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Est. 2026The front page of wealth managementNew York

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RB Schwab trumpeted Anthropic's Claude for all 16,000 of its RIAs, but a 20-seat enterprise minimum suddenly sidelines 11,000-plus small firms -- right before IMPACT 20264K Social Security Database Cleanup Corrects 50 Million RecordsFP Do smaller RIAs really need to own their data?RB Bank of America analyst 'double' slams Ameriprise not least because RIA 'structural' advantage triggered proactive in-house retention bonuses that take a bite out of margins and may not retain big teams long-termIN Trump to ease 50% Canada tariffs on farm equipment, packaging goodsWM The New Rules of Record Keeper SelectionWM SEC Examiners' 2027 Focus Includes Firms' Protections Against AI Phishing, DeepfakesIN People moves: RBC taps Raymond James veteran for Texas complexWM Lido CEO Signals Openness to International Expansion4K SEC Targets Private Markets, AI and Fiduciary Risks Among 2027 Exam Priorities
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Free from Atlas · SEC filings as of October 1, 2026

The RIA database

Firms we coverAtlas screenerWealth Manager databaseThis month’s moversCustodian profilesRIA statistics

Registered RIAs
17,210
Regulatory AUM
$177.9T
Use more than one custodian
4,024
Hybrid
3,733

Where their clients’ assets sit. Select a custodian to filter the list.

Filters1

3,733 firms manage $117.7 trillionhybrid

Open in the Atlas screener

Atlas The basics here are free. Atlas adds ten years of growth, owners, broker-dealer affiliation, contacts on file and signals for every firm, with alerts and exports. See Atlas

  1. 1857
    J.C. Flowers & Co. LLCNew York, NY · 22 clientsPrivate fund adviserHybridJ.C. Flowers Securities Co. LLC
    No custodian reported
    $6.0B
  2. 1858
    Ashton Thomas Private WealthScottsdale, AZ · 3,229 clientsWealth managerHybridAshton Thomas Securities, LLC
    Pershing 44%Schwab 34%
    $6.0B
  3. 1859
    Thurston Springer AdvisorsIndianapolis, IN · 4,694 clientsWealth managerWrap sponsorHybridPeak Brokerage Services, LLC, Thurston, Springer, Miller, Herd & Titak, Inc., clears through Wells Fargo Clearing Services
    Wells Fargo 100%
    $6.0B
  4. 1861
    Capital Research & Consulting LLCPasadena, CA · 20 clientsAsset managerHybridCapital Research Brokerage Services, LLC
    No custodian reported
    $6.0B
  5. 1863
    Third Lake Partners, LLCTampa, FL · 54 clientsAsset managerHybrid
    Northern Trust 79%
    $6.0B
  6. 1871
    Reaves Asset ManagementJersey City, NJ · 283 clientsAsset managerHybrid
    Pershing 55%RBC 45%
    $5.9B
  7. 1881
    T. Rowe Price Advisory Services, Inc.Owings Mills, MD · 13,517 clientsWealth managerPublic-company ownedHybridT. Rowe Price Investment Services, Inc.
    Pershing 100%
    $5.9B
  8. 1892
    NS Partners LTDLondon, United Kingdom · 20 clientsAsset managerHybrid
    RBC 80%
    $5.9B
  9. 1906
    Mayflower AdvisorsBoston, MA · 1,225 clientsAsset managerHybrid
    Fidelity 55%Pershing 32%
    $5.8B
  10. 1919
    Lasalle St. Investment Advisors, L.L.C.Elmhurst, IL · 14,284 clientsWealth managerHybridLasalle St Securities, L.L.C.
    Fidelity 80%
    $5.7B
  11. 1926
    Gladstone Wealth PartnersPalm Beach Gardens, FL · 8,385 clientsWealth managerWrap sponsorHybridIntegrity Alliance, LLC
    LPL Financial 100%
    $5.7B
  12. 1937
    DunhamSan Diego, CA · 13,155 clientsBroker-dealer firmHybrid
    Fifth Third Bank 100%
    $5.6B
  13. 1942
    Geneva Capital Management LLCMilwaukee, WI · 4,049 clientsAsset managerHybrid
    Morgan Stanley 42%Northern Trust 30%J.P. Morgan 28%
    $5.6B
  14. 1943
    Pentegra Investors, Inc.Shelton, CT · 250 clientsAsset managerHybridPentegra Distributors Inc.
    BNY 92%
    $5.6B
  15. 1946
    Stratos Wealth Advisors LLCBeachwood, OH · 5,023 clientsWealth managerBank-affiliatedHybridSEI Investments (south Africa) Limited, SEI Investments Distribution Co.
    Fidelity 61%Schwab 39%
    $5.6B
  16. 1948
    Antarctica Investment Advisors, LLCNew York, NY · 36 clientsAsset managerHybridPalmer Capital Advisors, LLC
    U.S. Bancorp 62%
    $5.6B
  17. 1954
    Integrated Advisors Network LLCDallas, TX · 7,612 clientsWealth managerHybrid
    Schwab 66%Fidelity 33%
    $5.5B
  18. 1955
    Wainwright Investment Counsel LLCBoston, MA · 214 clientsAsset managerHybridWFS, LLC
    M&t Bank 100%
    $5.5B
  19. 1956
    Smead Capital Management, Inc.Phoenix, AZ · 185 clientsAsset managerHybrid
    No custodian reported
    $5.5B
  20. 1963
    CQS (US), LLCNew York, NY · 15 clientsPrivate fund adviserHybridJohn Hancock Distributors LLC
    No custodian reported
    $5.5B
  21. 1968
    Disciplined Growth Investors IncMinneapolis, MN · 137 clientsAsset managerHybrid
    Fidelity 44%U.S. Bank 24%
    $5.5B
  22. 1969
    Larson Financial Group, LLCSaint Louis, MO · 4,961 clientsBroker-dealer firmHybridLarson Financial Securities, LLC
    Schwab 83%
    $5.5B
  23. 1972
    Calamos Wealth Management LLCNaperville, IL · 4,308 clientsWealth managerHybridCalamos Financial Services LLC
    Fidelity 100%
    $5.5B
  24. 1985
    Integrity Alliance, LLCUrbandale, IA · 10,885 clientsBroker-dealer firmHybridIntegrity Capital, LLC
    Schwab 56%Pershing 27%
    $5.4B
  25. 1988
    Fenimore Asset Management, Inc.Cobleskill, NY · 682 clientsAsset managerHybridFenimore Securities, Inc.
    Schwab 100%
    $5.4B
  26. 1993
    First Sentier InvestorsGeorge Town, Grand Cayman, Cayman Islands · 11 clientsPrivate fund adviserHybrid
    No custodian reported
    $5.4B
  27. 1994
    Bain Capital Insurance Solutions, LPBoston, MA · 13 clientsPrivate fund adviserHybridBain Capital Markets, LLC
    U.S. Bank 100%
    $5.4B
  28. 1996
    Blackstone Alternative Investment Advisors LLCNew York, NY · 1 clientsAsset managerHybridBlackstone Securities Partners L.P., Currencies Direct LTD
    No custodian reported
    $5.4B
  29. 2003
    Frost Investment Advisors, LLCSan Antonio, TX · 9 clientsAsset managerHybridFrost Brokerage Services, Inc., clears through National Financial Services (Fidelity)
    Frost Bank 100%
    $5.4B
  30. 2004
    Western Wealth Management LLCGolden, CO · 11,253 clientsWealth managerHybrid
    LPL Financial 87%
    $5.4B
  31. 2011
    Polus Capital Management LimitedLondon, United Kingdom · 17 clientsPrivate fund adviserHybridBanca Monte DEI Paschi DI Siena S.P.A., Mediobanca - Banca DI Credito Finanziario S.P.A.
    No custodian reported
    $5.3B
  32. 2016
    BIP Wealth, LLCAtlanta, GA · 3,146 clientsWealth managerHybrid
    Schwab 61%Fidelity 39%
    $5.3B
  33. 2017
    Alera Investment Advisors, LLCDeerfield, IL · 2,466 clientsAsset managerHybridAlera Securities LLC
    Fidelity 100%
    $5.3B
  34. 2018
    Rehmann WealthLansing, MI · 2,549 clientsWealth managerHybridRehmann Financial Network, LLC
    No custodian reported
    $5.3B
  35. 2019
    Constitution Capital Equity Partners LPAndover, MA · 33 clientsPrivate fund adviserHybrid
    No custodian reported
    $5.3B
  36. 2027
    Venture Visionary Partners LLCSylvania, OH · 2,810 clientsWealth managerHybrid
    Schwab 100%
    $5.2B
  37. 2039
    GentrustMiami, FL · 277 clientsWealth managerPublic-company ownedHybrid
    Fidelity 66%J.P. Morgan 34%
    $5.2B
  38. 2040
    Davidson Investment Advisors, Inc.Great Falls, MT · 4,407 clientsWealth managerWrap sponsorHybridD.A. Davidson & Co.
    D.A. Davidson & 64%
    $5.2B
  39. 2041
    Profund Advisors LLCBethesda, MD · 118 clientsAsset managerHybridProfunds Distributors, Inc.
    No custodian reported
    $5.2B
  40. 2042
    KrilogySt. Louis, MO · 3,204 clientsWealth managerHybrid
    Schwab 86%
    $5.2B

RIAs by state