Financial ADVSR advisor directory · SEC adviser records
Financial advisors in Charles City, IA
Every SEC-registered investment adviser representative at a firm office in Charles City, with the firms that employ the most of them.
10 registered advisors work in Charles City; the most are at Edward Jones (3). 4 list the CFP designation and 10 are also registered broker representatives.
Firms with the most advisors in Charles City
| Firm | Advisors in Charles City |
|---|---|
| Edward Jones news | 3 |
| Principal Securities, Inc. | 3 |
| Osaic Institutions, Inc. news | 2 |
| LPL Financial LLC news | 1 |
| State Farm Investment Management Corp. | 1 |
Advisors in Charles City, A to Z
CFP advisors in Charles City →- Arcon A. ConcepcionLPL Financial LLC
- Erich J. FellerPrincipal Securities, Inc. · Certified Financial Planner
- William H. FellerPrincipal Securities, Inc. · Certified Financial Planner
- Jeremy J. HeyerEdward Jones
- David J. JarvillOsaic Institutions, Inc. · Certified Financial Planner
- Eric M. MillerPrincipal Securities, Inc.
- Kimberly S. RuterState Farm Investment Management Corp. · Chartered Financial Consultant
- Jessie K. SchultzEdward Jones · Certified Financial Planner
- Mark W. SindlingerEdward Jones
- Bobbi J. SpainhowerOsaic Institutions, Inc.
Other cities in Iowa
All of Iowa →West Des Moines 760Cedar Rapids 405Des Moines 400Urbandale 252Dubuque 180Davenport 162Bettendorf 106Fairfield 106Clive 87Waterloo 72Ankeny 71Cedar Falls 71Iowa City 66Hiawatha 62Sioux City 61Johnston 59Ames 54Coralville 51Waverly 39Pella 34Clinton 31Spencer 30Marion 28Council Bluffs 25
Questions
How many financial advisors are in Charles City, IA?
10 investment adviser representatives are registered at firm offices in Charles City, Iowa, according to the SEC's Investment Adviser Public Disclosure records. 10 of them are also registered as broker representatives, and 4 list the CFP designation.
Which firm has the most financial advisors in Charles City?
Edward Jones, with 3 registered advisors in Charles City, followed by Principal Securities, Inc. with 3.
How do I check a financial advisor in Charles City?
Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.