Wealth manager, independent · Indianapolis, IN
Sapient Capital LLC
SEC-registered investment adviser · CRD 324899 · SEC 801-127298
At a glance
Sapient Capital LLC is an SEC-registered investment adviser based in Indianapolis, Indiana, with $14B in regulatory assets under management as of its Form ADV filed August 31, 2026. It reports 980 individual clients, 691 of them high-net-worth, holding an average of about $12 million each, and 59 employees. That ranks it 69th among the nation’s 5,657 independent wealth management RIAs and 2nd of 88 in Indiana. It reports BNY Pershing as the custodian for its clients’ separately managed accounts.
Main office 317-719-0157sapientcapital.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $14B
- Rank among independent wealth managers
- #69 of 5,657
- Rank among all SEC RIAs
- #1,110 of 17,210
- Rank in Indiana
- #2 of 88
- Individual clients
- 980
- High-net-worth clients
- 691
- Accounts
- 6,681
- Discretionary
- 81% of AUM
- Employees
- 59
- Advisory staff
- 30
- Offices
- 5
Owners and executives on its Form ADV
- Thomas J. PencePartner and Managing Director
- James M. KnallPartner and Managing Director
- Jeffrey S. CohenPartner and Managing Director
- Maximiliaan E. RijkenbergChief Legal Officer and Chief Compliance Officer
- Elizabeth EwingChief Financial Officer
- James A. RooneyChief Executive Officer
- Karim M. KhairallahCEO, Sapient Capital Alternative Investments
- Nehama D. SaadaChief Operating Officer
Custody and brokerage
Broker-dealer
No broker-dealer ties
Sapient Capital LLC reports no employees registered with a broker-dealer and no affiliated broker-dealer.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| High-net-worth individuals | 691 | $12B | 86% |
| Charitable organizations | 31 | $1.2B | 9% |
| Corporations or other businesses | 6 | $676M | 5% |
| Individuals | 289 | $94M | <1% |
Disciplinary disclosures
Sapient Capital LLC reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Selecting other advisers
- Other services
How it’s paid
- A percentage of assets under management
- Fixed fees
- Performance-based fees
Form ADV and brochures on the SEC’s adviser search ↗sapientcapital.com ↗
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The full record on Sapient Capital LLC
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, 2 years of filings
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- Growth over one, three and five years
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- Rank against 313 peers of its type and size
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- Owners and executives, with titles and stakes
- 8 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Similar-size RIAs in Indiana
All of Indiana →| Firm | Regulatory AUM | Clients |
|---|---|---|
| Oxford Financial Group, LTDCarmel | $23B | 589 |
| Valeo Financial Advisors, LLCCarmel | $13B | 3,021 |
| SYM Financial AdvisorsWinona Lake | $5.8B | 1,801 |
| CX Institutional, LLCAuburn | $4.5B | 4,553 |
| Creative Financial Designs, Inc.Kokomo | $2.9B | 10,477 |
| Bedel Financial Consulting IncIndianapolis | $2.9B | 1,162 |
Compare Sapient Capital LLC with
- Sapient Capital LLC vs Oxford Financial Group, LTD $23B · Carmel, IN
- Sapient Capital LLC vs Circle Wealth Management, LLC $14B · Summit, NJ
- Sapient Capital LLC vs Coldstream Wealth Management $14B · Bellevue, WA
- Sapient Capital LLC vs Ameritas Advisory Services, LLC $14B · Lincoln, NE
- Sapient Capital LLC vs Kestra Private Wealth Services, LLC $13B · Austin, TX
- Sapient Capital LLC vs Valeo Financial Advisors, LLC $13B · Carmel, IN
Background
Questions
How much does Sapient Capital LLC manage?
Sapient Capital LLC reports $14B in regulatory assets under management across 6,681 accounts, 81% of it on a discretionary basis, on its Form ADV filed August 31, 2026.
How many clients does Sapient Capital LLC have?
It reports 980 individual clients: 691 high-net-worth individuals and 289 other individuals. Individuals account for about 86% of its regulatory assets.
Where is Sapient Capital LLC headquartered?
Its main office is in Indianapolis, Indiana. It reports 5 offices in total and 59 employees, 30 of whom perform investment advisory functions.
How does Sapient Capital LLC charge clients?
On Form ADV it lists these forms of compensation: a percentage of assets under management; fixed fees; performance-based fees. Fees and minimums are set out in its Form ADV Part 2A brochure, available on the SEC’s adviser search.
What custodian does Sapient Capital LLC use?
It reports BNY Pershing as the custodian for its clients’ separately managed accounts. On Schedule D of its Form ADV filed August 31, 2026, it reports these amounts held: BNY Pershing ($11B). Form ADV lists only custodians holding 10% or more of separately managed account assets.
Is Sapient Capital LLC a hybrid RIA with a broker-dealer?
Sapient Capital LLC reports no employees registered with a broker-dealer and no affiliated broker-dealer.
Is Sapient Capital LLC a fiduciary?
As an SEC-registered investment adviser, Sapient Capital LLC owes its advisory clients a fiduciary duty under the Investment Advisers Act of 1940, which includes duties of care and loyalty. It reports no employees who are registered representatives of a broker-dealer.
Where these numbers come from
Every figure is Sapient Capital LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-08-31), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Its national rank compares it with every US-based independent wealth management RIA, the same field as The Largest RIAs. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →