Asset manager · New York, NY
DBX Advisors LLC
SEC-registered investment adviser · CRD 154558 · SEC 801-71808
At a glance
DBX Advisors LLC is an SEC-registered investment adviser based in New York, New York, with $29.0 billion in regulatory assets under management as of its Form ADV filed September 16, 2026. Its largest client group by assets is investment companies. By Form ADV it is a asset manager, ranked 307th of 3,218 asset managers and 677th of 17,210 SEC-registered advisers by assets.
Main office 212-454-4500dws.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $29B
- Rank among asset managers
- #307 of 3,218
- Rank among all SEC RIAs
- #677 of 17,210
- Rank in New York
- #181 of 2,591
- Clients
- 1
- Accounts
- 1
- Discretionary
- 100% of AUM
- Employees
- 53
- Advisory staff
- 10
- Offices
- 1
Owners and executives on its Form ADV
- Michael J. GilliganElected Manager/chief Financial Officer
- Frank J. GecsediChief Compliance Officer
- Freddi KlassenElected Manager / Chief Operating Officer
- Caroline PearsonChief Legal Officer
- Hepsen UzcanElected Manager
- George L CatramboneChief Executive Officer & Elected Manager
Custody and brokerage
Custodian
DBX Advisors LLC’s Form ADV lists no custodian for separately managed accounts. Firms report one only when they manage $10 million or more in those accounts.
Broker-dealer
Hybrid RIA
DBX Advisors LLC is a hybrid RIA: 20 of its employees are also registered representatives of a broker-dealer. It names affiliated broker-dealers: DWS Distributors, Inc., Deutsche Bank AG and Deutsche Bank Securities Inc..
- DWS Distributors, Inc. ↗CRD 37306
It doesn’t hold client accounts or customer funds itself. Its annual audited report filed with the SEC, March 2026
- Deutsche Bank AG
- Deutsche Bank Securities Inc. ↗CRD 2525
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Investment companies | 1 | $29B | 100% |
Disciplinary disclosures
DBX Advisors LLC answers yes to 137 disclosure items in Item 11 of Form ADV (criminal, regulatory or civil matters involving the firm or its advisory affiliates). Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for investment companies
How it’s paid
- A percentage of assets under management
Form ADV and brochures on the SEC’s adviser search ↗dws.com ↗
AtlasMembers
The full record on DBX Advisors LLC
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
- Locked
- Growth over one, three and five years
- Locked
- Rank against 380 peers of its type and size
- Locked
- Owners and executives, with titles and stakes
- 6 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
- 1Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does DBX Advisors LLC manage?
DBX Advisors LLC reports $29.0 billion in regulatory assets under management across 1 accounts, 100% of it on a discretionary basis, on its Form ADV filed September 16, 2026.
What kind of firm is DBX Advisors LLC?
DBX Advisors LLC is a asset manager by its Form ADV answers. Most of its assets are managed for funds, institutions or other businesses rather than individuals. It reports a bank or thrift among its related persons. A public reporting company controls it.
Who are DBX Advisors LLC’s clients?
By assets, its largest client types are investment companies ($29.0 billion, 1 clients).
Does DBX Advisors LLC have any disciplinary history?
DBX Advisors LLC answers yes to 137 disclosure items in Item 11 of Form ADV, which covers criminal, regulatory and civil matters involving the firm or its advisory affiliates. The details are on the SEC’s adviser search.
Where these numbers come from
Every figure is DBX Advisors LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-09-16), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →