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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in South Berwick, ME

Every SEC-registered investment adviser representative at a firm office in South Berwick, with the firms that employ the most of them.

The short answer

4 registered advisors work in South Berwick; the most are at D.A. Davidson & Co. (1). 0 list the CFP designation and 3 are also registered broker representatives.

Firms with the most advisors in South Berwick

FirmAdvisors in South Berwick
D.A. Davidson & Co.1
LPL Financial LLC news1
Lincoln Investment1
Park Avenue Securities LLC1

Advisors in South Berwick, A to Z

Search all of Maine →

Other cities in Maine

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Portland 358Bangor 79Falmouth 60Scarborough 41South Portland 31Waterville 28Lewiston 24Auburn 18Brunswick 17Augusta 16Camden 15Westbrook 15Kennebunk 14Biddeford 13Saco 13Yarmouth 11Bar Harbor 10Presque Isle 10Ellsworth 9Wells 9York 9Cumberland Foreside 8Gardiner 8Kittery 8

Questions

How many financial advisors are in South Berwick, ME?

4 investment adviser representatives are registered at firm offices in South Berwick, Maine, according to the SEC's Investment Adviser Public Disclosure records. 3 of them are also registered as broker representatives, and 0 list the CFP designation.

Which firm has the most financial advisors in South Berwick?

D.A. Davidson & Co., with 1 registered advisors in South Berwick, followed by LPL Financial LLC with 1.

How do I check a financial advisor in South Berwick?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.