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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Harlan, KY

Every SEC-registered investment adviser representative at a firm office in Harlan, with the firms that employ the most of them.

3 registered advisors work in Harlan; the most are at Alexander Investment Services Co. (3). 0 list the CFP designation and 3 are also registered broker representatives.

Firms with the most advisors in Harlan

FirmAdvisors in Harlan
Alexander Investment Services Co.3

Advisors in Harlan, A to Z

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Louisville 1,185Covington 629Lexington 572Bowling Green 96Owensboro 73Florence 72Paducah 67Elizabethtown 45Fort Wright 44Independence 43Fort Mitchell 38Henderson 34Union 31Prospect 29Richmond 27Danville 26Fort Thomas 25Crestview Hills 24Bardstown 23Edgewood 23Nicholasville 23Alexandria 21Hebron 21Ashland 20

Questions

How many financial advisors are in Harlan, KY?

3 investment adviser representatives are registered at firm offices in Harlan, Kentucky, according to the SEC's Investment Adviser Public Disclosure records. 3 of them are also registered as broker representatives, and 0 list the CFP designation.

Which firm has the most financial advisors in Harlan?

Alexander Investment Services Co., with 3 registered advisors in Harlan.

How do I check a financial advisor in Harlan?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.