth manager$1.5B
- 4282Wallace Capital Management, Inc.Wealth manager$1.5B
- 4285Allied Investment Advisors LLCWealth manager$1.5B
- 4288AWM Capital, LLCWealth manager$1.5B
- 4290Sunesis Advisors, LLCWealth manager$1.5B
- 4291Spartan Wealth ManagementWealth managerHybrid$1.5B
- 4292Quantum Financial Advisors, LLCWealth manager$1.5B
- 4295Apriem AdvisorsWealth manager$1.5B
- 4298Compass Financial Group, IncWealth managerWrap sponsor$1.5B
- 4310Sargent Investment GroupWealth manager$1.5B
- 4313Eclectic Associates, Inc.Wealth manager$1.5B
- 4318HHM Wealth Advisors, LLCWealth manager$1.5B
- 4319Reliant Investment Management, LLCAsset manager$1.5B
- 4321Horan Wealth, LLCWealth managerHybrid$1.5B
RIAs by state
- Alabama92
- Alaska9
- Arizona212
- Arkansas57
- California1,873
- Colorado359
- Connecticut507
- Delaware39
- District of Columbia59
- Florida1,090
- Georgia331
- Hawaii20
- Idaho54
- Illinois684
- Indiana146
- Iowa91
- Kansas134
- Kentucky85
- Louisiana82
- Maine32
- Maryland227
- Massachusetts627
- Michigan305
- Minnesota276
- Mississippi34
- Missouri196
- Montana24
- Nebraska71
- Nevada77
- New Hampshire78
- New Jersey392
- New Mexico25
- New York2,591
- North Carolina288
- North Dakota9
- Ohio403
- Oklahoma84
- Oregon156
- Pennsylvania564
- PR49
- Rhode Island49
- South Carolina116
- South Dakota14
- Tennessee227
- Texas1,081
- Utah151
- Vermont33
- VI2
- Virginia300
- Washington271
- West Virginia12
- Wisconsin195
- Wyoming25