Wealth manager, independent · Mesa, AZ
Public Safety Financial/galloway
Galloway Asset Management LLC · SEC-registered investment adviser · CRD 141091 · SEC 801-68901
At a glance
Public Safety Financial/galloway is an SEC-registered investment adviser based in Mesa, Arizona, with $18 million in regulatory assets under management as of its Form ADV filed June 26, 2026. Its largest client group by assets is individuals, and it reports 74 individual clients. By Form ADV it is a wealth manager, ranked 8,726th of 8,915 wealth managers and 16,230th of 17,210 SEC-registered advisers by assets.
Main office 480-325-8668gallowayllc.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $18M
- Rank among wealth managers
- #8,726 of 8,915
- Rank among all SEC RIAs
- #16,230 of 17,210
- Rank in Arizona
- #199 of 212
- Individual clients
- 74
- High-net-worth clients
- 0
- Accounts
- 76
- Discretionary
- 100% of AUM
- Employees
- 31
- Advisory staff
- 23
- Offices
- 1
Owners and executives on its Form ADV
- Michael J. GallowayChief Executive Officer / Chief Compliance Officer (10/2023)
- Magdalena EberhardtChief Operations Officer
- Todd G ThomasNational Vice President
Custody and brokerage
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Individuals | 74 | $18M | 100% |
Disciplinary disclosures
Public Safety Financial/galloway reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Portfolio management for businesses and institutions
- Periodicals or newsletters
- Educational seminars and workshops
How it’s paid
- A percentage of assets under management
- Fixed fees
- Other
Form ADV and brochures on the SEC’s adviser search ↗gallowayllc.com ↗
AtlasMembers
The full record on Public Safety Financial/galloway
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
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- Growth over one, three and five years
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- Rank against 255 peers of its type and size
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- Owners and executives, with titles and stakes
- 3 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Public Safety Financial/galloway manage?
Public Safety Financial/galloway reports $18 million in regulatory assets under management across 76 accounts, 100% of it on a discretionary basis, on its Form ADV filed June 26, 2026.
What kind of firm is Public Safety Financial/galloway?
Public Safety Financial/galloway is a wealth manager by its Form ADV answers. At least half of its regulatory assets are managed for individuals and high-net-worth individuals.
Who are Public Safety Financial/galloway’s clients?
By assets, its largest client types are individuals ($18 million, 74 clients).
Does Public Safety Financial/galloway have any disciplinary history?
Public Safety Financial/galloway reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Public Safety Financial/galloway’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-06-26), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →