Asset manager
Berkshire Capital Holdings Inc
SEC-registered investment adviser · CRD 107175 · SEC 801-53149
At a glance
Berkshire Capital Holdings Inc is an SEC-registered investment adviser based in United States, with $283 million in regulatory assets under management as of its Form ADV filed March 9, 2026. Its largest client group by assets is investment companies. By Form ADV it is a asset manager, ranked 1,965th of 3,218 asset managers and 10,469th of 17,210 SEC-registered advisers by assets.
berkshirefunds.comAs filed on Form ADV
- Regulatory AUM
- $283M
- Rank among asset managers
- #1,965 of 3,218
- Rank among all SEC RIAs
- #10,469 of 17,210
- Clients
- 1
- Accounts
- 1
- Discretionary
- 100% of AUM
- Employees
- 2
- Advisory staff
- 1
- Offices
- 1
Owners and executives on its Form ADV
- Malcolm R. FobesChairman/ceo
- Lavon H. FobesCorporate Secretary
- Lesley A. BuckChief Compliance Officer
Custody and brokerage
Custodian
Berkshire Capital Holdings Inc’s Form ADV lists no custodian for separately managed accounts. Firms report one only when they manage $10 million or more in those accounts.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Investment companies | 1 | $283M | 100% |
Disciplinary disclosures
Berkshire Capital Holdings Inc reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for investment companies
How it’s paid
- A percentage of assets under management
Form ADV and brochures on the SEC’s adviser search ↗berkshirefunds.com ↗
AtlasMembers
The full record on Berkshire Capital Holdings Inc
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
- Locked
- Growth over one, three and five years
- Locked
- Rank against 915 peers of its type and size
- Locked
- Owners and executives, with titles and stakes
- 3 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
- 1Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Berkshire Capital Holdings Inc manage?
Berkshire Capital Holdings Inc reports $283 million in regulatory assets under management across 1 accounts, 100% of it on a discretionary basis, on its Form ADV filed March 9, 2026.
What kind of firm is Berkshire Capital Holdings Inc?
Berkshire Capital Holdings Inc is a asset manager by its Form ADV answers. Most of its assets are managed for funds, institutions or other businesses rather than individuals.
Who are Berkshire Capital Holdings Inc’s clients?
By assets, its largest client types are investment companies ($283 million, 1 clients).
Does Berkshire Capital Holdings Inc have any disciplinary history?
Berkshire Capital Holdings Inc reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Berkshire Capital Holdings Inc’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-03-09), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →