Financial ADVSR advisor directory · SEC adviser records
Osaic Advisory Services, LLC financial advisors in California
Every SEC-registered investment adviser representative at a Osaic Advisory Services, LLC office in California, by city and A to Z.
The short answer
22 registered advisors work at Osaic Advisory Services, LLC in California, out of 301 nationwide; it's the firm's number 2 state by advisors, and the most are in San Diego (4). 9 list the CFP designation and 19 are also registered broker representatives.
Osaic Advisory Services, LLC advisors by city in California
Every firm in California →San Diego 4Folsom 2Hermosa Beach 2San Ramon 2Westlake Village 2Castro Valley 1Lafayette 1Milpitas 1Mountain View 1Newport Beach 1Oakland 1Poway 1Salinas 1Santa Rosa 1Torrance 1
Osaic Advisory Services, LLC advisors in California, A to Z
Search by name →- Nasser AhmadMilpitas · Certified Financial Planner
- Christopher M. AutenHermosa Beach · Certified Financial Planner, Chartered Financial Analyst
- Gregory S. AynesworthSan Ramon · Certified Financial Planner
- Ryan J. BadgerWestlake Village
- Raymond K. BramerSanta Rosa
- Marco F. BronziniSan Ramon · Certified Financial Planner
- Yisen CaiNewport Beach · Certified Financial Planner
- Evelyn K. DukaLafayette
- Armand L. FidlerHermosa Beach · Certified Financial Planner
- Michael B. GallionSan Diego · Certified Financial Planner
- Richard P. GigliottiSan Diego
- John C. Griffin Jr.Salinas
- Ryan T. HeiligenthalTorrance · Certified Financial Planner
- Rory D. HendersonOakland
- Jakob HollingshausFolsom
- Alena PovarovaMountain View
- Timothy J. RichCastro Valley · Certified Financial Planner
- Robert A. SantorielloFolsom
- Peter J. SmegielskiSan Diego
- Christopher SyktichPoway
- Richard TassielloSan Diego
- Blair A. Van BurenWestlake Village
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Osaic Advisory Services, LLC in other states
Georgia 72Idaho 19Michigan 15Ohio 14Washington 14Colorado 12Oregon 12Texas 12Florida 11Nebraska 11New York 11Arizona 7Kentucky 6New Jersey 6Alabama 5North Carolina 5Pennsylvania 5Virginia 5Connecticut 4Maryland 4Utah 4Wisconsin 4Kansas 3
Questions
How many Osaic Advisory Services, LLC financial advisors are in California?
22 investment adviser representatives are registered at Osaic Advisory Services, LLC offices in California, according to the SEC's Investment Adviser Public Disclosure records, out of 301 at the firm nationwide. 9 list the CFP designation and 19 are also registered as broker representatives.
Where in California does Osaic Advisory Services, LLC have the most advisors?
San Diego, with 4, then Folsom (2). Osaic Advisory Services, LLC has advisors in 15 cities in California.
How do I check a Osaic Advisory Services, LLC advisor in California?
Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Osaic Advisory Services, LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included.