Wealth manager, independent · Salina, KS
United Capital Management of Kansas, Inc.
SEC-registered investment adviser · CRD 157755 · SEC 801-80159
At a glance
United Capital Management of Kansas, Inc. is an SEC-registered investment adviser based in Salina, Kansas, with $885 million in regulatory assets under management as of its Form ADV filed September 10, 2026. Its largest client group by assets is high-net-worth individuals, and it reports 1,602 individual clients. By Form ADV it is a wealth manager, ranked 1,745th of 8,915 wealth managers and 5,774th of 17,210 SEC-registered advisers by assets.
Main office 785-823-7900ucmofkansas.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $885M
- Rank among wealth managers
- #1,745 of 8,915
- Rank among all SEC RIAs
- #5,774 of 17,210
- Rank in Kansas
- #46 of 134
- Individual clients
- 1,602
- High-net-worth clients
- 316
- Accounts
- 3,738
- Discretionary
- 93% of AUM
- Employees
- 46
- Advisory staff
- 23
- Offices
- 11
Owners and executives on its Form ADV
- Chad M. KoehnOwner
- Ryan J. KolzowChief Operating Officer
- Jerad R. BuschOwner
- Erica A JensenDirector of Client Services
- Douglas M. PalencharChief Compliance Officer
Custody and brokerage
Broker-dealer
Hybrid RIA
United Capital Management of Kansas, Inc. is a hybrid RIA: 6 of its employees are also registered representatives of a broker-dealer.
Its Form ADV brochure (filed September 2026) names Stonex Securities, an unaffiliated broker-dealer, as the broker-dealer its advisers are registered with.
rn commissions in his or her separate capacity as a registered representative of StoneX Securities, Inc. if implemented as a commission account or the Client may implement recommendations resulting from the services totally away from UCMK.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| High-net-worth individuals | 316 | $547M | 62% |
| Individuals | 1,286 | $262M | 30% |
| Pooled investment vehicles | 1 | $31M | 4% |
| Charitable organizations | 16 | $23M | 3% |
| Pension and profit sharing plans | 6 | $11M | 1% |
| Corporations or other businesses | 30 | $10M | 1% |
Private funds
United Capital Management of Kansas, Inc. reports 1 private funds with $31M in gross assets: hedge funds (Form ADV Item 7.B).
Disciplinary disclosures
United Capital Management of Kansas, Inc. answers yes to 1 disclosure item in Item 11 of Form ADV (criminal, regulatory or civil matters involving the firm or its advisory affiliates). Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses and institutions
- Pension consulting
- Educational seminars and workshops
- Other services
How it’s paid
- A percentage of assets under management
- Fixed fees
- Performance-based fees
Form ADV and brochures on the SEC’s adviser search ↗ucmofkansas.com ↗
AtlasMembers
The full record on United Capital Management of Kansas, Inc.
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
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- Growth over one, three and five years
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- Rank against 3,835 peers of its type and size
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- Owners and executives, with titles and stakes
- 5 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
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Background
Questions
How much does United Capital Management of Kansas, Inc. manage?
United Capital Management of Kansas, Inc. reports $885 million in regulatory assets under management across 3,738 accounts, 93% of it on a discretionary basis, on its Form ADV filed September 10, 2026.
What kind of firm is United Capital Management of Kansas, Inc.?
United Capital Management of Kansas, Inc. is a wealth manager by its Form ADV answers. At least half of its regulatory assets are managed for individuals and high-net-worth individuals.
Who are United Capital Management of Kansas, Inc.’s clients?
By assets, its largest client types are high-net-worth individuals ($547 million, 316 clients); individuals ($262 million, 1,286 clients); pooled investment vehicles ($31 million, 1 clients).
Does United Capital Management of Kansas, Inc. manage private funds?
Yes. It reports 1 private funds with $31 million in gross assets, including hedge funds.
Does United Capital Management of Kansas, Inc. have any disciplinary history?
United Capital Management of Kansas, Inc. answers yes to 1 disclosure item in Item 11 of Form ADV, which covers criminal, regulatory and civil matters involving the firm or its advisory affiliates. The details are on the SEC’s adviser search.
Where these numbers come from
Every figure is United Capital Management of Kansas, Inc.’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-09-10), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →