Free from Atlas · SEC filings as of October 1, 2026
The RIA database
Firms we coverAtlas screenerWealth Manager databaseThis month’s moversCustodian profilesRIA statistics
- Registered RIAs
- 17,210
- Regulatory AUM
- $177.9T
- Use more than one custodian
- 4,024
- Hybrid
- 3,733
Where their clients’ assets sit. Select a custodian to filter the list.
Filters1
Every investment adviser registered with the SEC, from its latest Form ADV. Advisers registered only with a state aren’t in the SEC’s data. For news on a firm, see Firms we cover; each firm we report on links to its record here.
3,733 firms manage $117.7 trillionhybrid
Open in the Atlas screenerAtlas The basics here are free. Atlas adds ten years of growth, owners, broker-dealer affiliation, contacts on file and signals for every firm, with alerts and exports. See Atlas
- 13862BTS Asset Management, Inc.Wealth managerHybridBTS Securities Corporation$145M
- 13864Wagner PlanningWealth managerHybrid$145M
- 13872A.G.P. Asset Management LLCPrivate fund adviserHybridA.G.P. / Alliance Global Partners, LLCNo custodian reported$144M
- 13878Asset Management Consulting Services, Inc.Private fund adviserHybridNo custodian reported$144M
- 13885Van Diest CapitalWealth managerHybrid$144M
- 13887James I. Black & CompanyBroker-dealer firmHybridNo custodian reported$144M
- 13893Villanova Investment Management Company, LLCAsset managerHybridPennhaven Brokerage Partners, LLC, clears through Axos Clearing$144M
- 13894BGV Financial AdvisorsAsset managerHybridBG Valores, S.A., BGV Securities USA, LLC, clears through Pershing$144M
- 13902Star Capital Inc.Wealth managerHybrid$144M
- 13904MLG Fund Manager LLCPrivate fund adviserHybridNo custodian reported$144M
- 13912Cypress CapitalWealth managerWrap sponsorHybrid$143M
- 13913Granite State Retirement Planning, Inc.Wealth managerWrap sponsorHybrid$143M
- 13916Private Client Group Asset ManagementWealth managerWrap sponsorHybrid$143M
- 13933Stephen J. Garry & Associates, LLCWealth managerWrap sponsorHybrid$143M
- 13938RJ Patterson GroupWealth managerHybrid$142M
- 13939Allstate Financial Advisors, LLCWealth managerPublic-company ownedHybridAllstate Financial Services, LLCNo custodian reported$142M
- 13949Freedom Asset ManagementWealth managerHybrid$142M
- 13950Syndicated Capital, Inc.Broker-dealer firmHybridNo custodian reported$142M
- 13957Pulliam Family Office, LLCWealth managerHybrid$142M
- 13962Partnership Capital Growth Investors Management, LLCPrivate fund adviserHybridPartnership Capital Growth, LLCNo custodian reported$142M
- 13964Kelly Park Investment LLCPrivate fund adviserHybridNo custodian reported$142M
- 13985Liberty Asset ManagementWealth managerHybrid$141M
- 13990Immaculate Wealth Management, LLCWealth managerHybrid$141M
- 13997Actitrust Wealth Management LLCAsset managerHybrid$141M
- 14014Fortis Portfolio Solutions, LLCWealth managerHybrid$140M
- 14015Claremont Financial Group,inc.Wealth managerHybrid$140M
- 14017Jemma Financial ServicesWealth managerHybridNo custodian reported$140M
- 14024Imperity Wealth Alliance LLCWealth managerWrap sponsorHybrid$140M
- 14032Clarity Retirement & Wealth, LLCWealth managerHybrid$140M
- 14039The Scott S. James CompanyBroker-dealer firmHybridScott James Group, Inc., clears through Pershing$139M
- 14073TKC Wealth Management LLCWealth managerHybrid$139M
- 14078Fsam LLCAsset managerHybridFirst Southern, LLC$138M
- 14079CMG Wealth Advisors LLCWealth managerBank-affiliatedHybridCMG Securities LLC, clears through Pershing$138M
- 14091Giving Tree Wealth AdvisorsWealth managerHybrid$138M
- 14093Worth Financial Group Inc.Broker-dealer firmHybrid$138M
- 14095Landolt Securities, Inc.Broker-dealer firmHybrid$138M
- 14104Ruggiero InvestmentsWealth managerHybrid$138M
- 14110Vision Investment Advisors, LLCBroker-dealer firmHybridVision Brokerage Services, LLC, Vision Financial Markets LLC, clears through Vision Financial Markets$137M
- 14115SQN Venture Partners, LLCPrivate fund adviserHybridNo custodian reported$137M
- 14117Jaras Financial Services, Inc.Wealth managerWrap sponsorHybrid$137M
RIAs by state
- Alabama92
- Alaska9
- Arizona212
- Arkansas57
- California1,873
- Colorado359
- Connecticut507
- Delaware39
- District of Columbia59
- Florida1,090
- Georgia331
- Hawaii20
- Idaho54
- Illinois684
- Indiana146
- Iowa91
- Kansas134
- Kentucky85
- Louisiana82
- Maine32
- Maryland227
- Massachusetts627
- Michigan305
- Minnesota276
- Mississippi34
- Missouri196
- Montana24
- Nebraska71
- Nevada77
- New Hampshire78
- New Jersey392
- New Mexico25
- New York2,591
- North Carolina288
- North Dakota9
- Ohio403
- Oklahoma84
- Oregon156
- Pennsylvania564
- PR49
- Rhode Island49
- South Carolina116
- South Dakota14
- Tennessee227
- Texas1,081
- Utah151
- Vermont33
- VI2
- Virginia300
- Washington271
- West Virginia12
- Wisconsin195
- Wyoming25