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Asset manager · West Palm Beach, FL

Smartx Advisory Solutions

Smartx Advisory Solutions LLC · SEC-registered investment adviser · CRD 297680 · SEC 801-113795

At a glance

Smartx Advisory Solutions is an SEC-registered investment adviser based in West Palm Beach, Florida, with $27.0 billion in regulatory assets under management as of its Form ADV filed September 4, 2026. Its largest client group by assets is other investment advisers. By Form ADV it is a asset manager, ranked 316th of 3,218 asset managers and 702nd of 17,210 SEC-registered advisers by assets.

Main office 561-835-8690smartxadvisorysolutions.comLinkedInAs filed on Form ADV

Regulatory AUM
$27B
Rank among asset managers
#316 of 3,218
Rank among all SEC RIAs
#702 of 17,210
Rank in Florida
#22 of 1,090
Clients
61
Accounts
61
Discretionary
100% of AUM
Employees
96
Advisory staff
2
Offices
1

Owners and executives on its Form ADV

Custody and brokerage

2 custodians

  1. Charles Schwab$22B84%
  2. Fidelity$4.0B16%

Other RIAs using Charles SchwabOther multi-custodian RIAs

Broker-dealer

Hybrid RIA

Smartx Advisory Solutions is a hybrid RIA: 5 of its employees are also registered representatives of a broker-dealer. It names an affiliated broker-dealer: Hedgeco Securities, LLC.

Its Form ADV brochure (filed March 2026) names Hedgeco Securities as the broker-dealer its advisers are registered with.

Certain employees of SMArtX are also Registered Representatives of HedgeCo Securities.

Other hybrid RIAs

Who it serves

Client typeClientsRegulatory AUMShare
Other investment advisers61$27B100%

Disciplinary disclosures

Smartx Advisory Solutions reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗

Services

  • Portfolio management for individuals and small businesses
  • Selecting other advisers
  • Other services

How it’s paid

  • A percentage of assets under management
  • Other

Form ADV and brochures on the SEC’s adviser search ↗smartxadvisorysolutions.com ↗

AtlasMembers

The full record on Smartx Advisory Solutions

Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.

Assets, accounts, clients and staff, 8 years of filings
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Growth over one, three and five years
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Rank against 383 peers of its type and size
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Owners and executives, with titles and stakes
2 namedLocked
Main office, fax and compliance officer
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Filing changes this year, with alerts
4Locked
Open Atlas free

Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Background

Questions

How much does Smartx Advisory Solutions manage?

Smartx Advisory Solutions reports $27.0 billion in regulatory assets under management across 61 accounts, 100% of it on a discretionary basis, on its Form ADV filed September 4, 2026.

What kind of firm is Smartx Advisory Solutions?

Smartx Advisory Solutions is a asset manager by its Form ADV answers. Most of its assets are managed for funds, institutions or other businesses rather than individuals.

Who are Smartx Advisory Solutions’s clients?

By assets, its largest client types are other investment advisers ($27.0 billion, 61 clients).

Does Smartx Advisory Solutions have any disciplinary history?

Smartx Advisory Solutions reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.

Where these numbers come from

Every figure is Smartx Advisory Solutions’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-09-04), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.

Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →