Saturday, October 24, 2026The Morning EditionOpen AtlasSign inJoin free
FinancialADVSR

Est. 2026The front page of wealth managementNew York

The Morning EditionFree · 6:30 AM ETSubscribe
RB Schwab trumpeted Anthropic's Claude for all 16,000 of its RIAs, but a 20-seat enterprise minimum suddenly sidelines 11,000-plus small firms -- right before IMPACT 20264K Social Security Database Cleanup Corrects 50 Million RecordsFP Do smaller RIAs really need to own their data?RB Bank of America analyst 'double' slams Ameriprise not least because RIA 'structural' advantage triggered proactive in-house retention bonuses that take a bite out of margins and may not retain big teams long-termIN Trump to ease 50% Canada tariffs on farm equipment, packaging goodsWM The New Rules of Record Keeper SelectionWM SEC Examiners' 2027 Focus Includes Firms' Protections Against AI Phishing, DeepfakesIN People moves: RBC taps Raymond James veteran for Texas complexWM Lido CEO Signals Openness to International Expansion4K SEC Targets Private Markets, AI and Fiduciary Risks Among 2027 Exam Priorities

Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Cold Spring, KY

Every SEC-registered investment adviser representative at a firm office in Cold Spring, with the firms that employ the most of them.

The short answer

7 registered advisors work in Cold Spring; the most are at Cetera Investment Advisers LLC (2). 0 list the CFP designation and 6 are also registered broker representatives.

Firms with the most advisors in Cold Spring

FirmAdvisors in Cold Spring
Cetera Investment Advisers LLC news2
Strategic Advisers LLC2
J.P. Morgan Securities LLC news1
PNC Wealth Management LLC1
State Farm Investment Management Corp.1

Advisors in Cold Spring, A to Z

Search all of Kentucky →

Other cities in Kentucky

All of Kentucky →

Louisville 1,175Covington 588Lexington 580Bowling Green 95Florence 79Owensboro 76Paducah 68Fort Wright 48Independence 48Fort Mitchell 43Elizabethtown 42Henderson 35Union 32Edgewood 28Crestview Hills 26Richmond 26Danville 25Prospect 25Nicholasville 24Alexandria 23Erlanger 22Fort Thomas 22Hebron 22Bardstown 21

Questions

How many financial advisors are in Cold Spring, KY?

7 investment adviser representatives are registered at firm offices in Cold Spring, Kentucky, according to the SEC's Investment Adviser Public Disclosure records. 6 of them are also registered as broker representatives, and 0 list the CFP designation.

Which firm has the most financial advisors in Cold Spring?

Cetera Investment Advisers LLC, with 2 registered advisors in Cold Spring, followed by Strategic Advisers LLC with 2.

How do I check a financial advisor in Cold Spring?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.