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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Pewee Valley, KY

Every SEC-registered investment adviser representative at a firm office in Pewee Valley, with the firms that employ the most of them.

The short answer

7 registered advisors work in Pewee Valley; the most are at Cambridge Investment Research Advisors, Inc. (4). 0 list the CFP designation and 6 are also registered broker representatives.

Firms with the most advisors in Pewee Valley

FirmAdvisors in Pewee Valley
Cambridge Investment Research Advisors, Inc. news4
Clear Trace, LLC1
MML Investors Services, LLC1
State Farm Investment Management Corp.1

Advisors in Pewee Valley, A to Z

Search all of Kentucky →

Other cities in Kentucky

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Louisville 1,175Covington 588Lexington 580Bowling Green 95Florence 79Owensboro 76Paducah 68Fort Wright 48Independence 48Fort Mitchell 43Elizabethtown 42Henderson 35Union 32Edgewood 28Crestview Hills 26Richmond 26Danville 25Prospect 25Nicholasville 24Alexandria 23Erlanger 22Fort Thomas 22Hebron 22Bardstown 21

Questions

How many financial advisors are in Pewee Valley, KY?

7 investment adviser representatives are registered at firm offices in Pewee Valley, Kentucky, according to the SEC's Investment Adviser Public Disclosure records. 6 of them are also registered as broker representatives, and 0 list the CFP designation.

Which firm has the most financial advisors in Pewee Valley?

Cambridge Investment Research Advisors, Inc., with 4 registered advisors in Pewee Valley, followed by Clear Trace, LLC with 1.

How do I check a financial advisor in Pewee Valley?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.