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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Hallowell, ME

Every SEC-registered investment adviser representative at a firm office in Hallowell, with the firms that employ the most of them.

5 registered advisors work in Hallowell; the most are at Commonwealth Financial Network (2). 0 list the CFP designation and 4 are also registered broker representatives.

Firms with the most advisors in Hallowell

FirmAdvisors in Hallowell
Commonwealth Financial Network news2
Edward Jones news2
Foundations Investment Advisors LLC1

Advisors in Hallowell, A to Z

Search all of Maine →

Other cities in Maine

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Portland 387Bangor 84Falmouth 65Scarborough 43South Portland 32Waterville 28Lewiston 24Auburn 20Camden 18Augusta 17Brunswick 17Biddeford 16Kennebunk 16Westbrook 16Saco 13Yarmouth 13Bar Harbor 11York 11Ellsworth 10Presque Isle 10Wells 10Cumberland Foreside 9Kittery 9Gardiner 8

Questions

How many financial advisors are in Hallowell, ME?

5 investment adviser representatives are registered at firm offices in Hallowell, Maine, according to the SEC's Investment Adviser Public Disclosure records. 4 of them are also registered as broker representatives, and 0 list the CFP designation.

Which firm has the most financial advisors in Hallowell?

Commonwealth Financial Network, with 2 registered advisors in Hallowell, followed by Edward Jones with 2.

How do I check a financial advisor in Hallowell?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.