Partner and Managing Director · Sapient Capital LLC
Thomas J. Pence
CRD 2175665 · Named on Form ADV at one SEC-registered adviser
At a glance
Sapient Capital LLC, an SEC-registered wealth manager based in Indianapolis, IN with $13.8 billion in regulatory assets, lists Thomas J. Pence on its Form ADV as Partner and Managing Director, a control person.
Firms and roles
- Sapient Capital LLCPartner and Managing DirectorWealth manager · Indianapolis, IN · $14B in regulatory assets
AtlasMembers
Thomas’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings (7)
- James M. KnallPartner and Managing Director, Sapient Capital LLC
- Jeffrey S. CohenPartner and Managing Director, Sapient Capital LLC
- Maximiliaan E. RijkenbergChief Legal Officer and Chief Compliance Officer, Sapient Capital LLC
- Elizabeth EwingChief Financial Officer, Sapient Capital LLC
- James A. RooneyChief Executive Officer, Sapient Capital LLC
2 more people named with Thomas on the same filings, with titles and firms. Free in Atlas with a free account.
See all 7 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Thomas’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.