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Est. 2026The front page of wealth managementNew York

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RB Schwab trumpeted Anthropic's Claude for all 16,000 of its RIAs, but a 20-seat enterprise minimum suddenly sidelines 11,000-plus small firms -- right before IMPACT 20264K Social Security Database Cleanup Corrects 50 Million RecordsFP Do smaller RIAs really need to own their data?RB Bank of America analyst 'double' slams Ameriprise not least because RIA 'structural' advantage triggered proactive in-house retention bonuses that take a bite out of margins and may not retain big teams long-termIN Trump to ease 50% Canada tariffs on farm equipment, packaging goodsWM The New Rules of Record Keeper SelectionWM SEC Examiners' 2027 Focus Includes Firms' Protections Against AI Phishing, DeepfakesIN People moves: RBC taps Raymond James veteran for Texas complexWM Lido CEO Signals Openness to International Expansion4K SEC Targets Private Markets, AI and Fiduciary Risks Among 2027 Exam Priorities
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Free from Atlas · SEC filings as of October 1, 2026

The RIA database

Firms we coverAtlas screenerWealth Manager databaseThis month’s moversCustodian profilesRIA statistics

Registered RIAs
17,210
Regulatory AUM
$177.9T
Use more than one custodian
4,024
Hybrid
3,733

Where their clients’ assets sit. Select a custodian to filter the list.

Filters1

2,436 firms manage $136.7 trillionaffiliated broker-dealer

Open in the Atlas screener

Atlas The basics here are free. Atlas adds ten years of growth, owners, broker-dealer affiliation, contacts on file and signals for every firm, with alerts and exports. See Atlas

  1. 675
    Ameritas Investment Partners, Inc.Lincoln, NE · 2,513 clientsAsset managerHybridAmeritas Investment Company, LLC, clears through National Financial Services (Fidelity)
    J.P. Morgan 100%
    $29B
  2. 677
    DBX Advisors LLCNew York, NY · 1 clientsAsset managerHybridDWS Distributors, Inc., Deutsche Bank AG
    No custodian reported
    $29B
  3. 681
    Winslow Capital Management LLCMinneapolis, MN · 1,882 clientsAsset managerAffiliated broker-dealerNuveen Securities, LLC
    State Street 63%Northern Trust 37%
    $29B
  4. 682
    Atlanta CapitalAtlanta, GA · 9,277 clientsAsset managerAffiliated broker-dealerEaton Vance Distributors, Inc., Morgan Stanley Asia Limited
    BNY 46%Northern Trust 29%State Street 25%
    $29B
  5. 683
    HPS Advisors, LLCNew York, NY · 2 clientsAsset managerHybridHPS Securities, LLC
    No custodian reported
    $29B
  6. 684
    First Sentier Investors (ireland) LimitedDublin 2, Ireland · 21 clientsPrivate fund adviserAffiliated broker-dealer
    No custodian reported
    $28B
  7. 688
    Benefit Street Partners L.L.C.New York, NY · 74 clientsPrivate fund adviserHybridFranklin Distributors, LLC
    No custodian reported
    $28B
  8. 689
    Pretium Residential Credit Management, LLCNew York, NY · 36 clientsPrivate fund adviserHybridPretium Securities, LLC
    U.S. Bancorp Investments 79%
    $28B
  9. 696
    Towerbrook Capital PartnersNew York, NY · 62 clientsPrivate fund adviserHybridTowerbrook Financial, L.P.
    No custodian reported
    $28B
  10. 697
    Bregal Investments, Inc.New York, NY · 44 clientsPrivate fund adviserAffiliated broker-dealerBregal Sagemount Credit Solutions GP LLC, Bregal Sagemount Credit Solutions O General Partner Limited
    No custodian reported
    $28B
  11. 698
    AAMChicago, IL · 123 clientsAsset managerAffiliated broker-dealerSecurian Financial Services, Inc.
    U.S. Bank 69%BNY 31%
    $27B
  12. 699
    The Baldwin Group Wealth Advisors, LLCTampa, FL · 2,134 clientsAsset managerHybridThe Baldwin Group Securities, LLC
    LPL Financial 79%
    $27B
  13. 702
    Smartx Advisory SolutionsWest Palm Beach, FL · 61 clientsAsset managerHybridHedgeco Securities, LLC
    Schwab 84%
    $27B
  14. 704
    Plante Moran Financial AdvisorsSouthfield, MI · 4,009 clientsWealth managerHybridP & M Corporate Finance, LLC, Plante Moran Insurance Agency Services, LLC
    No custodian reported
    $27B
  15. 710
    Arax Advisory PartnersNew York, NY · 15,662 clientsWealth managerHybridUsca Securities LLC, clears through National Financial Services (Fidelity)
    Fidelity 58%Schwab 32%
    $27B
  16. 713
    Summit Financial, LLCParsippany, NJ · 18,393 clientsWealth managerWrap sponsorHybridLS Securities, LLC
    Fidelity 60%Schwab 23%
    $26B
  17. 715
    Invesco Hong Kong LimitedHong Kong, China · 77 clientsAsset managerAffiliated broker-dealerInvesco Capital Markets, Inc., Invesco Distributors, Inc.
    Bank Consortium Trust Company Limited 100%
    $26B
  18. 717
    Fred Alger Management, LLCNew York, NY · 3,068 clientsAsset managerHybridAlger Management, (singapore) PTE. LTD., Alger Management, LTD
    J.P. Morgan 53%Northern Trust 47%
    $26B
  19. 719
    1919 Investment Counsel, LLCBaltimore, MD · 5,169 clientsWealth managerBank-affiliatedAffiliated broker-dealerEaton Partners (UK) LLP, Keefe, Bruyette & Woods, Inc., clears through Stifel
    Schwab 35%Fidelity 33%
    $26B
  20. 720
    MDT Advisers, A Division of Federated Mdta LLCBoston, MA · 2,360 clientsAsset managerHybridFederated Securities Corp.
    UBS 100%
    $26B
  21. 722
    Templeton Global Advisors LimitedNassau, Bahamas, The · 12 clientsAsset managerAffiliated broker-dealerClarion Partners Emea Limited, Clarion Partners Europe (u.k.) Limited
    BNY 100%
    $26B
  22. 723
    Blue Owl Insurance SolutionsNew York, NY · 11 clientsAsset managerAffiliated broker-dealerBlue Owl Securities LLC
    J.P. Morgan 68%U.S. Bank 32%
    $26B
  23. 725
    FMR Investment Management (UK) LimitedLondon, United Kingdom · 42 clientsAsset managerAffiliated broker-dealerDigital Brokerage Services LLC, Fidelity Brokerage Services LLC, clears through National Financial Services (Fidelity)
    Northern Trust 77%Brown Brothers Harriman & 23%
    $26B
  24. 727
    Cigna Investments, Inc.Bloomfield, CT · 82 clientsAsset managerAffiliated broker-dealerCigna Benefits Financing, Inc.
    J.P. Morgan 100%
    $26B
  25. 728
    Pretium Single-Family Rental Manager III, LLCNew York, NY · 26 clientsPrivate fund adviserHybridPretium Securities, LLC
    J.P. Morgan 100%
    $26B
  26. 733
    CVC Advisors (u.s.) Inc.New York, NY · 20 clientsPrivate fund adviserHybridCVC Capital Markets S.a R.L., CVC Funding, LLC
    No custodian reported
    $26B
  27. 737
    Alkeon Capital Management, LLCNew York, NY · 34 clientsPrivate fund adviserHybridBreakwater Group Distribution Services, LLC
    No custodian reported
    $25B
  28. 741
    LPL Enterprise, LLCFort Mill, SC · 102,563 clientsBroker-dealer firmHybridCommonwealth Equity Services, LLC, LPL Financial LLC
    No custodian reported
    $25B
  29. 742
    Ruffer LLPLondon, United Kingdom · 5,250 clientsPrivate fund adviserAffiliated broker-dealerRuffer LLC
    Custodian 86%
    $25B
  30. 745
    Hermes Investment Management LimitedLondon, United Kingdom · 61 clientsPrivate fund adviserAffiliated broker-dealerFederated Securities Corp.
    No custodian reported
    $25B
  31. 746
    Federated Hermes (UK) LLPLondon, United Kingdom · 18 clientsPrivate fund adviserAffiliated broker-dealerFederated Securities Corp.
    State Street 100%
    $25B
  32. 747
    Davenport & Company LLCRichmond, VA · 17,724 clientsBroker-dealer firmHybrid
    Pershing 100%
    $25B
  33. 748
    The Baupost Group, L.L.C.Boston, MA · 12 clientsPrivate fund adviserAffiliated broker-dealerLeerink Partners LLC, clears through Pershing
    No custodian reported
    $25B
  34. 750
    Jefferies Finance LLCNew York, NY · 60 clientsPrivate fund adviserHybridJefferies LLC
    State Street 67%BNY 33%
    $25B
  35. 753
    Gabelli Funds, LLCRye, NY · 33 clientsAsset managerHybridG.distributors, LLC, G.research, LLC
    No custodian reported
    $25B
  36. 754
    MML Investment Advisers, LLCSpringfield, MA · 56 clientsAsset managerHybridBarings LLC, Flourish Financial LLC
    No custodian reported
    $25B
  37. 755
    DWS Alternatives Global LimitedLondon, United Kingdom · 63 clientsPrivate fund adviserAffiliated broker-dealerDeutsche Bank AG
    J.P. Morgan 42%Northern Trust 33%CIBC Mellon 25%
    $25B
  38. 756
    Macquarie Investment Management Europe LimitedLondon, United Kingdom · 43 clientsBroker-dealer firmAffiliated broker-dealerMacquarie Asset Management Credit Advisers US, LLC, Macquarie Asset Management Europe S.a R.L.
    No custodian reported
    $25B
  39. 758
    Pgim Private Placement Investors, L.P.Newark, NJ · 33 clientsAsset managerHybridPruco Securities, LLC, Prudential Annuities Distributors, Inc
    J.P. Morgan 83%
    $24B
  40. 759
    First Command Advisory ServicesFort Worth, TX · 113,591 clientsWealth managerBank-affiliatedHybridFirst Command Brokerage Services, Inc.
    No custodian reported
    $24B

RIAs by state