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Chief Legal Officer · DBX Advisors LLC

Caroline Pearson

CRD 4474294 · Named on Form ADV at one SEC-registered adviser

At a glance

DBX Advisors LLC, an SEC-registered asset manager based in New York, NY with $29.0 billion in regulatory assets, lists Caroline Pearson on its Form ADV as Chief Legal Officer.

Firms and roles

  • DBX Advisors LLCChief Legal OfficerAsset manager · New York, NY · $29B in regulatory assets

AtlasMembers

Caroline’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Caroline’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.