Financial ADVSR advisor directory · SEC adviser records
LPL Financial LLC financial advisors in Sequim, WA
Every SEC-registered investment adviser representative at a LPL Financial LLC office in Sequim, A to Z.
4 registered advisors work at LPL Financial LLC in Sequim, out of 22,666 at the firm nationwide; it ranks number 2 in the city by advisors. 0 list the CFP designation and 4 are also registered broker representatives.
LPL Financial LLC advisors in Sequim, A to Z
Every LPL Financial LLC advisor →- Jason BerglundAlso a broker rep
- Travis M. BerglundAlso a broker rep
- Derek-Dion D. LeeAlso a broker rep
- Andrew E. WatkinsCertified Financial Planner · Also a broker rep
LPL Financial LLC advisors in every city and state →LPL Financial LLC: assets, clients and custodians →LPL Financial news and advisor moves →LPL Financial LLC payout grid vs. other firms →Advisor Moves: who changed firms this week →
LPL Financial LLC advisors in other cities
San Diego, CA 809Fort Mill, SC 438Houston, TX 144Scottsdale, AZ 119Charlotte, NC 117Austin, TX 116Chicago, IL 109Las Vegas, NV 95Tampa, FL 91Honolulu, HI 88San Antonio, TX 87Fresno, CA 84Dallas, TX 81Seattle, WA 80Irvine, CA 74
Other firms in Sequim
All Sequim advisors →Edward Jones 6Osaic Wealth, Inc. 3Sound Financial Center LLC 3
Questions
How many financial advisors does LPL Financial LLC have in Sequim?
4 investment adviser representatives are registered at LPL Financial LLC offices in Sequim, Washington, according to the SEC's Investment Adviser Public Disclosure records, out of 22,666 nationwide. 0 list the CFP designation and 4 are also registered as broker representatives.
Is LPL Financial LLC one of the largest advisor employers in Sequim?
LPL Financial LLC ranks number 2 in Sequim by registered advisors; Edward Jones has the most, with 6.
How do I check a LPL Financial LLC advisor in Sequim?
Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the LPL Financial LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.