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FinancialADVSR

Est. 2026The front page of wealth managementNew York

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4K 55ip Expands Unified Managed Accounts with BlackRockRB Schwab trumpeted Anthropic's Claude for all 16,000 of its RIAs, but a 20-seat enterprise minimum suddenly sidelines 11,000-plus small firms -- right before IMPACT 20264K Social Security Database Cleanup Corrects 50 Million RecordsFP Do smaller RIAs really need to own their data?RB Bank of America analyst 'double' slams Ameriprise not least because RIA 'structural' advantage triggered proactive in-house retention bonuses that take a bite out of margins and may not retain big teams long-termIN Trump to ease 50% Canada tariffs on farm equipment, packaging goodsWM The New Rules of Record Keeper SelectionWM SEC Examiners' 2027 Focus Includes Firms' Protections Against AI Phishing, DeepfakesIN People moves: RBC taps Raymond James veteran for Texas complexWM Lido CEO Signals Openness to International Expansion
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Free from Atlas · SEC filings as of October 1, 2026

The RIA database

Firms we coverAtlas screenerWealth Manager databaseThis month’s moversCustodian profilesRIA statistics

Registered RIAs
17,210
Regulatory AUM
$177.9T
Use more than one custodian
4,024
Hybrid
3,733

Where their clients’ assets sit. Select a custodian to filter the list.

Filters1

3,733 firms manage $117.7 trillionhybrid

Open in the Atlas screener

Atlas The basics here are free. Atlas adds ten years of growth, owners, broker-dealer affiliation, contacts on file and signals for every firm, with alerts and exports. See Atlas

