Wealth manager, independent · Carmel, IN
Oxford Financial Group, LTD
Oxford Financial Group, LTD. LLC · SEC-registered investment adviser · CRD 105303 · SEC 801-20692
At a glance
Oxford Financial Group, LTD is an SEC-registered investment adviser based in Carmel, Indiana, with $23B in regulatory assets under management as of its Form ADV filed July 9, 2026. It reports 589 individual clients, 551 of them high-net-worth, holding an average of about $24 million each, and 156 employees. That ranks it 43rd among the nation’s 5,657 independent wealth management RIAs and 1st of 88 in Indiana. It reports Fidelity as the custodian for its clients’ separately managed accounts.
Main office 317-843-5678ofgltd.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $23B
- Rank among independent wealth managers
- #43 of 5,657
- Rank among all SEC RIAs
- #795 of 17,210
- Rank in Indiana
- #1 of 88
- Individual clients
- 589
- High-net-worth clients
- 551
- Accounts
- 6,593
- Discretionary
- 49% of AUM
- Employees
- 156
- Advisory staff
- 36
- Offices
- 7
Owners and executives on its Form ADV
- Jeffrey H. ThomassonChief Executive Officer, Chairman of the Board
- Charles R. DavisCorporate Director
- Sue A. McMillenChief Talent Officer
- Kristina R BaronCo-Managing Partner, Corporate Director
- Robert D. RamseyChief Investment Officer, Co-Managing Partner, Corporate Director
- Daniel J. FordCorporate Director
- Jarret D. BlumChief Development Officer
- Melia B. KrummChief Compliance Officer
- Brian D CopseyChief Financial Officer
- Jared A. NishidaCorporate Director
- Russell G. DeliberoChief Wealth Planning Officer
- Alexandra NeffChief Marketing Officer
Custody and brokerage
Broker-dealer
No broker-dealer ties
Oxford Financial Group, LTD reports no employees registered with a broker-dealer and no affiliated broker-dealer.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| High-net-worth individuals | 551 | $14B | 59% |
| Pooled investment vehicles | 48 | $4.5B | 19% |
| Pension and profit sharing plans | 29 | $3.3B | 14% |
| Corporations or other businesses | 11 | $1.1B | 5% |
| Charitable organizations | 18 | $414M | 2% |
| Insurance companies | 2 | $44M | <1% |
| Individuals | 38 | $19M | <1% |
Private funds
Oxford Financial Group, LTD reports 48 private funds with $3.4B in gross assets: hedge funds, private equity funds, real estate funds, other private funds (Form ADV Item 7.B).
Disciplinary disclosures
Oxford Financial Group, LTD reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses and institutions
- Pension consulting
- Selecting other advisers
How it’s paid
- A percentage of assets under management
- Fixed fees
Form ADV and brochures on the SEC’s adviser search ↗ofgltd.com ↗
People at Oxford Financial Group, LTD in our coverage
All people →- Ashlee Walton, managing director
- Neal Davis, managing director
AtlasMembers
The full record on Oxford Financial Group, LTD
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
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- Growth over one, three and five years
- Locked
- Rank against 192 peers of its type and size
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- Owners and executives, with titles and stakes
- 13 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
- 5Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Similar-size RIAs in Indiana
All of Indiana →| Firm | Regulatory AUM | Clients |
|---|---|---|
| Sapient Capital LLCIndianapolis | $14B | 980 |
| Valeo Financial Advisors, LLCCarmel | $13B | 3,021 |
| SYM Financial AdvisorsWinona Lake | $5.8B | 1,801 |
| CX Institutional, LLCAuburn | $4.5B | 4,553 |
| Creative Financial Designs, Inc.Kokomo | $2.9B | 10,477 |
| Bedel Financial Consulting IncIndianapolis | $2.9B | 1,162 |
Compare Oxford Financial Group, LTD with
- Oxford Financial Group, LTD vs United Capital Financial Advisors $25B · Irving, TX
- Oxford Financial Group, LTD vs Integrated Wealth Concepts LLC $24B · Waltham, MA
- Oxford Financial Group, LTD vs Jordan Park Group LLC $23B · SAN Francisco, CA
- Oxford Financial Group, LTD vs Johnson Investment Counsel, Inc. $23B · Cincinnati, OH
- Oxford Financial Group, LTD vs Sapient Capital LLC $14B · Indianapolis, IN
Background
Questions
How much does Oxford Financial Group, LTD manage?
Oxford Financial Group, LTD reports $23B in regulatory assets under management across 6,593 accounts, 49% of it on a discretionary basis, on its Form ADV filed July 9, 2026.
How many clients does Oxford Financial Group, LTD have?
It reports 589 individual clients: 551 high-net-worth individuals and 38 other individuals. Individuals account for about 59% of its regulatory assets.
Where is Oxford Financial Group, LTD headquartered?
Its main office is in Carmel, Indiana. It reports 7 offices in total and 156 employees, 36 of whom perform investment advisory functions.
How does Oxford Financial Group, LTD charge clients?
On Form ADV it lists these forms of compensation: a percentage of assets under management; fixed fees. Fees and minimums are set out in its Form ADV Part 2A brochure, available on the SEC’s adviser search.
What custodian does Oxford Financial Group, LTD use?
It reports Fidelity as the custodian for its clients’ separately managed accounts. On Schedule D of its Form ADV filed July 9, 2026, it reports these amounts held: Fidelity ($14B). Form ADV lists only custodians holding 10% or more of separately managed account assets.
Is Oxford Financial Group, LTD a hybrid RIA with a broker-dealer?
Oxford Financial Group, LTD reports no employees registered with a broker-dealer and no affiliated broker-dealer.
Is Oxford Financial Group, LTD a fiduciary?
As an SEC-registered investment adviser, Oxford Financial Group, LTD owes its advisory clients a fiduciary duty under the Investment Advisers Act of 1940, which includes duties of care and loyalty. It reports no employees who are registered representatives of a broker-dealer.
Where these numbers come from
Every figure is Oxford Financial Group, LTD’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-07-09), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Its national rank compares it with every US-based independent wealth management RIA, the same field as The Largest RIAs. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →