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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in China, ME

Every SEC-registered investment adviser representative at a firm office in China, with the firms that employ the most of them.

2 registered advisors work in China; the most are at Osaic Institutions, Inc. (1). 0 list the CFP designation and 2 are also registered broker representatives.

Firms with the most advisors in China

FirmAdvisors in China
Osaic Institutions, Inc. news1
Robert W. Baird & Co. Incorporated news1

Advisors in China, A to Z

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Questions

How many financial advisors are in China, ME?

2 investment adviser representatives are registered at firm offices in China, Maine, according to the SEC's Investment Adviser Public Disclosure records. 2 of them are also registered as broker representatives, and 0 list the CFP designation.

Which firm has the most financial advisors in China?

Osaic Institutions, Inc., with 1 registered advisors in China, followed by Robert W. Baird & Co. Incorporated with 1.

How do I check a financial advisor in China?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.