Financial ADVSR advisor directory · SEC adviser records
Financial advisors in Sequim, WA
Every SEC-registered investment adviser representative at a firm office in Sequim, with the firms that employ the most of them.
21 registered advisors work in Sequim; the most are at Edward Jones (5). 1 list the CFP designation and 17 are also registered broker representatives.
Firms with the most advisors in Sequim
| Firm | Advisors in Sequim |
|---|---|
| Edward Jones news | 5 |
| LPL Financial LLC news | 3 |
| Osaic Wealth, Inc. news | 3 |
| Sound Financial Center LLC | 3 |
| Cetera Investment Advisers LLC news | 2 |
| Calton & Associates, Inc. | 1 |
| Creative Retirement Planning, Inc. | 1 |
| Osaic Advisory Services, LLC news | 1 |
| Park Avenue Securities LLC | 1 |
| Raymond James Financial Services Advisors, Inc. news | 1 |
| Thrivent Investment Management Inc. | 1 |
Advisors in Sequim, A to Z
CFP advisors in Sequim →- Jason BerglundLPL Financial LLC
- Travis M. BerglundLPL Financial LLC
- Paul E. DillmanCetera Investment Advisers LLC · Personal Financial Specialist
- Cheryl A. EasterlingEdward Jones
- Cherie A. GrayEdward Jones
- Heather N. HaaslEdward Jones
- Kristopher B. HenriksonEdward Jones
- Bret P. KeehnOsaic Wealth, Inc.
- Tanner J. KeehnOsaic Wealth, Inc.
- Kelly G. KidwellPark Avenue Securities LLC
- Cyndi H. KimEdward Jones
- Carrie J. LyonCetera Investment Advisers LLC
- John J. MangiameliSound Financial Center LLC
- Joseph F. MangiameliSound Financial Center LLC
- Steven S. MangiameliSound Financial Center LLC
- Michael L. McKenzieCalton & Associates, Inc.
- David R. NuteCreative Retirement Planning, Inc. · Chartered Financial Consultant
- Lisa H. PiersonOsaic Wealth, Inc.
- Laura M. RobbRaymond James Financial Services Advisors, Inc.
- David J. Van DeusenThrivent Investment Management Inc.
- Andrew E. WatkinsLPL Financial LLC · Certified Financial Planner
Other cities in Washington
All of Washington →Seattle 1,957Bellevue 1,378Spokane 501Vancouver 478Camas 339Tacoma 292Kirkland 276Bellingham 202Mercer Island 153Gig Harbor 134Kennewick 127Redmond 113Edmonds 106Olympia 104Everett 102Renton 102Issaquah 99Lynnwood 99Yakima 96Federal Way 85Bothell 71Silverdale 71Puyallup 68Spokane Valley 67
Questions
How many financial advisors are in Sequim, WA?
21 investment adviser representatives are registered at firm offices in Sequim, Washington, according to the SEC's Investment Adviser Public Disclosure records. 17 of them are also registered as broker representatives, and 1 list the CFP designation.
Which firm has the most financial advisors in Sequim?
Edward Jones, with 5 registered advisors in Sequim, followed by LPL Financial LLC with 3.
How do I check a financial advisor in Sequim?
Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.