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Est. 2026The front page of wealth managementNew York

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WT Ep. 368: October 2026 WealthTech NewsFP Survey: Firms commit to marketing but aren't tracking the resultsFP High mortgage rates complicate the case for paying cash for a homeIN Advisor moves: Raymond James lands $700M Truist duo in FloridaFP Ask an Advisor: What non-AUM metrics do you use to measure your firm's success?SEC SEC Issues Exemptive Relief from Treasury Clearing Requirements for Certain Inter-Affiliate and Non-U.S. Repo TransactionsWM Wealth Firms Urge Patience on Anthropic IPOIN Schwab IMPACT 2026 full conference coverageWM Snowden Lane Settles SEC Charges Over Fee DisclosuresIN RIA M&A could hit an all-time high in 2026, says FP Transitions
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The RIA database

Firms we coverAtlas screenerWealth Manager databaseThis month’s moversCustodian profilesRIA statistics

Registered RIAs
17,210
Regulatory AUM
$177.9T
Use more than one custodian
4,024
Hybrid
3,733

Where their clients’ assets sit. Select a custodian to filter the list.

Filters1

12,831 firms manage $34.5 trillionno broker-dealer ties

Open in the Atlas screener

Atlas The basics here are free. Atlas adds ten years of growth, owners, broker-dealer affiliation, contacts on file and signals for every firm, with alerts and exports. See Atlas

  1. 10464
    Peace of Mind Wealth ManagementRaleigh, NC · 329 clientsWealth manager
    Schwab 87%
    $283M
  2. 10465
    Vergepointe Wealth Management, LLCLake Oswego, OR · 111 clientsWealth manager
    Schwab 86%
    $283M
  3. 10466
    Brook CapitalBrookfield, WI · 631 clientsWealth manager
    Pershing 100%
    $283M
  4. 10467
    Stonebridge Wealth Management LLCOak Brook, IL · 288 clientsWealth managerWrap sponsor
    Schwab 100%
    $283M
  5. 10468
    Modum Asset Management LLCMexico City, Mexico · 69 clientsWealth manager
    Morgan Stanley 34%Merrill / Bank of America 28%UBS 24%
    $283M
  6. 10469
    Berkshire Capital Holdings Inc1 clientsAsset manager
    No custodian reported
    $283M
  7. 10470
    Bulman Wealth GroupRoseville, CA · 556 clientsWealth manager
    Fidelity 86%
    $283M
  8. 10472
    FIG Capital Management, LLCJacksonville, FL · 3 clientsPrivate fund adviser
    No custodian reported
    $283M
  9. 10473
    CovingtonalsinaJacksonville, FL · 1,241 clientsWealth manager
    SEI 100%
    $283M
  10. 10478
    West Horizon CapitalPrinceton, NJ · 3 clientsPrivate fund adviser
    No custodian reported
    $283M
  11. 10479
    Cypress Wealth ManagementOakbrook Terrace, IL · 12 clientsPrivate fund adviser
    Schwab 67%Tristate Capital Bank 33%
    $283M
  12. 10480
    Kingsbridge Investment Partners LLCLas Vegas, NV · 8 clientsPrivate fund adviser
    No custodian reported
    $283M
  13. 10482
    Fcig Wealth Management, LLCPlainfield, CT · 447 clientsWealth manager
    Assetmark Brokerage 100%
    $282M
  14. 10484
    Hoertkorn Richard CharlesKentfield, CA · 74 clientsWealth manager
    Schwab 100%
    $282M
  15. 10485
    Abbit Management CorpGrand Haven, MI · 386 clientsAsset manager
    SEI 100%
    $282M
  16. 10486
    Beatrice Advisors LPNew York, NY · 20 clientsWealth manager
    Fidelity 53%J.P. Morgan 24%Schwab 23%
    $282M
  17. 10487
    Carter Financial, LLCLa Jolla, CA · 177 clientsWealth manager
    Schwab 100%
    $282M
  18. 10488
    Stolz & Associates, PSTacoma, WA · 193 clientsWealth manager
    Schwab 100%
    $282M
  19. 10489
    Peloton Capital ManagementIndianapolis, IN · 138 clientsWealth manager
    No custodian reported
    $282M
  20. 10490
    HMS Investment AdvisorsNashville, TN · 162 clientsWealth manager
    Fidelity 44%Schwab 42%
    $282M
  21. 10491
    Founders Capital Management IncHouston, TX · 130 clientsWealth manager
    Schwab 0%
    $282M
  22. 10493
    Banyan Capital Management, Inc.Atlanta, GA · 140 clientsWealth manager
    Schwab 100%
    $282M
  23. 10494
    Copperleaf Capital, LLCClover, SC · 314 clientsWealth manager
    Fidelity 98%
    $282M
  24. 10495
    Sandbridge Investment Management, LLCLos Angeles, CA · 6 clientsPrivate fund adviser
    No custodian reported
    $282M
  25. 10496
    B.A. Schrock Wealth ManagementWadsworth, OH · 706 clientsWealth managerWrap sponsor
    Schwab 100%
    $282M
  26. 10497
    Palm Valley Capital ManagementJacksonville Beach, FL · 1 clientsAsset manager
    U.S. Bank 100%
    $282M
  27. 10498
    Trinity Wealth Advisors LLCSt. Louis, MO · 132 clientsWealth manager
    Schwab 100%
    $282M
  28. 10499
    Successful Portfolios LLCClearwater, FL · 206 clientsWealth manager
    Interactive Brokers 63%Schwab 37%
    $282M
  29. 10503
    New Vintage Partners LLCNew York, NY · 15 clientsPrivate fund adviser
    No custodian reported
    $281M
  30. 10504
    GPM Growth Investors, Inc.Bloomfield Hills, MI · 217 clientsWealth manager
    Schwab 100%
    $281M
  31. 10505
    Miller Avenue Advisors LLCMill Valley, CA · 81 clientsWealth manager
    Schwab 100%
    $281M
  32. 10506
    Smith Asset Management Co., LLCChiefland, FL · 776 clientsWealth manager
    Schwab 100%
    $281M
  33. 10507
    Riverbend Wealth Management, LLCMyrtle Beach, SC · 187 clientsWealth managerWrap sponsor
    Fidelity 100%
    $281M
  34. 10508
    RCS Financial Planning, LLCAnnapolis, MD · 220 clientsWealth manager
    Fidelity 65%Schwab 35%
    $281M
  35. 10511
    Plustick Management LLCCharlottesville, VA · 3 clientsPrivate fund adviser
    No custodian reported
    $281M
  36. 10512
    Harlan Capital Partners LLCPalm Beach, FL · 6 clientsPrivate fund adviser
    No custodian reported
    $281M
  37. 10513
    Worth AdvisorsCharlotte, NC · 451 clientsWealth manager
    Schwab 89%
    $281M
  38. 10514
    Mink Brook Asset Management LLC3 clientsPrivate fund adviser
    No custodian reported
    $281M
  39. 10515
    Wilson & Boucher Capital Management, LLC133 clientsWealth manager
    Schwab 100%
    $280M
  40. 10516
    Family FinancialManhattan Beach, CA · 108 clientsWealth manager
    Schwab 100%
    $280M

RIAs by state