Wealth manager, independent · Cincinnati, OH
Opus Capital Management
Opus Capital Group, LLC · SEC-registered investment adviser · CRD 106528 · SEC 801-51533
At a glance
Opus Capital Management is an SEC-registered investment adviser based in Cincinnati, Ohio, with $1.5B in regulatory assets under management as of its Form ADV filed March 27, 2026. It reports 415 individual clients, 259 of them high-net-worth, holding an average of about $2.2 million each, and 7 employees. That ranks it 726th among the nation’s 5,657 independent wealth management RIAs and 33rd of 226 in Ohio. It reports Charles Schwab as the custodian for its clients’ separately managed accounts.
Main office 513-621-6787opus.capitalLinkedInAs filed on Form ADV
- Regulatory AUM
- $1.5B
- Rank among independent wealth managers
- #726 of 5,657
- Rank among all SEC RIAs
- #4,243 of 17,210
- Rank in Ohio
- #33 of 226
- Individual clients
- 415
- High-net-worth clients
- 259
- Accounts
- 430
- Discretionary
- 68% of AUM
- Employees
- 7
- Advisory staff
- 3
- Offices
- 1
Owners and executives on its Form ADV
- Kevin P. WhelanPrincipal and Portfolio Manager
- Joseph P. CondrenPrincipal, Chief Operating Officer and Chief Compliance Officer
- Nathan A. BishopPrincipal and Portfolio Manager
- Nathan M. BaileyPrincipal and Portfolio Manager
Custody and brokerage
Broker-dealer
No broker-dealer ties
Opus Capital Management reports no employees registered with a broker-dealer and no affiliated broker-dealer.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| High-net-worth individuals | 259 | $855M | 57% |
| Pension and profit sharing plans | 7 | $357M | 24% |
| Charitable organizations | 6 | $233M | 15% |
| Individuals | 156 | $52M | 3% |
| Corporations or other businesses | 2 | $16M | 1% |
Disciplinary disclosures
Opus Capital Management reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Pension consulting
- Selecting other advisers
- Periodicals or newsletters
How it’s paid
- A percentage of assets under management
Form ADV and brochures on the SEC’s adviser search ↗opus.capital ↗
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The full record on Opus Capital Management
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
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- Growth over one, three and five years
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- Rank against 2,513 peers of its type and size
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- Owners and executives, with titles and stakes
- 4 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Similar-size RIAs in Ohio
All of Ohio →| Firm | Regulatory AUM | Clients |
|---|---|---|
| Beese Fulmer Private Wealth ManagementCanton | $2.1B | 810 |
| KMG Fiduciary Partners, LLCToledo | $1.7B | 1,301 |
| Strategic Wealth Partners, LTD.Independence | $1.6B | 3,646 |
| Horan Wealth, LLCCincinnati | $1.5B | 1,408 |
| United Advisor GroupCincinnati | $1.4B | 6,395 |
| Antolino Wealth AdvisorsColumbus | $1.4B | 944 |
Background
Questions
How much does Opus Capital Management manage?
Opus Capital Management reports $1.5B in regulatory assets under management across 430 accounts, 68% of it on a discretionary basis, on its Form ADV filed March 27, 2026.
How many clients does Opus Capital Management have?
It reports 415 individual clients: 259 high-net-worth individuals and 156 other individuals. Individuals account for about 60% of its regulatory assets.
Where is Opus Capital Management headquartered?
Its main office is in Cincinnati, Ohio. It reports 1 office in total and 7 employees, 3 of whom perform investment advisory functions.
How does Opus Capital Management charge clients?
On Form ADV it lists these forms of compensation: a percentage of assets under management. Fees and minimums are set out in its Form ADV Part 2A brochure, available on the SEC’s adviser search.
What custodian does Opus Capital Management use?
It reports Charles Schwab as the custodian for its clients’ separately managed accounts. On Schedule D of its Form ADV filed March 27, 2026, it reports these amounts held: Charles Schwab ($1.2B). Form ADV lists only custodians holding 10% or more of separately managed account assets.
Is Opus Capital Management a hybrid RIA with a broker-dealer?
Opus Capital Management reports no employees registered with a broker-dealer and no affiliated broker-dealer.
Is Opus Capital Management a fiduciary?
As an SEC-registered investment adviser, Opus Capital Management owes its advisory clients a fiduciary duty under the Investment Advisers Act of 1940, which includes duties of care and loyalty. It reports no employees who are registered representatives of a broker-dealer.
Where these numbers come from
Every figure is Opus Capital Management’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-03-27), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Its national rank compares it with every US-based independent wealth management RIA, the same field as The Largest RIAs. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →