Wealth manager, independent · St. Louis, MO
Krilogy
Krilogy Financial LLC · SEC-registered investment adviser · CRD 149046 · SEC 801-69838
At a glance
Krilogy is an SEC-registered investment adviser based in St. Louis, Missouri, with $5.2B in regulatory assets under management as of its Form ADV filed March 31, 2026. It reports 3,061 individual clients, 1,121 of them high-net-worth, holding an average of about $1.4 million each, and 103 employees. That ranks it 206th among the nation’s 5,657 independent wealth management RIAs and 7th of 92 in Missouri. It reports 2 custodians for its clients’ separately managed accounts: Charles Schwab and Fidelity.
Main office 314-884-2800krilogy.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $5.2B
- Rank among independent wealth managers
- #206 of 5,657
- Rank among all SEC RIAs
- #2,042 of 17,210
- Rank in Missouri
- #7 of 92
- Individual clients
- 3,061
- High-net-worth clients
- 1,121
- Accounts
- 11,114
- Discretionary
- 90% of AUM
- Employees
- 103
- Advisory staff
- 65
- Offices
- 6
Owners and executives on its Form ADV
- Mark B. LewisChief Financial Officer
- Kent S. SkorniaChief Executive Officer
- John M. McArthurSenior Partner & Chief Investment Officer
- Thomas J. LewisLegal Counsel & Chief Compliance Officer
- Brian J. FernandezPresident
Custody and brokerage
Broker-dealer
Hybrid RIA
Krilogy is a hybrid RIA: 9 of its employees are also registered representatives of a broker-dealer.
Its Form ADV brochure (filed March 2026) names Saxony Securities as the broker-dealer its advisers are registered with.
Some Advisors of Krilogy are also registered representatives of Saxony Securities, Inc.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| High-net-worth individuals | 1,121 | $3.8B | 72% |
| Pension and profit sharing plans | 132 | $734M | 14% |
| Individuals | 1,940 | $659M | 13% |
| Corporations or other businesses | 11 | $38M | <1% |
| Charitable organizations | – | $11M | <1% |
Private funds
Krilogy reports 1 private funds with $2M in gross assets: other private funds (Form ADV Item 7.B).
Disciplinary disclosures
Krilogy reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Portfolio management for businesses and institutions
- Selecting other advisers
How it’s paid
- A percentage of assets under management
- Hourly charges
- Fixed fees
Form ADV and brochures on the SEC’s adviser search ↗krilogy.com ↗
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- Assets, accounts, clients and staff, ten years of filings
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Similar-size RIAs in Missouri
All of Missouri →| Firm | Regulatory AUM | Clients |
|---|---|---|
| Forvis Mazars Wealth Advisors, LLCSpringfield | $12B | 4,329 |
| Modern Wealth Management, LLCKansas City | $11B | 11,524 |
| Plancorp, LLCSaint Louis | $11B | 2,251 |
| Cornerstone Wealth Management, LLCDES Peres | $4.9B | 12,454 |
| Rubinbrown Advisors LLCSt. Louis | $3.9B | 1,151 |
| Matter Family OfficeSt Louis | $3.8B | 226 |
Background
Questions
How much does Krilogy manage?
Krilogy reports $5.2B in regulatory assets under management across 11,114 accounts, 90% of it on a discretionary basis, on its Form ADV filed March 31, 2026.
How many clients does Krilogy have?
It reports 3,061 individual clients: 1,121 high-net-worth individuals and 1,940 other individuals. Individuals account for about 85% of its regulatory assets.
Where is Krilogy headquartered?
Its main office is in St. Louis, Missouri. It reports 6 offices in total and 103 employees, 65 of whom perform investment advisory functions.
How does Krilogy charge clients?
On Form ADV it lists these forms of compensation: a percentage of assets under management; hourly charges; fixed fees. Fees and minimums are set out in its Form ADV Part 2A brochure, available on the SEC’s adviser search.
What custodian does Krilogy use?
It reports 2 custodians for its clients’ separately managed accounts: Charles Schwab and Fidelity. On Schedule D of its Form ADV filed March 31, 2026, it reports these amounts held: Charles Schwab ($3.7B); Fidelity ($596M). Form ADV lists only custodians holding 10% or more of separately managed account assets.
Is Krilogy a hybrid RIA with a broker-dealer?
Krilogy is a hybrid RIA: 9 of its employees are also registered representatives of a broker-dealer. Those representatives can also earn commissions on brokerage business through the broker-dealer, where different rules apply than for advisory accounts.
Is Krilogy a fiduciary?
As an SEC-registered investment adviser, Krilogy owes its advisory clients a fiduciary duty under the Investment Advisers Act of 1940, which includes duties of care and loyalty. 9 of its employees are also registered representatives of a broker-dealer, where different rules apply to brokerage recommendations.
Where these numbers come from
Every figure is Krilogy’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-03-31), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Its national rank compares it with every US-based independent wealth management RIA, the same field as The Largest RIAs. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →