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IN Private equity leads public pension returns for 14th straight yearIN Medicare gaps leave retirees dangerously exposed to health care costsIN Taxable accounts surpass retirement savings as US households diversify portfoliosIN What a former RIA founder wants advisors to know about AIWM FINNY AI Partners with Visionary Square on ProspectingWM Healthspan Wealth Launches Platform for AdvisorsRB An Amazon intern in 2020, Nevis CEO Mark Swan is the unlikely dream weaver for Focus Financial and other big RIA rollups with 'nightmare' integration issues -- with help from Schwab, Fidelity, OpenAI and AnthropicIN SpaceX’s AI segment now drives more than half its revenue. Here’s what advisors should watch nextFP Why AI might recommend your competitor instead of youFP Why clients are choosing phased retirement — and what advisors should know
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Free from Atlas · SEC filings as of October 1, 2026

The RIA database

Atlas screenerWealth Manager databaseThis month’s moversCustodian profilesRIA statistics

Registered RIAs
17,210
Regulatory AUM
$177.9T
Use more than one custodian
4,024
Hybrid
3,733

Where their clients’ assets sit. Select a custodian to filter the list.

Filters1

627 firms manage $3.9 trillionBNY Pershing

Open in the Atlas screener

Atlas The basics here are free. Atlas adds ten years of growth, owners, broker-dealer affiliation, contacts on file and signals for every firm, with alerts and exports. See Atlas

  1. 1054
    Troy Asset Management LTDLondon, United Kingdom · 26 clientsPrivate fund adviser
    Northern Trust 48%State Street 24%
    $15B
  2. 1110
    Sapient Capital LLCIndianapolis, IN · 1,017 clientsWealth manager
    Pershing 100%
    $14B
  3. 1158
    Independent Financial Group, LLCSAN Diego, CA · 26,635 clientsBroker-dealer firmHybrid
    Pershing 100%
    $13B
  4. 1257
    QRG Capital Management, Inc.Berwyn, PA · 27,393 clientsWealth managerAffiliated broker-dealerEnvestnet Securities, Inc., Fidx Markets LLC
    Fidelity 72%Pershing 28%
    $11B
  5. 1282
    Asset Preservation Advisors, LLCAtlanta, GA · 3,029 clientsWealth managerHybrid
    Schwab 36%Pershing 35%UBS 28%
    $11B
  6. 1285
    Nicola Wealth Management LTD.Vancouver, Canada · 6,718 clientsWealth manager
    National Bank Independent Network (nbin) 99%
    $11B
  7. 1319
    Ruane Cunniff L.P.New York, NY · 1,213 clientsAsset managerHybrid
    Pershing 67%BNY 33%
    $11B
  8. 1323
    Saturna Capital CorporationBellingham, WA · 104 clientsAsset managerHybridSaturna Brokerage Services, Inc
    Pershing 100%
    $10B
  9. 1331
    Johnson Wealth Inc.Milwaukee, WI · 2,412 clientsAsset manager
    Pershing 51%Johnson Bank 49%
    $10B
  10. 1342
    Tocqueville Asset Management LPNew York, NY · 1,270 clientsWealth managerHybridTocqueville Securities L.P.
    Pershing 100%
    $10B
  11. 1354
    Valmark Advisers, Inc.Akron, OH · 14,890 clientsWealth managerWrap sponsorHybridValmark Securities, Inc., clears through Pershing
    Schwab 89%
    $10B
  12. 1393
    Altair Advisers, LLCChicago, IL · 1,016 clientsWealth manager
    Pershing 100%
    $9.8B
  13. 1394
    Centaurus Financial, Inc.Anaheim, CA · 45,336 clientsBroker-dealer firmHybridPacific Point Securities, LLC
    Schwab 69%
    $9.7B
  14. 1410
    Seven Post Investment Office LPSAN Francisco, CA · 53 clientsAsset manager
    Pershing 86%
    $9.6B
  15. 1417
    Orgel Wealth Management, LLCAltoona, WI · 3,976 clientsWealth managerWrap sponsor
    Pershing 100%
    $9.5B
  16. 1426
    Gardner Russo & Quinn LLCLancaster, PA · 1,346 clientsAsset manager
    Pershing 100%
    $9.4B
  17. 1441
    Tolleson Private Wealth ManagementDallas, TX · 224 clientsPrivate fund adviser
    Pershing 88%
    $9.3B
  18. 1447
    Geneos Wealth Management, Inc.Englewood, CO · 21,668 clientsBroker-dealer firmHybrid
    Pershing 88%
    $9.2B
  19. 1467
    Hornor, Townsend & Kent, LLCConshohocken, PA · 28,369 clientsBroker-dealer firmHybrid
    Pershing 66%
    $9.0B
  20. 1485
    Key Investment Services LLCBrooklyn, OH · 34,920 clientsBroker-dealer firmHybridKeybanc Capital Markets Inc.
    Pershing 100%
    $8.9B
  21. 1486
    Snowden Capital Advisors LLCNew York, NY · 6,021 clientsWealth managerWrap sponsorHybridSnowden Account Services LLC, clears through Pershing
    Pershing 100%
    $8.9B
  22. 1490
    Capital AnalystsFort Washington, PA · 15,840 clientsWealth managerHybridLincoln Investment Planning, LLC
    Pershing 100%
    $8.8B
  23. 1506
    TD Private Client Wealth LLCNew York, NY · 25,685 clientsBroker-dealer firmHybridTD Financial Products LLC, TD Securities (USA) LLC, clears through Pershing
    Pershing 100%
    $8.6B
  24. 1515
    Horizon Investments LLCCharlotte, NC · 1,467 clientsAsset managerHybrid
    Axos 68%
    $8.5B
  25. 1518
    BNY Mellon Securities CorporationNew York, NY · 3,734 clientsBroker-dealer firmHybridBNY Mellon Asset Management Canada LTD., BNY Mellon Capital Markets, LLC, clears through Pershing
    Pershing 75%Morgan Stanley 25%
    $8.4B
  26. 1531
    Elevation Point Wealth Partners, LLCDenver, CO · 4,936 clientsWealth managerHybrid
    Fidelity 39%
    $8.3B
  27. 1533
    Bolton Global Asset ManagementBolton, MA · 7,365 clientsBroker-dealer firmHybrid
    Pershing 100%
    $8.3B
  28. 1649
    Dimension Capital Management LLCCoral Gables, FL · 564 clientsAsset manager
    Pershing 58%Schwab 42%
    $7.3B
  29. 1674
    Cassaday & Company, Inc.McLean, VA · 3,267 clientsWealth managerHybrid
    Pershing 100%
    $7.1B
  30. 1675
    Tweedy, Browne Company LLCStamford, CT · 222 clientsAsset managerHybridAMG Distributors, Inc.
    RBC 45%Pershing 43%
    $7.1B
  31. 1677
    Miller Investment Management, LPWest Conshohocken, PA · 183 clientsWealth managerHybrid
    J.P. Morgan 83%
    $7.1B
  32. 1708
    Dakota Wealth, LLCPalm Beach Gardens, FL · 3,764 clientsWealth manager
    Schwab 54%Fidelity 28%
    $6.9B
  33. 1718
    Harbor Investment Advisory, LLCLutherville, MD · 3,540 clientsBroker-dealer firmHybrid
    Pershing 100%
    $6.9B
  34. 1731
    Focus FinancialMinneapolis, MN · 13,684 clientsWealth managerHybrid
    Schwab 65%Pershing 35%
    $6.8B
  35. 1742
    Bivium Capital Partners, LLCSAN Francisco, CA · 33 clientsAsset manager
    State Street 48%Pershing 29%Northern Trust 23%
    $6.7B
  36. 1745
    Confluence Investment Management LLCSaint Louis, MO · 14,862 clientsWealth managerWrap sponsor
    Stifel, Nicolaus & Company, Incorporated 40%Wells Fargo 25%
    $6.7B
  37. 1755
    Vestgen Advisors, LLCChicago, IL · 22,790 clientsWealth managerWrap sponsorHybrid
    Fidelity 47%Pershing 44%
    $6.7B
  38. 1774
    Sendero Wealth Management, LLCSAN Antonio, TX · 369 clientsWealth managerHybridSendero Securities, LLC, clears through Pershing
    Pershing 86%
    $6.5B
  39. 1777
    Osaic Institutions, Inc.Meriden, CT · 16,312 clientsBroker-dealer firmHybridLadenburg Thalmann & Co. Inc., Osaic Services, Inc.
    Pershing 100%
    $6.5B
  40. 1780
    Jensen Investment Management Inc.Lake Oswego, OR · 411 clientsAsset managerHybrid
    Pershing 100%
    $6.5B

RIAs by state