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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Maquoketa, IA

Every SEC-registered investment adviser representative at a firm office in Maquoketa, with the firms that employ the most of them.

10 registered advisors work in Maquoketa; the most are at Edward Jones (3). 0 list the CFP designation and 10 are also registered broker representatives.

Firms with the most advisors in Maquoketa

FirmAdvisors in Maquoketa
Edward Jones news3
LPL Financial LLC news2
Osaic Wealth, Inc. news2
Ameriprise Financial Services, LLC news1
Cambridge Investment Research Advisors, Inc. news1
Empower Advisory Group, LLC1

Advisors in Maquoketa, A to Z

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Other cities in Iowa

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West Des Moines 760Cedar Rapids 405Des Moines 400Urbandale 252Dubuque 180Davenport 162Bettendorf 106Fairfield 106Clive 87Waterloo 72Ankeny 71Cedar Falls 71Iowa City 66Hiawatha 62Sioux City 61Johnston 59Ames 54Coralville 51Waverly 39Pella 34Clinton 31Spencer 30Marion 28Council Bluffs 25

Questions

How many financial advisors are in Maquoketa, IA?

10 investment adviser representatives are registered at firm offices in Maquoketa, Iowa, according to the SEC's Investment Adviser Public Disclosure records. 10 of them are also registered as broker representatives, and 0 list the CFP designation.

Which firm has the most financial advisors in Maquoketa?

Edward Jones, with 3 registered advisors in Maquoketa, followed by LPL Financial LLC with 2.

How do I check a financial advisor in Maquoketa?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.