Private fund adviser · Oakbrook Terrace, IL
Cypress Wealth Management
Cypress Wealth Management, LLC · SEC-registered investment adviser · CRD 324524 · SEC 801-128859
At a glance
Cypress Wealth Management is an SEC-registered investment adviser based in Oakbrook Terrace, Illinois, with $283 million in regulatory assets under management as of its Form ADV filed March 20, 2026. Its largest client group by assets is pooled investment vehicles, and it reports 6 individual clients. By Form ADV it is a private fund adviser, ranked 3,676th of 4,686 private fund advisers and 10,479th of 17,210 SEC-registered advisers by assets.
Main office 331-307-7444cypressholdings.comAs filed on Form ADV
- Regulatory AUM
- $283M
- Rank among private fund advisers
- #3,676 of 4,686
- Rank among all SEC RIAs
- #10,479 of 17,210
- Rank in Illinois
- #472 of 684
- Individual clients
- 6
- High-net-worth clients
- 6
- Accounts
- 50
- Discretionary
- 100% of AUM
- Employees
- 6
- Advisory staff
- 2
- Offices
- 1
Owners and executives on its Form ADV
- Kimberly E. CarliniChief Compliance Officer
Custody and brokerage
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Pooled investment vehicles | 1 | $156M | 55% |
| Charitable organizations | 5 | $95M | 33% |
| High-net-worth individuals | 6 | $32M | 11% |
Private funds
Cypress Wealth Management reports 1 private funds with $171M in gross assets: private equity funds (Form ADV Item 7.B).
Disciplinary disclosures
Cypress Wealth Management reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Portfolio management for pooled investment vehicles
- Other services
How it’s paid
- A percentage of assets under management
- Fixed fees
Form ADV and brochures on the SEC’s adviser search ↗cypressholdings.com ↗
AtlasMembers
The full record on Cypress Wealth Management
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, 2 years of filings
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- Growth over one, three and five years
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- Rank against 2,016 peers of its type and size
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- Owners and executives, with titles and stakes
- 1 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Cypress Wealth Management manage?
Cypress Wealth Management reports $283 million in regulatory assets under management across 50 accounts, 100% of it on a discretionary basis, on its Form ADV filed March 20, 2026.
What kind of firm is Cypress Wealth Management?
Cypress Wealth Management is a private fund adviser by its Form ADV answers. Private funds are at least half of its business by assets.
Who are Cypress Wealth Management’s clients?
By assets, its largest client types are pooled investment vehicles ($156 million, 1 clients); charitable organizations ($95 million, 5 clients); high-net-worth individuals ($32 million, 6 clients).
Does Cypress Wealth Management manage private funds?
Yes. It reports 1 private funds with $171 million in gross assets, including private equity funds.
Does Cypress Wealth Management have any disciplinary history?
Cypress Wealth Management reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Cypress Wealth Management’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-03-20), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →