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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Cumberland, ME

Every SEC-registered investment adviser representative at a firm office in Cumberland, with the firms that employ the most of them.

3 registered advisors work in Cumberland; the most are at Ameriprise Financial Services, LLC (1). 0 list the CFP designation and 2 are also registered broker representatives.

Firms with the most advisors in Cumberland

FirmAdvisors in Cumberland
Ameriprise Financial Services, LLC news1
Cambridge Investment Research Advisors, Inc. news1
Tiaa-Cref Individual & Institutional Services, LLC1

Advisors in Cumberland, A to Z

Search all of Maine →

Other cities in Maine

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Portland 361Bangor 79Falmouth 56Scarborough 43South Portland 32Lewiston 27Waterville 27Brunswick 22Auburn 19Westbrook 18Camden 17Kennebunk 16Augusta 14Biddeford 14Saco 13Yarmouth 12Bar Harbor 10Ellsworth 10Gardiner 10Wells 10York 10Cumberland Foreside 9Presque Isle 9Windham 9

Questions

How many financial advisors are in Cumberland, ME?

3 investment adviser representatives are registered at firm offices in Cumberland, Maine, according to the SEC's Investment Adviser Public Disclosure records. 2 of them are also registered as broker representatives, and 0 list the CFP designation.

Which firm has the most financial advisors in Cumberland?

Ameriprise Financial Services, LLC, with 1 registered advisors in Cumberland, followed by Cambridge Investment Research Advisors, Inc. with 1.

How do I check a financial advisor in Cumberland?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.