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Est. 2026The front page of wealth managementNew York

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RB Schwab trumpeted Anthropic's Claude for all 16,000 of its RIAs, but a 20-seat enterprise minimum suddenly sidelines 11,000-plus small firms -- right before IMPACT 20264K Social Security Database Cleanup Corrects 50 Million RecordsFP Do smaller RIAs really need to own their data?RB Bank of America analyst 'double' slams Ameriprise not least because RIA 'structural' advantage triggered proactive in-house retention bonuses that take a bite out of margins and may not retain big teams long-termIN Trump to ease 50% Canada tariffs on farm equipment, packaging goodsWM The New Rules of Record Keeper SelectionWM SEC Examiners' 2027 Focus Includes Firms' Protections Against AI Phishing, DeepfakesIN People moves: RBC taps Raymond James veteran for Texas complexWM Lido CEO Signals Openness to International Expansion4K SEC Targets Private Markets, AI and Fiduciary Risks Among 2027 Exam Priorities
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Free from Atlas · SEC filings as of October 1, 2026

The RIA database

Firms we coverAtlas screenerWealth Manager databaseThis month’s moversCustodian profilesRIA statistics

Registered RIAs
17,210
Regulatory AUM
$177.9T
Use more than one custodian
4,024
Hybrid
3,733

Where their clients’ assets sit. Select a custodian to filter the list.

Filters1

627 firms manage $3.9 trillionBNY Pershing

Open in the Atlas screener

Atlas The basics here are free. Atlas adds ten years of growth, owners, broker-dealer affiliation, contacts on file and signals for every firm, with alerts and exports. See Atlas

  1. 15496
    Henley & Company Wealth Management LLCUniondale, NY · 71 clientsWealth managerWrap sponsorHybridHenley & Company LLC
    Pershing 100%
    $94M
  2. 15508
    Oppenheimer + Close, LLCNew York, NY · 127 clientsWealth manager
    Pershing 100%
    $93M
  3. 15514
    Tekmen Wells LLCNew York, NY · 23 clientsWealth managerWrap sponsor
    Pershing 100%
    $92M
  4. 15623
    Mollot & Hardy, Inc.Amherst, NY · 77 clientsWealth managerHybrid
    Pershing 84%
    $81M
  5. 15648
    Comprehensive Capital Management, Inc.Totowa, NJ · 2,334 clientsWealth managerHybridAPW Capital, Inc.
    Capital Client Group 55%Pershing 27%
    $78M
  6. 15684
    Sage Hill Advisory and Management LLCSaratoga Springs, NY · 20 clientsWealth managerHybrid
    Morgan Stanley 0%Pershing 0%Equitable 0%Jackson National Life Distributors 0%
    $73M
  7. 15792
    Gruenstein Investments LLC5 clientsWealth manager
    Pershing 100%
    $61M
  8. 15854
    Westmore Asset ManagementPearl River, NY · 7 clientsWealth manager
    J.P. Morgan 72%
    $54M
  9. 15872
    Wealthpro, LLC95 clientsWealth managerHybrid
    Pershing 67%Exeter Trust 33%
    $52M
  10. 15902
    Silver Capital Management, LLC42 clientsWealth manager
    Pershing 100%
    $50M
  11. 15917
    KPC Terrapin Group LLCNew York, NY · 23 clientsWealth manager
    Schwab 61%Pershing 39%
    $49M
  12. 16027
    SVN GlobalSao Paulo, Brazil · 87 clientsWealth managerPublic-company ownedHybridSVN Agentes Autonomos De Investimentos S/s Ltda, SVN Capital - Assessores De Investimentos S/s Ltda
    Apex Fintech 72%Pershing 28%
    $38M
  13. 16087
    Mutual of Omaha Investor Services, Inc.Omaha, NE · 7,025 clientsBroker-dealer firmHybrid
    Pershing 100%
    $32M
  14. 16152
    DDO Advisory Services, LLCRhinebeck, NY · 46 clientsWealth manager
    Altruist 63%Pershing 37%
    $27M
  15. 16154
    Karagosian Financial Services, IncCroton On Hudson, NY · 52 clientsWealth managerHybrid
    Pershing 89%
    $27M
  16. 16164
    Nexadvisors, LLCDallas, TX · 6 clientsWealth managerBank-affiliatedAffiliated broker-dealerNexbank Securities Inc, Nexpoint Securities, Inc.
    Pershing 74%Axos 24%
    $26M
  17. 16213
    GMS GroupEast Hanover, NJ · 1 clientsBroker-dealer firmHybrid
    Pershing 100%
    $20M
  18. 16218
    Marnoa Private Wealth Counsel LTD.Waterloo,ontario, Canada · 59 clientsWealth manager
    Pershing 100%
    $19M
  19. 16230
    Public Safety Financial/gallowayMesa, AZ · 74 clientsWealth manager
    Pershing 100%
    $18M
  20. 16232
    Archway Private Wealth LLCManchester, United Kingdom · 37 clientsWealth manager
    Pershing 40%Rl360 29%
    $17M
  21. 16265
    Private Capital Asset Management LLCDarien, CT · 8 clientsWealth manager
    Pershing 100%
    $13M
  22. 16300
    HDI Capital LLCAsset manager
    Interactive Brokers 88%
    $10M
  23. 16312
    Bluevine Advisory LLCJersey City, NJ · 298 clientsAsset manager
    Pershing 100%
    $9M
  24. 16400
    Marstone LLC142 clientsWealth managerWrap sponsor
    Pershing 100%
    $3M
  25. 16447
    SimplevisorHouston, TX · 13 clientsWealth manager
    Pershing 100%
    $928K
  26. 16466
    Valley Financial Management, Inc.New York, NY · 124 clientsBroker-dealer firmHybrid
    Pershing 100%
    $473K
  27. 16509
    BinvestingHouston, TX · 6 clientsWealth managerBank-affiliatedHybridBanorte Securities International LTD, Casa De Bolsa Banorte, S.A. De C.V., clears through Pershing
    Pershing 100%
    $52K

RIAs by state