  1. 5701
    Flaharty Asset Management, LLCClearwater, FL · 1,130 clientsWealth managerWrap sponsorHybrid
    LPL Financial 99%
    $902M
  2. 5705
    Beacon Financial Advisory LLCCleveland, OH · 1,556 clientsWealth managerHybrid
    Schwab 97%
    $901M
  3. 5713
    Asset Management Group, Inc.Stamford, CT · 264 clientsWealth managerHybrid
    Schwab 100%
    $898M
  4. 5716
    KairosIrvine, CA · 15 clientsPrivate fund adviserHybrid
    No custodian reported
    $897M
  5. 5720
    Eagleclaw Capital Management LLCBoston, MA · 321 clientsWealth managerWrap sponsorHybridMoors & Cabot, Inc.
    No custodian reported
    $896M
  6. 5721
    Stonebridge Financial GroupSan Rafael, CA · 951 clientsWealth managerHybrid
    Schwab 100%
    $896M
  7. 5723
    Kelman Lazarov IncMemphis, TN · 579 clientsWealth managerHybrid
    Schwab 85%
    $895M
  8. 5725
    BCG Securities, Inc.Cherry Hill, NJ · 2,181 clientsBroker-dealer firmHybridHorace Mann Investors, Inc.
    No custodian reported
    $894M
  9. 5729
    Compass Financial Management LLCTampa, FL · 2,228 clientsWealth managerHybrid
    Schwab 54%Fidelity 46%
    $894M
  10. 5733
    Moerus Capital Management LLCNew York, NY · 10 clientsAsset managerHybrid
    State Street 51%Northern Trust 49%
    $893M
  11. 5735
    Wesbanco Investment DepartmentWheeling, WV · 6 clientsAsset managerHybridWesbanco Securities, Inc.
    No custodian reported
    $893M
  12. 5737
    REA Wealth ManagementNew Philadelphia, OH · 938 clientsWealth managerHybrid
    Fidelity 100%
    $892M
  13. 5743
    Optima Asset Management LPNew York, NY · 30 clientsPrivate fund adviserHybrid
    Goldman Sachs 100%
    $892M
  14. 5744
    Southland Equity Partners, LLC.1,766 clientsWealth managerHybrid
    No custodian reported
    $891M
  15. 5745
    Commerce Street Investment ManagementDallas, TX · 64 clientsAsset managerHybridCommerce Street Capital, LLC
    Fidelity Management Trust 53%Empower Trust 47%
    $891M
  16. 5746
    Drucker Wealth614 clientsWealth managerWrap sponsorHybrid
    Fidelity 61%Altruist 30%
    $891M
  17. 5751
    Tran Capital Management, L.P.San Rafael, CA · 348 clientsWealth managerHybrid
    Fidelity 47%Schwab 33%
    $890M
  18. 5758
    Westside Investment Management, LLCSanta Monica, CA · 890 clientsWealth managerHybrid
    LPL Financial 84%
    $889M
  19. 5759
    Sagepoint Capital Partners LLCFranklin, TNWealth managerHybrid
    No custodian reported
    $888M
  20. 5760
    Dupree & Company, Inc.Lexington, KY · 1 clientsBroker-dealer firmHybrid
    No custodian reported
    $888M
  21. 5764
    Bernicke Wealth ManagementAltoona, WI · 868 clientsBroker-dealer firmHybrid
    Schwab 100%
    $887M
  22. 5772
    Pearson Financial ServicesDennis, MA · 500 clientsWealth managerHybrid
    Schwab 100%
    $885M
  23. 5774
    United Capital Management of Kansas, Inc.Salina, KS · 1,655 clientsWealth managerHybrid
    Schwab 100%
    $885M
  24. 5778
    Lebenthal Diversified Asset Management Inc.Hauppauge, NYAsset managerHybridLebenthal Financial Services, Inc.
    Raymond James 53%Schwab 47%
    $884M
  25. 5788
    Park Place Capital CorporationHomewood, AL · 610 clientsWealth managerBank-affiliatedHybridPark Place Capital Securities Corp.
    Schwab 60%Fifth Third Bank 40%
    $879M
  26. 5795
    Montz Harcus Wealth ManagementNew Orleans, LA · 687 clientsWealth managerHybrid
    Schwab 100%
    $876M
  27. 5797
    Icon Advisers, Inc.Greenwood Village, CO · 297 clientsAsset managerHybrid
    Schwab 56%Innovayte 44%
    $876M
  28. 5798
    CGC Financial ServicesLake Oswego, OR · 1,151 clientsWealth managerHybrid
    Schwab 100%
    $876M
  29. 5800
    Quint Capital ManagementNew York, NY · 80 clientsBroker-dealer firmHybrid
    No custodian reported
    $875M
  30. 5812
    Secure Asset Management, L.L.C.Troy, MI · 2,877 clientsWealth managerHybridAurora Securities Inc
    Schwab 64%Fidelity 36%
    $871M
  31. 5818
    Bridgewealth Advisory Group, LLCFresno, CA · 793 clientsWealth managerWrap sponsorHybrid
    Pershing 100%
    $869M
  32. 5823
    Park Capital Management, LLCMadison, WI · 625 clientsWealth managerBank-affiliatedHybrid
    Schwab 80%
    $868M
  33. 5826
    Vantage Financial Group, Inc.Cleveland, OH · 2,521 clientsWealth managerHybrid
    Pershing 100%
    $867M
  34. 5831
    Canton Hathaway LLCProvidence, RI · 96 clientsWealth managerHybrid
    Fidelity 100%
    $866M
  35. 5833
    XA InvestmentsChicago, IL · 3 clientsAsset managerHybridXMS Capital Partners, LLC
    No custodian reported
    $866M
  36. 5834
    Hampshire Family Office70 clientsWealth managerHybrid
    Pershing 100%
    $866M
  37. 5836
    Carson Advisory GroupAthens, GA · 957 clientsWealth managerWrap sponsorHybrid
    Raymond James 100%
    $865M
  38. 5846
    Gill Capital PartnersDenver, CO · 481 clientsBroker-dealer firmHybrid
    Schwab 100%
    $862M
  39. 5854
    Keystone Private WealthPalm Desert, CA · 635 clientsWealth managerHybrid
    Schwab 100%
    $861M
  40. 5855
    Eagle's View Capital Management LLCNew York, NY · 28 clientsPrivate fund adviserHybrid
    No custodian reported
    $860M

RIAs by state